DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Cg Advisory Services

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joseph AlamoFernandez Wealth Management state registeredCg Advisory Services independent RIAOtherMay 5, 2026Apr 27, 2026
Gary NucianThe Patriot Financial Group, LLC independent RIACg Advisory Services independent RIARIA to RIAApr 29, 2026Apr 21, 2026
Leonard Daniel Gilroy-SolanoThe Patriot Financial Group, LLC independent RIACg Advisory Services independent RIARIA to RIAApr 2, 2026Jun 24, 2026 (83 d)
Kristopher Garrett LewisVanguard Advisers, Inc. BD affiliatedCg Advisory Services independent RIAAffiliated broker-dealer or bank to independent RIAAug 5, 2025Oct 30, 2025 (86 d)
Nathan ZolynskyMercer Global Advisors Inc. independent RIACg Advisory Services independent RIARIA to RIAJun 27, 2025Oct 21, 2025 (116 d)
Charles C DaughertyCottonwood Capital Advisors independent RIACg Advisory Services independent RIARIA to RIAApr 10, 2025Jun 10, 2025 (61 d)
Michael Thomas GillespieMps-Loria Financial Planners,LLC independent RIACg Advisory Services independent RIARIA to RIAAug 28, 2024Apr 7, 2025 (222 d)
Frances Lynn NewtonOptimal Capital Advisors, LLC independent RIACg Advisory Services independent RIARIA to RIAAug 1, 2024Sep 6, 2024 (36 d)
Connor PorrellOppenheimer & Co. Inc. BD affiliatedCg Advisory Services independent RIAAffiliated broker-dealer or bank to independent RIAMay 17, 2024May 29, 2024
Connor Ross GaffneyPlante Moran Financial Advisors independent RIACg Advisory Services independent RIARIA to RIAFeb 27, 2024Jun 6, 2024 (100 d)
Justin A CasonVerus Financial Partners independent RIACg Advisory Services independent RIARIA to RIANov 6, 2023Dec 6, 2023
Ariel RequeNicolet Wealth Management independent RIACg Advisory Services independent RIARIA to RIAOct 30, 2023Oct 5, 2023
Jennifer D BehmMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCg Advisory Services independent RIAWirehouse to independent RIASep 28, 2023Sep 26, 2023
Jeffrey David KercorianSiebert Advisornxt, LLC. independent RIACg Advisory Services independent RIARIA to RIAAug 17, 2023Aug 21, 2023
Wyatt SmithPlante Moran Financial Advisors independent RIACg Advisory Services independent RIARIA to RIAJan 23, 2023Apr 3, 2023 (70 d)
Andrew Devitt FinneganFidelity Personal And Workplace Advisors BD affiliatedCg Advisory Services independent RIAAffiliated broker-dealer or bank to independent RIADec 19, 2022Apr 3, 2023 (105 d)
Timothy Roy LovingKure Advisory, LLC independent RIACg Advisory Services independent RIARIA to RIAOct 13, 2022Oct 3, 2022
Kasey Allen ByrdAlphastar Capital Management independent RIACg Advisory Services independent RIARIA to RIAJun 29, 2022Aug 22, 2022 (54 d)
Ashley Elise MusselmanLPL Financial LLC independent RIACg Advisory Services independent RIARIA to RIAApr 21, 2022Mar 9, 2022
Ryan PorterMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCg Advisory Services independent RIAWirehouse to independent RIAFeb 8, 2022Feb 9, 2022
Anthony Dean BagneschiSpc BD affiliatedCg Advisory Services independent RIAAffiliated broker-dealer or bank to independent RIAJan 3, 2022Jan 12, 2022
Anna M KindleyPark Avenue Securities LLC BD affiliatedCg Advisory Services independent RIAAffiliated broker-dealer or bank to independent RIAApr 20, 2021Apr 15, 2021
Thomas Alastair RobertsonValic Financial Advisors, Inc. BD affiliatedCg Advisory Services independent RIAAffiliated broker-dealer or bank to independent RIAFeb 24, 2021Feb 24, 2021
Michael Andrew RawlsValic Financial Advisors, Inc. BD affiliatedCg Advisory Services independent RIAAffiliated broker-dealer or bank to independent RIAFeb 24, 2021Feb 24, 2021
Charles Ernest CorethValic Financial Advisors, Inc. BD affiliatedCg Advisory Services independent RIAAffiliated broker-dealer or bank to independent RIAFeb 24, 2021Feb 24, 2021
Josiah WhittenMML Investors Services, LLC BD affiliatedCg Advisory Services independent RIAAffiliated broker-dealer or bank to independent RIAJul 30, 2020Jul 28, 2020
Clayton WoodTlg Advisors, Inc. BD affiliatedCg Advisory Services independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2019Nov 26, 2019
Russell Earl SlackCetera Advisors LLC BD affiliatedCg Advisory Services independent RIAAffiliated broker-dealer or bank to independent RIADec 13, 2019Dec 9, 2019
Nathan William PeschPlante Moran Financial Advisors independent RIACg Advisory Services independent RIARIA to RIANov 5, 2019Jan 15, 2020 (71 d)
John Allan DuncanFiscal Wisdom Wealth Management LLC independent RIACg Advisory Services independent RIARIA to RIAOct 2, 2019Sep 19, 2019
Ronald Chris PackardWealth Watch Advisors, Inc independent RIACg Advisory Services independent RIARIA to RIAAug 27, 2019Jun 12, 2019
Daniel James PackardWealth Watch Advisors, Inc independent RIACg Advisory Services independent RIARIA to RIAAug 6, 2019Jun 12, 2019
Christopher Michael RoumayehMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCg Advisory Services independent RIAWirehouse to independent RIAJul 3, 2019Jun 5, 2019
Dustin Keeton RossRaymond James Financial Services Advisors, Inc BD affiliatedCg Advisory Services independent RIAAffiliated broker-dealer or bank to independent RIAJul 3, 2019Jul 7, 2020 (370 d)
Juan Leon MunozRaymond James Financial Services Advisors, Inc BD affiliatedCg Advisory Services independent RIAAffiliated broker-dealer or bank to independent RIAJun 17, 2019Jun 14, 2019
Sanford J PrizantIpi Wealth Management, Inc. BD affiliatedCg Advisory Services independent RIAAffiliated broker-dealer or bank to independent RIAMar 14, 2019Mar 18, 2019
Mark Todd LoeberAdvancement Financial Services, L.L.C. unclassifiedCg Advisory Services otherOtherNov 9, 2018Jul 6, 2017
Yelisey KutsIntegrity Alliance, LLC independent RIACg Advisory Services independent RIARIA to RIASep 6, 2018Jul 14, 2025 (2503 d)
Lekshmi RajaramUBS Financial Services Inc. wirehouseCg Advisory Services independent RIAWirehouse to independent RIASep 4, 2018Apr 2, 2025 (2402 d)
Brittney Michelle MillerButcherjoseph Asset Management, LLC unclassifiedCg Advisory Services independent RIAOtherAug 31, 2018Sep 17, 2018
Angela Rene RehkopLPL Financial LLC independent RIACg Advisory Services independent RIARIA to RIAJul 24, 2018Jul 30, 2018
Brian KunkelQuestar Asset Management, Inc. BD affiliatedCg Advisory Services independent RIAAffiliated broker-dealer or bank to independent RIAApr 25, 2018Apr 19, 2018
Bently Gordon FordQuestar Asset Management, Inc. BD affiliatedCg Advisory Services independent RIAAffiliated broker-dealer or bank to independent RIAApr 23, 2018May 3, 2018
Matthew Roy StahlWoodbury Financial Services, Inc. BD affiliatedCg Advisory Services independent RIAAffiliated broker-dealer or bank to independent RIAApr 19, 2018Apr 16, 2018
Daniel George McphersonCetera Advisors LLC BD affiliatedCg Advisory Services independent RIAAffiliated broker-dealer or bank to independent RIAApr 9, 2018Apr 11, 2018
David Leland CarrQuestar Asset Management, Inc. BD affiliatedCg Advisory Services otherOtherFeb 26, 2018Feb 24, 2018
Robert Wayne StitesInvest Financial Corporation otherCg Advisory Services otherOtherFeb 20, 2018Nov 19, 2010
Mark Sid RedfieldInvest Financial Corporation otherCg Advisory Services otherOtherFeb 14, 2018Sep 24, 2010
Richard Lee StitesInvest Financial Corporation otherCg Advisory Services otherOtherFeb 14, 2018Nov 19, 2010
Todd HayworthQuestar Asset Management, Inc. otherCg Advisory Services otherOtherNov 10, 2017Feb 16, 2018 (98 d)
Eugene NacciStrategic Advisers LLC national BDCg Advisory Services otherOtherSep 12, 2017Nov 8, 2017 (57 d)
Clinton Deshawn WardAllstate Financial Advisors, LLC no RAUMCg Advisory Services otherOtherAug 21, 2017Oct 11, 2017 (51 d)
Thomas Obrien TurnerAmeriprise Financial Services, LLC national BDCg Advisory Services otherOtherJul 6, 2017Jun 20, 2017
Emily Regina HaberkernGirard Securities, Inc. otherCg Advisory Services otherOtherApr 12, 2017Apr 24, 2017
Steven HarrisonStrategic Advisers LLC national BDCg Advisory Services otherOtherApr 11, 2017Oct 5, 2017 (177 d)
Clinton Deshawn WardAllstate Financial Advisors, LLC no RAUMCg Advisory Services otherOtherJun 29, 2016Aug 4, 2016 (36 d)
Aleia Kristy MacdonaldInvest Financial Corporation otherCg Advisory Services otherOtherMay 3, 2016May 3, 2016
John Luke EvangelistaExecutive Wealth Management, LLC otherCg Advisory Services otherOtherApr 29, 2016May 3, 2016
John Alan ThomasAllegis Investment Advisors, LLC otherCg Advisory Services otherOtherFeb 12, 2016Feb 19, 2016
Brian Richard BranchRaymond James Financial Services Advisors, Inc otherCg Advisory Services otherOtherJan 28, 2016Mar 16, 2016 (48 d)
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104 moves match.