DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Concorde Asset Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stacy Ann Hunt | Edward Jones national BD | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2026 | Aug 4, 2026 |
| Ryan Anthony Edde | Diversify Advisory Services, LLC BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2026 | May 19, 2026 (43 d) |
| Eric Barbarita | Bangerter Financial Services, Inc. state registered | Concorde Asset Management, LLC BD affiliated | Other | Jan 6, 2026 | Jun 2, 2023 |
| Aaron Oborn | Bangerter Financial Services, Inc. state registered | Concorde Asset Management, LLC BD affiliated | Other | Jan 6, 2026 | Jun 2, 2023 |
| Andrew Jerome Kraffert-Gora | Bangerter Financial Services, Inc. state registered | Concorde Asset Management, LLC BD affiliated | Other | Jan 6, 2026 | May 31, 2023 |
| Sean David Whalen | Asset Strategy Advisors, LLC mixed wealth | Concorde Asset Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 25, 2025 | Aug 19, 2025 |
| William Joseph O'Neill | Asset Strategy Advisors, LLC mixed wealth | Concorde Asset Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 16, 2025 | Jul 25, 2025 (39 d) |
| Ann Holland Stewart | Cambridge Investment Research Advisors, Inc. BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2025 | May 2, 2025 |
| Rikki Jr Foster | Bangerter Financial Services, Inc. state registered | Concorde Asset Management, LLC BD affiliated | Other | Feb 13, 2025 | Jun 2, 2023 |
| Jacob Thomas Norlander | Cuso Financial Services, L.P. BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2025 | Mar 4, 2025 (60 d) |
| Jose Luis Perich | Creand Management independent RIA | Concorde Asset Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 10, 2024 | Aug 20, 2026 (709 d) |
| Nicholas Loberg | Spectrum Financial Resources independent RIA | Concorde Asset Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 26, 2024 | Jul 12, 2024 |
| Matthew Kredit | LPL Financial LLC BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2024 | Feb 21, 2024 |
| Lisa Ann Garza | Kestra Advisory Services, LLC BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2024 | Apr 10, 2024 (61 d) |
| Peter Jacob Amrein | M Holdings Securities, Inc. BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2024 | Jan 10, 2024 |
| Johnny Borrelli | Bangerter Financial Services, Inc. state registered | Concorde Asset Management, LLC BD affiliated | Other | Dec 7, 2023 | Jun 2, 2023 |
| Todd Leet | Thrivent Investment Management Inc. BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2023 | Oct 3, 2023 |
| Edward Lowell Hildebrand | Wedbush Securities Inc. BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2023 | Sep 19, 2023 |
| Thomas Book Jahncke | Titan Securities unclassified | Concorde Asset Management, LLC BD affiliated | Other | Jun 30, 2023 | Aug 4, 2023 (35 d) |
| Benjamin Ryan Orem | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2023 | Aug 5, 2024 (406 d) |
| William Robert Walker | Transamerica Financial Advisors, LLC BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2022 | Feb 6, 2023 (62 d) |
| Robert Raymond Butts | Scf Investment Advisors, Inc. BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2022 | Aug 18, 2022 |
| Susan Katherine Tackett | Scf Investment Advisors, Inc. BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2022 | Aug 16, 2022 |
| Joshua Goodridge | Ameriprise Financial Services, LLC national BD | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 27, 2022 | Jan 15, 2025 (933 d) |
| Young Chan Rah | Ameritas Advisory Services, LLC BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2022 | Jun 1, 2022 |
| Deborah Yen Mckinney | Securities America Advisors, Inc. BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2021 | Dec 14, 2021 |
| Clemont Lee Bevill | Sb Advisory, LLC independent RIA | Concorde Asset Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 4, 2021 | Nov 4, 2021 |
| Stephen T Glasgow | San Blas Advisory, Inc. independent RIA | Concorde Asset Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 4, 2021 | Nov 4, 2021 |
| Laura C. Olson | Ameriprise Financial Services, LLC national BD | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2021 | Nov 19, 2021 |
| Andrew James Reicher | Pruco Securities, LLC BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2021 | Oct 26, 2021 (123 d) |
| Scott P Reiber | Scf Investment Advisors, Inc. BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 28, 2021 | Apr 22, 2021 |
| Andre Ramirez | Scf Investment Advisors, Inc. BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 28, 2021 | Apr 23, 2021 |
| Robert George Langhorst | Dempsey Lord Smith, LLC independent RIA | Concorde Asset Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 21, 2021 | Apr 21, 2021 |
| John G Chess | Securities America Advisors, Inc. BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2021 | Feb 4, 2021 |
| Marc Anthony Haiar | Securities America Advisors, Inc. BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2020 | Nov 22, 2021 (326 d) |
| Charles Alexander Strickler | Wells Fargo Advisors wirehouse | Concorde Asset Management, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 6, 2020 | Jul 9, 2020 |
| Marc Harold Slavny | Centaurus Financial, Inc. BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2020 | Jul 29, 2026 (2224 d) |
| Steven Eric Erickson | International Assets Investment Management, LLC BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2020 | May 13, 2020 |
| Jason Lee Mcmurtry | Dfpg Investments, LLC BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2020 | May 4, 2020 |
| Richard Douglas Gann | Dfpg Investments, LLC BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2020 | May 4, 2020 |
| Elia Alicia Ramirez Cruz | Wells Fargo Advisors wirehouse | Concorde Asset Management, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 13, 2020 | Nov 1, 2021 (598 d) |
| Erkki Peippo | Sagepoint Financial, Inc. BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2020 | Jan 2, 2020 |
| Karl Wolfgang Suess | Arete Wealth Advisors, LLC BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2019 | Oct 30, 2019 |
| Kristin E Glahn | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Concorde Asset Management, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 15, 2019 | Oct 24, 2019 |
| Taylor Wilson Armstrong | Voya Financial Advisors, Inc. BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2019 | Mar 31, 2020 (302 d) |
| Robert Thatcher Tudor | Triad Advisors, LLC BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2019 | May 28, 2019 |
| Raymond Cripps De Witt | Spc BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2019 | Apr 23, 2019 |
| David Joseph Talbot | Woodbury Financial Services, Inc. BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2019 | Apr 1, 2019 |
| Logan Patrick Wild | Woodbury Financial Services, Inc. BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2019 | Apr 1, 2019 |
| James John Silbernagel | Woodbury Financial Services, Inc. BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2019 | Apr 1, 2019 |
| Santo Blumke | Spire Wealth Management, LLC independent RIA | Concorde Asset Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 14, 2018 | Jan 15, 2019 (32 d) |
| Sherrie Lynn Ingham | L.M. Kohn & Company independent RIA | Concorde Asset Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 4, 2018 | Sep 4, 2018 |
| William Charles Turner | L.M. Kohn & Company independent RIA | Concorde Asset Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 31, 2018 | Aug 31, 2018 |
| Richard Wesley Boschert | L.M. Kohn & Company independent RIA | Concorde Asset Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 21, 2018 | Aug 22, 2018 |
| Douglas Covington Osborn | L.M. Kohn & Company independent RIA | Concorde Asset Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 21, 2018 | Sep 10, 2018 |
| Matthew Todd Flynn | L.M. Kohn & Company independent RIA | Concorde Asset Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 16, 2018 | Aug 27, 2018 |
| Steven I Balaban | Independent Financial Group, LLC BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2018 | Aug 2, 2018 |
| Forrest Jefferson Padilla | Independent Financial Group, LLC BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2018 | Aug 1, 2018 |
| William Aubrey Morrow | Independent Financial Group, LLC BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2018 | Aug 3, 2018 |
| Peter Joseph Mcneil | Independent Financial Group, LLC BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2018 | Jul 27, 2018 |
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108 moves match.