DFX Intelligence
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| CAPSOUTH WEALTH MANAGEMENT mixed wealth | $1.0B | +13% | 11 | $91.0M | 44% | 81% | 30 | 5 | |
| DAYBRIGHT ADVISORY SERVICES, INC. institutional | $997M | -5.0% | 20 | $49.9M | 0.0% | 12 | |||
| CONCENTRUM WEALTH MANAGEMENT independent RIA | $987M | +22% | 5 | $197M | 90% | 92% | 76 | 3 | |
| F•••••••• E•••••• L•• institutional | $986M | +11% | 3 | $329M | 0.5% | 0.0% | 15 | 2 | |
| M•• W••••• M••••••••• L•• independent RIA | $977M | +14% | 13 | $75.2M | 76% | 52% | 195 | 8 | |
| L•••••••• G••••• A•••••••• L•• independent RIA | $972M | +19% | 26 | $37.4M | 89% | 55% | 92 | 11 | |
| V•••• C••••••• L•• mixed wealth | $971M | +21% | 7 | $139M | 41% | 88% | 36 | 2 | |
| L•••••••• A•••••••• L•• independent RIA | $967M | +30% | 44 | $22.0M | 93% | 72% | 40 | 37 | |
| F•••• I••••••••• A•••••••• I•• institutional | $956M | +8.0% | 5 | $191M | 0.0% | 1 | |||
| L••••• F•••••••• S••••••••• L•• independent RIA | $952M | +18% | 13 | $73.2M | 81% | 82% | 49 | 1 | |
| C••••••••• P••••••• G•••• independent RIA | $952M | +46% | 23 | $41.4M | 81% | 63% | 52 | 8 | |
| D••••••••• I••••••••• L••••• independent RIA | $942M | +34% | 8 | $118M | 62% | 82% | 60 | 1 | |
| A•••••••• C•••••• A•••••••• I••• independent RIA | $939M | +48% | 9 | $104M | 71% | 94% | 23 | 1 | |
| P•••••• I••••••••• W••••• A•••••••• L•• independent RIA | $932M | +19% | 29 | $32.1M | 71% | 68% | 27 | 3 | 1 |
| P•• W••••• M••••••••• independent RIA | $931M | +22% | 18 | $51.7M | 95% | 54% | 101 | 7 | |
| R••••••••• A••••••• independent RIA | $928M | +31% | 11 | $84.4M | 89% | 88% | 35 | 2 | |
| S•••••••• F•••••••• S••••••••• I••• independent RIA | $926M | +14% | 11 | $84.2M | 60% | 79% | 50 | 2 | |
| F••••• A••••••• institutional | $915M | +7.7% | 2 | $457M | 0.0% | 1 | |||
| G••••••• F•••••••• P•••••••• L•• mixed wealth | $912M | +9.1% | 9 | $101M | 45% | 80% | 47 | 1 | |
| P••• W••••• S•••••••• independent RIA | $912M | +16% | 7 | $130M | 87% | 86% | 97 | 1 | |
| N•••••••• I••• other | $911M | +26% | 11 | $82.8M | 13% | 83% | 16 | 1 | |
| S•••••••• P••••••• G•••• independent RIA | $910M | +38% | 8 | $114M | 97% | 70% | 198 | 1 | |
| K•• C••••• F•••••••• A•••••••• L•• independent RIA | $896M | +15% | 10 | $89.6M | 82% | 80% | 220 | 3 | |
| C•••••• F•••••••• M••••••••• L•• independent RIA | $894M | +72% | 46 | $19.4M | 95% | 52% | 47 | 37 | |
| V•••• W••••• independent RIA | $894M | +21% | 13 | $68.7M | 85% | 84% | 29 | 5 | |
| C••••••• S••••• I••••••••• M••••••••• institutional | $891M | +1.7% | 13 | $68.6M | 0.3% | 100% | 2 | 2 | |
| C•••••• C•••••• W••••• M••••••••• L•• independent RIA | $889M | -3.5% | 7 | $127M | 81% | 86% | 62 | 1 | |
| G• I••••• L•• institutional | $889M | +111% | 1 | $889M | 7.2% | 0.0% | 980 | 1 | |
| F•••••• A••••••• independent RIA | $881M | +26% | 6 | $147M | 89% | 90% | 71 | 2 | |
| A••••••• W••••• M••••••••• L•• independent RIA | $873M | +15% | 7 | $125M | 98% | 84% | 91 | 1 | |
| R••• W••••• L•• mixed wealth | $869M | -1.3% | 8 | $109M | 49% | 76% | 46 | 5 | |
| B••••••••• A••••••• G••••• L•• independent RIA | $869M | +17% | 5 | $174M | 79% | 80% | 145 | 1 | |
| I•••••••• F•••••••• C••••••••• independent RIA | $868M | +28% | 15 | $57.9M | 69% | 66% | 81 | 6 | |
| P••• C•••••• M••••••••• L•• independent RIA | $868M | +18% | 5 | $174M | 57% | 62% | 111 | 1 | |
| H••••••• W••••• P••••••• independent RIA | $868M | +36% | 17 | $51.1M | 83% | 85% | 19 | 1 | |
| G••• C•••••• P••••••• independent RIA | $862M | +9.2% | 10 | $86.2M | 77% | 85% | 43 | 1 | 1 |
| M••••• C•• A•• A••••••• independent RIA | $862M | +18% | 19 | $45.4M | 72% | 79% | 293 | 2 | |
| M••••••• I••••••••• A••••••• mixed wealth | $862M | +12% | 4 | $215M | 44% | 88% | 48 | 1 | |
| S•••• T••••••• A•••••••• L•• mixed wealth | $852M | +16% | 7 | $122M | 44% | 81% | 47 | 1 | |
| V•••• C•••••• M••••••••• I••• independent RIA | $846M | +24% | 13 | $65.1M | 94% | 74% | 60 | 1 | |
| F•••• L•••• R••••••••• L•• institutional | $844M | +18% | 2 | $422M | 0.0% | 1 | |||
| R••• I••• institutional | $828M | +8.0% | 7.2% | 100% | 4 | ||||
| I••••• R••••••••• A••••••• other | $828M | +18% | 4 | $207M | 13% | 76% | 25 | 1 | |
| P•••••• F•••••••• G•••• I•• independent RIA | $820M | +14% | 12 | $68.3M | 76% | 23% | 46 | 1 | |
| P••••••••• F••••••••• L•• independent RIA | $812M | +33% | 39 | $20.8M | 86% | 48% | 45 | 2 | |
| L•••••••• W••••• M••••••••• L•• independent RIA | $805M | +15% | 12 | $67.1M | 90% | 69% | 90 | 8 | |
| M•••• L••• • W•••••• L•• independent RIA | $803M | +35% | 23 | $34.9M | 56% | 70% | 21 | 1 | |
| C••••••• W••••• M••••••••• I••• independent RIA | $798M | +12% | 8 | $99.8M | 72% | 77% | 73 | 2 | |
| H••••• W••••• M••••••••• G••••• I••• independent RIA | $794M | +21% | 11 | $72.2M | 85% | 90% | 43 | 2 | |
| B•• I••••••••• A••••••• independent RIA | $794M | +5.1% | 5 | $159M | 61% | 90% | 61 | 1 | |
| A••••••• A•••• M••••••••• L•• mixed wealth | $794M | +23% | 1 | $794M | 22% | 93% | 65 | 1 | |
| M•••••• P••• A••••••• institutional | $793M | 5 | $159M | 0.0% | 4 | ||||
| M•• A•••• M••••••••• L•• mixed wealth | $788M | +10% | 20 | $39.4M | 42% | 88% | 14 | 4 | |
| V•••••• I••••••••• M••••••••• mixed wealth | $787M | +12% | 2 | $393M | 37% | 42% | 936 | 1 | |
| F••••••• S••••••••• I••• independent RIA | $784M | -32% | 28 | $28.0M | 82% | 64% | 36 | 13 | |
| O•• P••• A••••••• independent RIA | $783M | +4.9% | 11 | $71.2M | 87% | 58% | 74 | 1 | |
| B••••• C••••••• A•••••••• L•• independent RIA | $772M | +2.3% | 4 | $193M | 53% | 83% | 144 | 2 | |
| R••••••••• F••• M••••••••• institutional | $770M | 1 | $770M | 0.0% | 2 | ||||
| C•••••• A••••••• independent RIA | $767M | +19% | 5 | $153M | 55% | 71% | 72 | 2 | |
| I••••••••• P••••••••• S••••••• L•• institutional | $764M | +2.4% | 1 | $764M | 0.0% | 2 |
878 practices match (Retirement plan adviser). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.