DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| AON INVESTMENTS USA INC. institutional | $151B | +11% | 0.0% | 15 | 8 | ||||
| SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC asset manager | $150B | +8.5% | 0.5% | 100% | 4 | 17 | |||
| BRIDGEWATER ASSOCIATES, LP asset manager | $150B | +10% | 0.0% | 6 | 38 | ||||
| ICAPITAL ADVISORS, LLC asset manager | $150B | +40% | 0.0% | 3 | 1,144 | ||||
| HSBC GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED other | $149B | +16% | 0.0% | 1 | |||||
| WILSHIRE asset manager | $149B | +57% | 1 | $149B | 0.0% | 6 | |||
| EASTSPRING INVESTMENTS (SINGAPORE) LIMITED asset manager | $146B | +20% | 0.0% | 1 | |||||
| BLACKSTONE MANAGEMENT PARTNERS L.L.C. asset manager | $146B | +3.0% | 0.0% | 11 | 36 | ||||
| NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST asset manager | $144B | -14% | 52 | $2.8B | 1.5% | 66% | 1 | 6 | |
| BAILLIE GIFFORD OVERSEAS LTD other | $144B | +0.4% | 0.0% | 3 | |||||
| GLOBAL INFRASTRUCTURE MANAGEMENT, LLC asset manager | $142B | +21% | 1 | $142B | 0.0% | 13 | 93 | ||
| NUVEEN ALTERNATIVES ADVISORS LLC institutional | $142B | +3.6% | 0.0% | 5 | 42 | ||||
| HAMILTON LANE other | $142B | -85% | 0.0% | 23 | 553 | ||||
| APG ASSET MANAGEMENT US, INC asset manager | $141B | -6.2% | 0.0% | 1 | 29 | ||||
| INNOCAP GLOBAL INVESTMENT MANAGEMENT (IRELAND) LTD other | $141B | +70% | 0.0% | 1 | |||||
| TPG CAPITAL ADVISORS, LLC asset manager | $141B | +18% | 2 | $70B | 0.0% | 14 | 127 | ||
| BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED other | $140B | +18% | 0.0% | 1 | 11 | ||||
| LMR PARTNERS LLC asset manager | $140B | -5.0% | 0.0% | 8 | 4 | ||||
| FRANKLIN TEMPLETON PRIVATE PORTFOLIO GROUP, LLC independent RIA | $140B | +11% | 1 | $140B | 56% | 3.9% | 175,905 | 1 | |
| VERITION FUND MANAGEMENT LLC asset manager | $139B | +6.8% | 6 | $23B | 0.0% | 25 | 5 | ||
| PRIMECAP MANAGEMENT CO asset manager | $139B | +2.6% | 0.0% | 1 | |||||
| CAPITAL BANK AND TRUST COMPANY asset manager | $139B | +67% | 2.4% | 100% | 1 | ||||
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. BD affiliated | $139B | +35% | 3,942 | $35.2M | 97% | 52% | 90 | 2,340 | |
| CAPULA INVESTMENT US LP asset manager | $137B | +75% | 0.0% | 6 | |||||
| FIRST EAGLE INVESTMENT MANAGEMENT, LLC asset manager | $136B | +34% | 0.0% | 7 | 6 | ||||
| RHUMBLINE ADVISERS institutional | $136B | +11% | 0.0% | 1 | 24 | ||||
| RATHBONES independent RIA | $135B | +102% | 64% | 66% | 19 | ||||
| GOLDMAN SACHS & CO. LLC wirehouse | $134B | -43% | 38% | 100% | 19 | ||||
| AFLAC ASSET MANAGEMENT LLC asset manager | $133B | +26% | 0.0% | 1 | 1 | ||||
| BRIGHTHOUSE INVESTMENT ADVISERS, LLC asset manager | $133B | -1.9% | 1.1% | 0.0% | 1 | ||||
| BLACKSTONE REAL ESTATE ADVISORS L.P. asset manager | $131B | -2.9% | 0.0% | 15 | |||||
| INCOME RESEARCH + MANAGEMENT other | $131B | +20% | 3.9% | 100% | 1 | 15 | |||
| NINETY ONE UK LIMITED other | $130B | -0.7% | 0.0% | 1 | |||||
| THRIVENT FINANCIAL FOR LUTHERANS other | $129B | -8.8% | 339 | $380M | 0.0% | 2 | 1 | ||
| ELLIOTT INVESTMENT MANAGEMENT L.P. asset manager | $129B | +9.6% | 0.0% | 1 | 13 | ||||
| VAN ECK ASSOCIATES CORP. asset manager | $126B | +50% | 0.0% | 1 | |||||
| MARINER BD affiliated | $125B | +27% | 986 | $127M | 92% | 91% | 55 | 131 | 2 |
| GENERAL ATLANTIC SERVICE COMPANY, L.P. asset manager | $125B | +18% | 2 | $63B | 1.2% | 100% | 20 | 29 | 334 |
| BROWN ADVISORY mixed wealth | $124B | +2.0% | 25 | $5.0B | 39% | 100% | 129 | 14 | 3 |
| GC OPAL ADVISORS LLC asset manager | $124B | +5.1% | 0.0% | 11 | 92 | ||||
| HARTFORD INVESTMENT MANAGEMENT COMPANY institutional | $124B | +8.4% | 0.0% | 3 | 13 | ||||
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC BD affiliated | $122B | +29% | 1,015 | $120M | 91% | 35% | 80 | 185 | |
| SANDERS CAPITAL, LLC other | $122B | +22% | 1 | $122B | 0.0% | 1 | 3 | ||
| SAMMONS FINANCIAL GROUP ASSET MANAGEMENT, LLC institutional | $122B | +11% | 4 | $31B | 0.0% | 2 | |||
| COREBRIDGE INSTITUTIONAL INVESTMENTS (U.S.), LLC institutional | $121B | +8.2% | 0.0% | 13 | 13 | ||||
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC asset manager | $121B | +6.7% | 89 | $1.4B | 0.5% | 1 | |||
| LAZARD ASSET MANAGEMENT LLC other | $121B | -6.5% | 32 | $3.8B | 5.9% | 85% | 131 | 3 | 66 |
| SILVER LAKE TECHNOLOGY MANAGEMENT, LLC asset manager | $118B | +13% | 0.0% | 2 | 38 | ||||
| ICONIQ CAPITAL, LLC asset manager | $118B | +24% | 85 | $1.4B | 9.2% | 100% | 4 | 3 | 351 |
| PUTNAM INVESTMENT MANAGEMENT, LLC asset manager | $117B | +38% | 57 | $2.1B | 3.2% | 16% | 284 | 1 | |
| ICICI ASSET MANAGEMENT asset manager | $117B | +39% | 2.1% | 2 | |||||
| BOSTON PARTNERS asset manager | $116B | +18% | 0.4% | 100% | 4 | 4 | |||
| TPG ANGELO GORDON asset manager | $116B | +15% | 2 | $58B | 0.0% | 19 | 237 | ||
| MML INVESTORS SERVICES, LLC BD affiliated | $116B | +28% | 5,087 | $22.7M | 97% | 5.5% | 88 | 1,094 | |
| RECORD CURRENCY MANAGEMENT LIMITED institutional | $114B | -1.2% | 0.0% | 3 | |||||
| MFS INSTITUTIONAL ADVISORS INC. other | $114B | +1.6% | 52 | $2.2B | 2.8% | 32% | 184 | 1 | 6 |
| NEW ENGLAND ASSET MANAGEMENT, INC. institutional | $112B | +8.3% | 1 | $112B | 0.0% | 100% | 1 | 3 | |
| PGIM QUANTITATIVE SOLUTIONS asset manager | $111B | -0.3% | 0.0% | 1 | 4 | ||||
| HELLMAN & FRIEDMAN LLC asset manager | $110B | +2.7% | 0.0% | 2 | 45 | ||||
| PATHSTONE independent RIA | $110B | +9.8% | 201 | $549M | 83% | 100% | 10 | 19 | 161 |
17,149 practices match. Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.