DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Practices

What each practice looks like, from what it filed

A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.

FirmRAUM1yAdvisorsPer advisorPrivate clientsHNW of privateClients / advisorOfficesFunds
MONTIS FINANCIAL, LLC independent RIA$1.3B17$74.1M100%91%347
OPAL WEALTH ADVISORS, LLC independent RIA$1.2B+20%10$124M86%88%731
SC&H WEALTH independent RIA$1.2B+9.1%19$64.8M99%81%353
ARQ WEALTH ADVISORS, LLC independent RIA$1.2B+91%15$80.8M98%88%401
TVAMP, LLC independent RIA$1.2B+18%25$47.4M98%61%10129
VERUS FINANCIAL PARTNERS independent RIA$1.2B+18%12$98.5M100%77%532
COOPER/HAIMS ADVISORS, LLC independent RIA$1.2B+23%9$131M97%93%581
EVERGREEN WEALTH independent RIA$1.2B+22%6$197M51%69%962
CHEVIOT VALUE MANAGEMENT, LLC independent RIA$1.2B+21%8$146M96%90%726
ALASKA WEALTH ADVISORS independent RIA$1.2B+25%13$88.9M97%87%511
KORHORN FINANCIAL GROUP independent RIA$1.2B+23%49$23.5M92%70%475
IGNITE PLANNERS LLC independent RIA$1.1B+21%25$45.5M99%47%18482
ELLEVEST independent RIA$1.1B-47%13$87.0M97%92%3613
THE KELLY GROUP independent RIA$1.1B+19%15$75.4M93%62%723
THE CLARUS GROUP independent RIA$1.1B+26%9$123M100%88%684
FINANCIAL CONSULATE independent RIA$1.1B+18%13$84.3M99%78%6514
THE JOSEPH GROUP CAPITAL MANAGEMENT independent RIA$1.1B+15%9$121M97%85%911
FINANCIAL CONCEPTS independent RIA$1.1B+22%4$272M97%58%6301
ELWOOD & GOETZ independent RIA$1.1B+32%21$51.1M100%86%327
FORM WEALTH ADVISORS, LLC independent RIA$1.1B+13%8$132M94%59%962
GOLDSTONE FINANCIAL GROUP, LLC independent RIA$1.1B+32%17$62.0M100%44%9917
FAITHWARD ADVISORS, LLC independent RIA$1.1B+16%18$58.5M96%62%1697
SOUTHERN FINANCIAL GROUP, LLC independent RIA$1.1B+12%4$263M100%73%2851
WILLIAM MACK & ASSOCIATES INC independent RIA$1.0B+26%15$69.0M97%76%6327
WALKNER CONDON FINANCIAL ADVISORS LLC independent RIA$1.0B+41%16$64.4M99%74%502
IFG ADVISORS, LLC independent RIA$1.0B+26%7$147M100%92%811
JOHN MOORE & ASSOCIATES INC independent RIA$1.0B+6.0%5$206M98%84%1432
PERRYMAN FINANCIAL ADVISORY, INC. independent RIA$1.0B+29%8$128M97%85%641
SOLLINDA CAPITAL MANAGEMENT LLC mixed wealth$1.0B+12%17$59.8M49%46%1018
VERTEX PARTNERS independent RIA$1.0B+22%13$77.8M100%77%642
FERMATA ADVISORS independent RIA$1.0B-12%14$72.1M68%65%2016
MCGLONE SUTTNER WEALTH MANAGEMENT, INC. independent RIA$1.0B+23%8$126M97%83%893
WORLD EQUITY GROUP, INC. BD affiliated$1.0B-15%57$17.6M100%64%5538
SACHETTA, LLC independent RIA$1.0B+13%11$90.9M100%86%542
MCLEAN ASSET MANAGEMENT CORP. independent RIA$994M+21%17$58.5M92%88%295
AMERICAN INDEPENDENT SECURITIES GROUP, LLC independent RIA$986M+63%47$21.0M98%40%9237
BRISTOL WEALTH GROUP independent RIA$986M+12%6$164M80%62%1392
WEALTH ALLIANCE ADVISORY GROUP, LLC independent RIA$979M+22%6$163M77%72%1531
LEVEL FINANCIAL ADVISORS, INC. independent RIA$975M+26%8$122M100%81%916
BENTOAK CAPITAL independent RIA$970M+21%19$51.0M73%77%414
LIFEWORKS ADVISORS, LLC independent RIA$967M+30%44$22.0M93%72%4037
THE PACIFIC CENTER FOR FINANCIAL SERVICES independent RIA$961M+9.3%5$192M100%83%1565
LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C. independent RIA$958M+16%9$106M94%68%1203
LEGACY FINANCIAL STRATEGIES, LLC independent RIA$952M+18%13$73.2M81%82%491
DESTINY WEALTH PARTNERS, LLC independent RIA$947M+33%16$59.2M100%75%595
GALECKI FINANCIAL MANAGEMENT INC independent RIA$929M+21%6$155M100%100%1
KEUDELL MORRISON WEALTH MANAGEMENT, LLC independent RIA$922M+13%8$115M87%74%961
STRATEGICPOINT INVESTMENT ADVISORS LLC independent RIA$915M+13%6$152M99%81%1182
ROSEMEYER MANAGEMENT GROUP independent RIA$914M+32%15$60.9M94%66%775
SYVERSON STREGE independent RIA$911M+1.2%14$65.1M96%94%371
CLAYTON WEALTH PARTNERS independent RIA$910M+12%7$130M85%61%1022
MARSJEWETT FINANCIAL GROUP independent RIA$901M+23%7$129M100%88%1022
GREENUP STREET WEALTH MANAGEMENT LLC independent RIA$900M+36%20$45.0M99%70%493
UNITED CAPITAL MANAGEMENT OF KANSAS, INC. independent RIA$885M+32%25$35.4M91%68%6411
VERDE CAPITAL MANAGEMENT, INC. independent RIA$846M+24%13$65.1M94%74%601
NET WORTH ADVISORY GROUP, LLC independent RIA$838M+17%15$55.9M100%76%571
MARKET STREET WEALTH MANAGEMENT independent RIA$837M+17%12$69.7M100%60%887
MASON & ASSOCIATES, INC. independent RIA$829M+31%8$104M84%82%802
PREMIER FINANCIAL GROUP INC independent RIA$820M+14%12$68.3M76%23%461
MOSS, LUSE & WOMBLE, LLC independent RIA$803M+35%23$34.9M56%70%211
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507 practices match (Planning-led practice). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.