DFX Intelligence
RIA Intelligence
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| CORNERSTONE WEALTH MANAGEMENT, LLC independent RIA | $4.9B | +21% | 90 | $54.8M | 97% | 69% | 138 | 46 | |
| FIDUCIARYVEST, LLC institutional | $4.9B | +12% | 5 | $987M | 2.9% | 100% | 2 | ||
| HIGHPOINT PLANNING PARTNERS independent RIA | $4.8B | +20% | 114 | $42.0M | 98% | 74% | 80 | 68 | |
| THE ASCENT GROUP, LLC independent RIA | $4.8B | -3.5% | 20 | $238M | 74% | 73% | 209 | 7 | |
| IFG ADVISORY, LLC independent RIA | $4.8B | +20% | 110 | $43.3M | 96% | 77% | 82 | 63 | |
| JFS WEALTH ADVISORS, LLC independent RIA | $4.7B | +18% | 33 | $143M | 80% | 87% | 67 | 10 | |
| MCF ADVISORS, LLC independent RIA | $4.7B | +41% | 33 | $142M | 55% | 85% | 104 | 5 | 1 |
| CG ADVISORY SERVICES independent RIA | $4.6B | +15% | 68 | $68.2M | 61% | 61% | 72 | 26 | |
| CWA ASSET MANAGEMENT GROUP independent RIA | $4.5B | +35% | 50 | $90.3M | 94% | 92% | 38 | 5 | 3 |
| ADVISORY ALPHA, LLC independent RIA | $4.4B | +26% | 66 | $66.3M | 54% | 38% | 133 | 28 | |
| PCA INVESTMENT ADVISORY SERVICES, INC. mixed wealth | $4.3B | +20% | 11 | $392M | 22% | 81% | 79 | 1 | |
| WILLIS INVESTMENT COUNSEL INC other | $4.2B | +6.9% | 6 | $704M | 12% | 97% | 30 | 1 | 3 |
| B. RILEY WEALTH ADVISORS, INC. BD affiliated | $4.2B | -40% | 167 | $25.2M | 95% | 47% | 60 | 96 | |
| CLEAR INVESTMENT RESEARCH, LLC institutional | $4.2B | -10% | 3 | $1.4B | 2.8% | 87% | 38 | 1 | |
| ESSEX FINANCIAL SERVICES, INC. independent RIA | $4.2B | +29% | 33 | $126M | 83% | 83% | 84 | 4 | |
| WESCOTT FINANCIAL ADVISORY GROUP LLC independent RIA | $4.2B | +12% | 23 | $181M | 72% | 97% | 33 | 6 | |
| APRIO WEALTH MANAGEMENT, LLC independent RIA | $4.2B | +58% | 38 | $109M | 92% | 94% | 42 | 11 | |
| FOUNDERS FINANCIAL SECURITIES, LLC independent RIA | $4.1B | +25% | 118 | $35.0M | 89% | 58% | 81 | 69 | |
| GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT independent RIA | $4.1B | +29% | 39 | $105M | 98% | 45% | 242 | 2 | |
| PROMANAGE, LLC institutional | $4.1B | -33% | 3 | $1.4B | 0.0% | 1 | |||
| ADVUS FINANCIAL PARTNERS, LLC mixed wealth | $4.0B | +29% | 11 | $361M | 24% | 88% | 40 | 3 | |
| FINANCIAL INTEGRITY ADVISORS, LLC institutional | $4.0B | +12% | 2 | $2.0B | 0.1% | 52% | 3 | 3 | |
| WEALTHCARE CAPITAL MANAGEMENT LLC independent RIA | $3.9B | +30% | 34 | $116M | 95% | 68% | 166 | 24 | |
| IMA ADVISORY SERVICES, INC. mixed wealth | $3.9B | +47% | 45 | $86.8M | 22% | 88% | 10 | 8 | |
| JOHNSON STERLING, INC. other | $3.9B | +17% | 6 | $650M | 13% | 91% | 55 | 2 | |
| ANCORA PRIVATE WEALTH ADVISORS, LLC independent RIA | $3.9B | +21% | 15 | $260M | 95% | 100% | 2 | ||
| TWO WEST CAPITAL ADVISORS LLC institutional | $3.9B | +20% | 16 | $243M | 7.1% | 70% | 23 | 2 | |
| ASSUREDPARTNERS INVESTMENT ADVISORS mixed wealth | $3.9B | +19% | 33 | $118M | 32% | 63% | 55 | 18 | |
| HENSSLER FINANCIAL independent RIA | $3.8B | +12% | 30 | $127M | 84% | 92% | 54 | 3 | |
| KINGSWOOD WEALTH ADVISORS, LLC BD affiliated | $3.8B | +54% | 123 | $30.9M | 97% | 57% | 92 | 44 | |
| FOREST CAPITAL MANAGEMENT, LLC institutional | $3.8B | +28% | 6 | $625M | 0.0% | 5 | |||
| WEALTH MANAGEMENT mixed wealth | $3.7B | +20% | 47 | $78.9M | 46% | 51% | 101 | 30 | |
| PROVENANCE WEALTH ADVISORS independent RIA | $3.6B | +26% | 18 | $202M | 58% | 90% | 159 | 6 | |
| COURIER CAPITAL, LLC independent RIA | $3.6B | +16% | 14 | $256M | 68% | 74% | 150 | 5 | |
| STEELE CAPITAL MANAGEMENT, INC. independent RIA | $3.5B | +17% | 15 | $236M | 75% | 85% | 101 | 3 | |
| ONEASCENT FINANCIAL SERVICES LLC independent RIA | $3.5B | +98% | 83 | $42.6M | 85% | 63% | 62 | 36 | |
| VALLEY FORGE INVESTMENT CONSULTANTS, INC. mixed wealth | $3.5B | +23% | 12 | $291M | 28% | 96% | 20 | 1 | |
| ADVISOR RESOURCE COUNCIL independent RIA | $3.5B | +16% | 87 | $40.1M | 96% | 56% | 134 | 53 | |
| KATHMERE CAPITAL MANAGEMENT, LLC independent RIA | $3.5B | 16 | $217M | 65% | 80% | 47 | 1 | 1 | |
| MORTON WEALTH independent RIA | $3.5B | +17% | 31 | $112M | 92% | 86% | 39 | 1 | 1 |
| DONALDSON CAPITAL MANAGEMENT LLC independent RIA | $3.5B | +12% | 46 | $75.3M | 84% | 86% | 38 | 4 | |
| MOORS & CABOT, INC BD affiliated | $3.4B | +24% | 82 | $41.9M | 92% | 71% | 60 | 31 | |
| LEAVELL INVESTMENT MANAGEMENT, INC. independent RIA | $3.4B | +15% | 25 | $136M | 70% | 80% | 114 | 7 | |
| STOKES FAMILY OFFICE LLC independent RIA | $3.4B | +35% | 12 | $279M | 74% | 95% | 60 | 3 | |
| SCHNEIDER DOWNS WEALTH MANAGEMENT ADVISORS, LP independent RIA | $3.3B | +14% | 22 | $150M | 57% | 66% | 30 | 2 | |
| CERTUITY, LLC independent RIA | $3.3B | +6.5% | 23 | $144M | 73% | 99% | 20 | 12 | 27 |
| INNOVIA WEALTH, LLC independent RIA | $3.3B | +47% | 18 | $183M | 85% | 89% | 40 | 3 | 2 |
| BLBB ADVISORS independent RIA | $3.3B | +19% | 19 | $171M | 83% | 90% | 80 | 1 | |
| TRILOGY CAPITAL, INC. independent RIA | $3.2B | +22% | 73 | $44.0M | 81% | 39% | 110 | 12 | |
| LUTZ FINANCIAL independent RIA | $3.2B | +22% | 15 | $212M | 73% | 94% | 56 | 2 | |
| GIRARD ADVISORY SERVICES, LLC independent RIA | $3.2B | +20% | 50 | $63.6M | 74% | 80% | 47 | 8 | |
| FAIRCOURT PARTNERS, LLC institutional | $3.1B | +28% | 4 | $780M | 0.9% | 94% | 3 | 1 | |
| EARNED WEALTH ADVISORS, LLC independent RIA | $3.1B | +62% | 46 | $67.5M | 77% | 90% | 32 | 25 | |
| THOMPSON INVESTMENT MANAGEMENT, INC. mixed wealth | $3.1B | +16% | 6 | $514M | 25% | 90% | 74 | 1 | |
| CERTIFIED ADVISORY CORP independent RIA | $3.0B | +14% | 17 | $179M | 83% | 82% | 146 | 5 | |
| VICUS CAPITAL, INC. independent RIA | $3.0B | +16% | 89 | $33.6M | 97% | 72% | 69 | 41 | |
| HARDY REED, LLC independent RIA | $2.9B | +23% | 13 | $222M | 56% | 96% | 27 | 3 | |
| DESCHUTES INVESTMENT CONSULTING, LLC other | $2.9B | +17% | 8 | $361M | 17% | 84% | 50 | 2 | |
| REGAL INVESTMENT ADVISORS LLC BD affiliated | $2.9B | +18% | 120 | $24.0M | 95% | 42% | 69 | 78 | |
| COOPER MCMANUS independent RIA | $2.9B | +11% | 64 | $44.6M | 93% | 53% | 53 | 29 |
878 practices match (Retirement plan adviser). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.