DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Concorde Asset Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Timothy Ross | Concorde Asset Management, LLC BD affiliated | Signature Equity Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2026 | Sep 2, 2026 |
| Robert Lee Thompson | Concorde Asset Management, LLC BD affiliated | Signature Equity Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2026 | Sep 1, 2026 |
| Nicholas Loberg | Concorde Asset Management, LLC BD affiliated | Greystone Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 20, 2026 | Apr 24, 2026 (35 d) |
| Marc Anthony Haiar | Concorde Asset Management, LLC BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 17, 2026 | Feb 27, 2026 |
| Scott P Reiber | Concorde Asset Management, LLC BD affiliated | Packerland Brokerage Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 2, 2025 | Oct 1, 2025 |
| Sean David Whalen | Concorde Asset Management, LLC BD affiliated | Strategic Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 26, 2025 | Sep 9, 2025 |
| William Joseph O'Neill | Concorde Asset Management, LLC BD affiliated | Strategic Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 26, 2025 | Aug 26, 2025 |
| Jacob Thomas Norlander | Concorde Asset Management, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2025 | Jun 2, 2025 |
| Clemont Lee Bevill | Concorde Asset Management, LLC BD affiliated | Quincy Wells Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2024 | Jan 10, 2025 |
| Stephen T Glasgow | Concorde Asset Management, LLC BD affiliated | Quincy Wells Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2024 | Jan 9, 2025 |
| Bradley Andrew Katte | Concorde Asset Management, LLC BD affiliated | Imz Advisory Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 26, 2024 | Dec 16, 2024 |
| Trevor Michael Endres | Concorde Asset Management, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 22, 2024 | Aug 13, 2024 |
| Robert Thatcher Tudor | Concorde Asset Management, LLC BD affiliated | Bangerter Financial Services, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 27, 2024 | Mar 21, 2024 |
| Sarah Jane Kuhn | Concorde Asset Management, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2024 | May 21, 2024 |
| Edward Lowell Hildebrand | Concorde Asset Management, LLC BD affiliated | Elevation Point Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 23, 2024 | Sep 6, 2024 (136 d) |
| Amy Jennifer Fosbenner | Concorde Asset Management, LLC BD affiliated | Dai Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2023 | Jan 2, 2024 |
| Johnny Borrelli | Concorde Asset Management, LLC BD affiliated | Realta Investment Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2023 | Nov 30, 2023 |
| Raymond Cripps De Witt | Concorde Asset Management, LLC BD affiliated | Bangerter Financial Services, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 22, 2023 | Oct 13, 2021 |
| Andrew James Reicher | Concorde Asset Management, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 12, 2023 | Jan 5, 2026 (816 d) |
| Paul Eric Hogenson | Concorde Asset Management, LLC BD affiliated | Quincy Wells Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 19, 2023 | Jun 23, 2023 |
| Heather M Trbovich | Concorde Asset Management, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 17, 2023 | Oct 22, 2024 (585 d) |
| Joseph Terrell Mann | Concorde Asset Management, LLC BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2022 | Nov 28, 2022 |
| Deborah Yen Mckinney | Concorde Asset Management, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 27, 2022 | Oct 12, 2022 |
| Gary Thomas Hughes | Concorde Asset Management, LLC BD affiliated | Hughes Wealth Management Incorporated state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 6, 2022 | Jan 2, 2026 (1276 d) |
| Robert George Langhorst | Concorde Asset Management, LLC BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 7, 2022 | Jun 8, 2022 |
| Laura C. Olson | Concorde Asset Management, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2022 | May 13, 2022 |
| Dawn Renee Hoover | Concorde Asset Management, LLC BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 8, 2022 | May 9, 2022 (90 d) |
| Matthew John Kohler | Concorde Asset Management, LLC BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2021 | Dec 12, 2023 (722 d) |
| Roger William Bowlin | Concorde Asset Management, LLC BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2021 | Jun 4, 2021 (35 d) |
| Austin A Bowlin | Concorde Asset Management, LLC BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2021 | May 4, 2021 |
| Taylor Wilson Armstrong | Concorde Asset Management, LLC BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2021 | May 24, 2021 |
| Keith Christian Layman | Concorde Asset Management, LLC BD affiliated | Apple Tree Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 16, 2021 | Mar 16, 2021 |
| Joseph Thomas Wiegand | Concorde Asset Management, LLC BD affiliated | Apple Tree Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 16, 2021 | Mar 17, 2021 |
| Karen Marie Lessard | Concorde Asset Management, LLC BD affiliated | Pks Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2021 | May 7, 2021 (53 d) |
| Jeffrey Joe Kaufman | Concorde Asset Management, LLC BD affiliated | Wr Wealth Planners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 4, 2021 | Jan 4, 2021 |
| Jason Anthony Kemble | Concorde Asset Management, LLC BD affiliated | Wr Wealth Planners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2020 | Jan 4, 2021 |
| Cooper J Kaufman | Concorde Asset Management, LLC BD affiliated | Wr Wealth Planners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2020 | Jan 4, 2021 |
| Karl Wolfgang Suess | Concorde Asset Management, LLC BD affiliated | Quincy Wells Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 16, 2020 | Nov 13, 2020 |
| David Michael Breedlove | Concorde Asset Management, LLC BD affiliated | Dean Wealth Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 3, 2020 | Nov 9, 2020 |
| Amanda G. Moon | Concorde Asset Management, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2020 | Dec 17, 2020 (106 d) |
| Kristin E Glahn | Concorde Asset Management, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 12, 2020 | Mar 9, 2020 |
| Jonathan R Creighton | Concorde Asset Management, LLC BD affiliated | Dai Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 14, 2020 | Apr 22, 2021 (464 d) |
| Debalina Das | Concorde Asset Management, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2019 | Mar 21, 2023 (1185 d) |
| William Charles Turner | Concorde Asset Management, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 23, 2019 | Jul 26, 2019 |
| Douglas Covington Osborn | Concorde Asset Management, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 23, 2019 | Aug 1, 2019 |
| Matthew Todd Flynn | Concorde Asset Management, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 30, 2019 | Jul 26, 2019 |
| Sherrie Lynn Ingham | Concorde Asset Management, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 30, 2019 | Jul 26, 2019 |
| Richard Wesley Boschert | Concorde Asset Management, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 30, 2019 | Jul 26, 2019 |
| Scott Martin Bresky | Concorde Asset Management, LLC BD affiliated | Scf Investment Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2019 | Jul 1, 2019 |
| Nicole Schmitt | Concorde Asset Management, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 3, 2019 | Dec 1, 2021 (943 d) |
| Daniel Levy | Concorde Asset Management, LLC BD affiliated | Kuhn Wealth Management Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2019 | Aug 22, 2019 (114 d) |
| Tracy Anton | Concorde Asset Management, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 29, 2019 | May 2, 2019 |
| Santo Blumke | Concorde Asset Management, LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2019 | Feb 27, 2019 |
| Tyler Liffrig | Concorde Asset Management, LLC BD affiliated | Newedge Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 25, 2018 | Jan 2, 2019 (99 d) |
| Marc G Linsky | Concorde Asset Management, LLC BD affiliated | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2018 | Jul 27, 2018 |
| Bartholomew Timothy-Dylan Mackler | Concorde Asset Management, LLC other | Osaic Institutions, Inc. other | Other | Nov 27, 2017 | Dec 11, 2017 |
| Timothy Caso | Concorde Asset Management, LLC other | MML Investors Services, LLC other | Other | Sep 19, 2017 | Feb 22, 2018 (156 d) |
| Jay David Mcclellan | Concorde Asset Management, LLC other | Secure Asset Management, L.L.C. independent RIA | Other | Nov 18, 2016 | Nov 18, 2016 |
| James Donald Koester | Concorde Asset Management, LLC other | Secure Asset Management, L.L.C. independent RIA | Other | Nov 2, 2016 | Nov 9, 2016 |
| Gregory L. Owen | Concorde Asset Management, LLC other | Cambridge Investment Research Advisors, Inc. other | Other | Oct 5, 2016 | Oct 3, 2016 |
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80 moves match.