DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Cl Wealth Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Clifford William ShirahSb Advisory, LLC independent RIACl Wealth Management LLC independent RIARIA to RIAFeb 1, 2023Feb 2, 2023
Eric Martin RuthSb Advisory, LLC independent RIACl Wealth Management LLC independent RIARIA to RIAJan 11, 2023Jan 12, 2023
Craig Allen JohnsonSb Advisory, LLC independent RIACl Wealth Management LLC independent RIARIA to RIAJan 4, 2023Jan 5, 2023
Daniel Edward PeltierSb Advisory, LLC independent RIACl Wealth Management LLC independent RIARIA to RIAJan 4, 2023Jan 5, 2023
Joe Dennis MurrayJ. W. Cole Advisors, Inc. BD affiliatedCl Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2022Jan 3, 2023
David Alan LakisSb Advisory, LLC independent RIACl Wealth Management LLC independent RIARIA to RIAAug 17, 2022Aug 16, 2022
Bradley John DonnerSb Advisory, LLC independent RIACl Wealth Management LLC independent RIARIA to RIAOct 20, 2021Aug 31, 2021
Meredith Denise SimsSb Advisory, LLC independent RIACl Wealth Management LLC independent RIARIA to RIAAug 11, 2021Jun 24, 2021
Thomas Anthony DavisSb Advisory, LLC independent RIACl Wealth Management LLC independent RIARIA to RIAJun 15, 2021Jun 3, 2021
David S WinfreySb Advisory, LLC independent RIACl Wealth Management LLC independent RIARIA to RIAJun 2, 2021Jun 4, 2021
Bjorn JordanSandlapper Wealth Management, LLC independent RIACl Wealth Management LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2020Jun 19, 2019
Timothy Bernard WoodsHightower Advisors, LLC BD affiliatedCl Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 11, 2020Jul 30, 2021 (445 d)
Kenneth Shawn HyattSb Advisory, LLC independent RIACl Wealth Management LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 1, 2020Oct 22, 2019
Joseph Dwayne OlheiserSb Advisory, LLC BD affiliatedCl Wealth Management LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 8, 2020Oct 11, 2019
Stuart Alan EpleySb Advisory, LLC BD affiliatedCl Wealth Management LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 16, 2019Oct 17, 2019
Matthew ForrestEdward Jones national BDCl Wealth Management LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 8, 2019Jan 6, 2020 (151 d)
Keith BrandSchwab Wealth Advisory, Inc. BD affiliatedCl Wealth Management LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 10, 2019Nov 27, 2019 (170 d)
Russell Paul GreenB Riley Wealth Management BD affiliatedCl Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 2, 2018Mar 22, 2021 (902 d)
Stephen Pavey MeskanFourstar Wealth Advisors, LLC independent RIACl Wealth Management LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 16, 2018Aug 29, 2019 (378 d)
William Paul BoscowSgl Financial, LLC independent RIACl Wealth Management LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 2, 2018Jul 10, 2018
Keith J SpengelEdelman Financial Services, LLC BD affiliatedCl Wealth Management LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 5, 2018Jan 25, 2019 (234 d)
Louis Michael JimenezWilbanks Securities Advisory otherCl Wealth Management LLC otherOtherMar 19, 2018Jun 22, 2017
John Brent KesnerFirst Allied Advisory Services, Inc. otherCl Wealth Management LLC otherOtherNov 13, 2017Nov 15, 2017
Mark Andrew WiacekTri-Star Financial otherCl Wealth Management LLC otherOtherAug 16, 2017Sep 26, 2017 (41 d)
Dick Paul SchulzWilbanks Securities Advisory otherCl Wealth Management LLC otherOtherJul 14, 2017Jul 3, 2017
William Anthony BrooksWilbanks Securities Advisory otherCl Wealth Management LLC otherOtherJul 14, 2017Jul 11, 2017
David Matthew CollinsWilbanks Securities Advisory otherCl Wealth Management LLC otherOtherJul 6, 2017Jul 25, 2017
John Samuel KarrantWilbanks Securities Advisory otherCl Wealth Management LLC otherOtherJun 27, 2017Jul 20, 2017
Dell Raymond HughesWilbanks Securities Advisory otherCl Wealth Management LLC otherOtherJun 27, 2017Jun 27, 2017
Robert Charles WaddellWilbanks Securities Advisory otherCl Wealth Management LLC otherOtherJun 23, 2017Jun 26, 2017
Wajeehuddin Salim SiddiquiWilbanks Securities Advisory otherCl Wealth Management LLC otherOtherJun 22, 2017Jul 13, 2017
Becky Sue LynchWilbanks Securities Advisory otherCl Wealth Management LLC otherOtherJun 13, 2017Aug 21, 2017 (69 d)
Laura GilchristEquitable Advisors, LLC national BDCl Wealth Management LLC otherOtherJun 5, 2017Sep 15, 2017 (102 d)
Thomas Robert KruegerAdvice And Planning Services otherCl Wealth Management LLC BD affiliatedOtherApr 6, 2017May 29, 2018 (418 d)
Randolph Cienega RodriguezB.B. Graham & Company, Inc. otherCl Wealth Management LLC otherOtherMar 16, 2016Feb 24, 2016
Michael K De LuzFinancial West Group otherCl Wealth Management LLC otherOtherDec 16, 2015Jan 26, 2016 (41 d)
Mark Andrew WiacekConcorde Asset Management, LLC otherCl Wealth Management LLC otherOtherNov 11, 2015Nov 3, 2015
Edward Joseph FrederickTd Ameritrade, Inc. no RAUMCl Wealth Management LLC otherOtherMar 3, 2015Feb 26, 2015
Howard DavisSandlapper Wealth Management, LLC otherCl Wealth Management LLC otherOtherSep 15, 2014Jan 12, 2015 (119 d)
Jason Hollis JohnsonWoodbury Financial Services, Inc. otherCl Wealth Management LLC otherOtherDec 20, 2013Jun 8, 2015 (535 d)
Michael R CavaliereAlliancebernstein L.P. otherCl Wealth Management LLC otherOtherMay 13, 2013Feb 9, 2015 (637 d)
Michael John FornasierLPL Financial LLC otherCl Wealth Management LLC otherOtherApr 4, 2013Oct 21, 2013 (200 d)
David Edward AstorrRaymond James Financial Services Advisors, Inc otherCl Wealth Management LLC otherOtherFeb 19, 2013Mar 14, 2013
Malcolm Robert Warneford-ThomsonCapitol Securities Management, Inc. otherCl Wealth Management LLC otherOtherJan 3, 2013Jan 2, 2013
Lamindy C Brandon-JosephJhs Capital Advisors, LLC otherCl Wealth Management LLC otherOtherNov 30, 2012Apr 30, 2013 (151 d)
Thomas Joseph VenturaPrincipal Securities, Inc. otherCl Wealth Management LLC otherOtherOct 5, 2012Feb 14, 2013 (132 d)
John Russell CarpaniCetera Advisor Networks LLC otherCl Wealth Management LLC otherOtherMay 17, 2012Jun 12, 2012
Edgar A WadeFortitude Advisory Group L.L.C. otherCl Wealth Management LLC otherOtherMar 9, 2012Mar 9, 2012
Todd Alexander LemieuxMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCl Wealth Management LLC otherOtherFeb 2, 2012Feb 29, 2012
Ashley C RobinsonChase Investment Services Corp. otherCl Wealth Management LLC otherOtherJan 6, 2012Mar 9, 2016 (1524 d)
Brian Edward GardinerEquitable Advisors, LLC national BDCl Wealth Management LLC otherOtherDec 23, 2011Mar 2, 2012 (70 d)
Shoug MaysonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCl Wealth Management LLC otherOtherOct 27, 2011Mar 14, 2012 (139 d)
William Raymond BessetteWorkman Securities Corporation unclassifiedCl Wealth Management LLC otherOtherSep 30, 2011Oct 12, 2011
Troy Michael HeftaWorkman Securities Corporation unclassifiedCl Wealth Management LLC otherOtherSep 30, 2011Dec 14, 2011 (75 d)
Paul Alan KnierWorkman Securities Corporation unclassifiedCl Wealth Management LLC otherOtherSep 30, 2011Dec 5, 2013 (797 d)
Brian William GroganWorkman Securities Corporation unclassifiedCl Wealth Management LLC otherOtherSep 30, 2011Oct 4, 2011
Gregory S HammerWorkman Securities Corporation unclassifiedCl Wealth Management LLC otherOtherSep 30, 2011Oct 3, 2011
Michael Steven GreenbergWorkman Securities Corporation unclassifiedCl Wealth Management LLC otherOtherSep 30, 2011Oct 26, 2011
Richard Kenneth SunderlandWorkman Securities Corporation unclassifiedCl Wealth Management LLC otherOtherSep 30, 2011Oct 20, 2011
Allen Carl GrommetWorkman Securities Corporation unclassifiedCl Wealth Management LLC otherOtherSep 30, 2011Oct 3, 2011
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100 moves match.