DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Rfg Advisory, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Fiorentino | Rfg Advisory, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 3, 2026 | Aug 20, 2026 |
| Torry Whitcher | Rfg Advisory, LLC independent RIA | Generation Capital Management LLC other | Other | Jun 30, 2026 | Aug 4, 2026 (35 d) |
| Matthew John Lemen | Rfg Advisory, LLC independent RIA | Arkadios Wealth Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jan 21, 2026 | Jan 20, 2026 |
| William Jack Haskins | Rfg Advisory, LLC independent RIA | Arkadios Wealth Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jan 20, 2026 | Jan 20, 2026 |
| Robin L Colton | Rfg Advisory, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 1, 2025 | Oct 2, 2025 |
| John Allen Wingo | Rfg Advisory, LLC independent RIA | Wingo Asset Management, LLC state registered | RIA to a state-registered adviser | Aug 5, 2025 | Aug 29, 2025 |
| William Lawrence Mccollum | Rfg Advisory, LLC independent RIA | Wingo Asset Management, LLC state registered | RIA to a state-registered adviser | Aug 5, 2025 | Aug 29, 2025 |
| Brianne Smith Hart | Rfg Advisory, LLC independent RIA | The Wealth Consulting Group independent RIA | RIA to RIA | Jun 23, 2025 | Jun 20, 2025 |
| Alexander Guy Neri | Rfg Advisory, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 5, 2025 | May 5, 2025 |
| Brittany Gayle Cloud | Rfg Advisory, LLC independent RIA | Citigroup Global Markets Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 21, 2025 | Jun 27, 2025 (67 d) |
| Theodore Trottman | Rfg Advisory, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 17, 2025 | Apr 25, 2025 |
| Caitlin Ila Gossett | Rfg Advisory, LLC independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 1, 2025 | Jun 20, 2025 (80 d) |
| Brandon Michael Clemens | Rfg Advisory, LLC independent RIA | Affinity Wealth LLC independent RIA | RIA to RIA | Mar 14, 2025 | Mar 12, 2025 |
| Gregg Michael Indovina | Rfg Advisory, LLC independent RIA | Golden Reserve Retirement, LLC independent RIA | RIA to RIA | Mar 12, 2025 | Apr 23, 2025 (42 d) |
| Christopher Jason Coats | Rfg Advisory, LLC independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 21, 2025 | Mar 14, 2025 |
| Joel Arthur Beyer | Rfg Advisory, LLC independent RIA | 21:5 Advisors, LLC state registered | RIA to a state-registered adviser | Feb 18, 2025 | Jan 22, 2025 |
| Patrick Timothy Freeman | Rfg Advisory, LLC independent RIA | Freeman Wealth Management state registered | RIA to a state-registered adviser | Jan 30, 2025 | Jan 30, 2025 |
| Michael Hunter Yarbrough | Rfg Advisory, LLC independent RIA | Seven Springs Wealth Group independent RIA | RIA to RIA | Jan 3, 2025 | Jan 7, 2025 |
| Jeffrey Scott Panik | Rfg Advisory, LLC independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 14, 2024 | Nov 15, 2024 |
| Ryan Matthew Briggs | Rfg Advisory, LLC independent RIA | Paragon Financial Advisors independent RIA | RIA to RIA | Aug 23, 2024 | Nov 6, 2024 (75 d) |
| Emily Donaldson | Rfg Advisory, LLC independent RIA | Spire Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 9, 2024 | Aug 26, 2024 |
| Stacey Lynn Ireland | Rfg Advisory, LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 31, 2024 | Aug 22, 2024 |
| Jaime Ann Bollinger | Rfg Advisory, LLC independent RIA | Susko Wealth Advisors state registered | RIA to a state-registered adviser | May 2, 2024 | May 3, 2024 |
| Ethan Forrest Campbell | Rfg Advisory, LLC independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 23, 2024 | Apr 22, 2024 |
| Collin Wayne Reed | Rfg Advisory, LLC independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 23, 2024 | Apr 22, 2024 |
| Peter Canisius Ruh | Rfg Advisory, LLC independent RIA | Secure Asset Management, L.L.C. independent RIA | RIA to RIA | Apr 1, 2024 | Mar 28, 2024 |
| Trevor Smith | Rfg Advisory, LLC independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 11, 2024 | Jan 22, 2024 |
| Jonathan Paul Yeager | Rfg Advisory, LLC independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 26, 2023 | Jan 8, 2024 |
| Alexander Robert Norath | Rfg Advisory, LLC independent RIA | Buckingham Strategic Wealth, LLC independent RIA | RIA to RIA | Oct 16, 2023 | Oct 26, 2023 |
| Di Wu | Rfg Advisory, LLC independent RIA | Whalen Financial independent RIA | RIA to RIA | Sep 22, 2023 | Oct 26, 2023 (34 d) |
| Tyler Joseph Hinton | Rfg Advisory, LLC independent RIA | Navigate Wealth Management, LLC independent RIA | RIA to RIA | Jul 5, 2023 | Aug 21, 2023 (47 d) |
| Gregory Wade Merritt | Rfg Advisory, LLC independent RIA | Cahaba Wealth Management, Inc. independent RIA | RIA to RIA | Jun 16, 2023 | Jun 22, 2023 |
| Jarriet Burnell Bluitt | Rfg Advisory, LLC independent RIA | Stifel Independent Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 15, 2023 | Jun 12, 2023 |
| James Harol Harrison | Rfg Advisory, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 9, 2023 | May 9, 2023 |
| Tyler Thomas Boyce | Rfg Advisory, LLC independent RIA | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Apr 12, 2023 | May 2, 2023 |
| Amy Greenberg Nelson | Rfg Advisory, LLC independent RIA | Householder Group Estate & Retirement Specialists independent RIA | RIA to RIA | Apr 12, 2023 | Mar 27, 2023 |
| James Ashley Mann | Rfg Advisory, LLC independent RIA | Vulcan Value Partners LLC other | Other | Aug 1, 2022 | Aug 26, 2022 |
| Matthew Lewis Dickinson | Rfg Advisory, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 1, 2022 | Aug 11, 2023 (375 d) |
| Daniel Alan Natoli | Rfg Advisory, LLC independent RIA | Creative Resources Investment Advisors LLC other | Other | May 19, 2022 | Aug 9, 2022 (82 d) |
| Mark D Elmore | Rfg Advisory, LLC independent RIA | Sb Advisory, LLC independent RIA | RIA to RIA | Dec 22, 2021 | Dec 21, 2021 |
| Spencer Anthony Wilmes | Rfg Advisory, LLC independent RIA | Pinnacle Family Advisors, LLC independent RIA | RIA to RIA | Oct 19, 2021 | Jul 2, 2021 |
| Whitney Beth Mclaughlin | Rfg Advisory, LLC independent RIA | Concourse Financial Group Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Oct 15, 2021 | Oct 22, 2021 |
| Jonathan Carl Crosby | Rfg Advisory, LLC independent RIA | Schwab Wealth Advisory, Inc. no RAUM | Other | Dec 22, 2020 | Oct 25, 2021 (307 d) |
| Duke Paterson Cope | Rfg Advisory, LLC independent RIA | Cope Private Wealth state registered | RIA to a state-registered adviser | Nov 17, 2020 | Nov 17, 2020 |
| Robert Paterson Cope | Rfg Advisory, LLC independent RIA | Cope Private Wealth state registered | RIA to a state-registered adviser | Nov 17, 2020 | Nov 17, 2020 |
| Christopher Allen Beste | Rfg Advisory, LLC independent RIA | Pinnacle Family Advisors, LLC independent RIA | RIA to RIA | Oct 1, 2020 | Oct 1, 2020 |
| David Holt Worley | Rfg Advisory, LLC independent RIA | The Worley Banks Group, LLC no RAUM | RIA to a newly registered adviser | Sep 4, 2020 | May 21, 2020 |
| Timothy Joseph Banks | Rfg Advisory, LLC independent RIA | The Worley Banks Group, LLC no RAUM | RIA to a newly registered adviser | Sep 4, 2020 | May 20, 2020 |
| Jordan St Clair | Rfg Advisory, LLC independent RIA | The Worley Banks Group, LLC no RAUM | RIA to a newly registered adviser | Sep 4, 2020 | May 26, 2020 |
| Ryan Laurence Furlong | Rfg Advisory, LLC independent RIA | The Worley Banks Group, LLC no RAUM | RIA to a newly registered adviser | Sep 4, 2020 | May 26, 2020 |
| Irby Jones Thompson | Rfg Advisory, LLC independent RIA | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Jul 22, 2020 | Feb 18, 2021 (211 d) |
| Zackery Barnett | Rfg Advisory, LLC independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Apr 1, 2020 | Apr 16, 2020 |
| Julie Louise Shumake | Rfg Advisory, LLC independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Apr 22, 2019 | Sep 6, 2019 (137 d) |
| Paul L Banks | Rfg Advisory, LLC independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Feb 7, 2019 | Jul 19, 2019 (162 d) |
| Drew Robert Geldbach | Rfg Advisory, LLC independent RIA | Visionary Wealth Advisors, LLC independent RIA | RIA to RIA | Oct 3, 2018 | Oct 3, 2018 |
| Travis William Freeman | Rfg Advisory, LLC independent RIA | Moneta Group Investment Advisors, LLC independent RIA | RIA to RIA | Jul 13, 2018 | Jul 23, 2018 |
| Danton Kent Troyer | Rfg Advisory, LLC independent RIA | Moneta Group Investment Advisors, LLC independent RIA | RIA to RIA | Jun 29, 2018 | Aug 1, 2018 (33 d) |
| Weston Bret Manley | Rfg Advisory, LLC mixed wealth | Ifg Advisors, LLC other | Other | Jan 4, 2018 | Jan 3, 2018 |
| Zachary Ungerott | Rfg Advisory, LLC other | Hightower Advisors, LLC BD affiliated | Other | Oct 26, 2017 | Nov 7, 2017 |
| Christopher Seiffert | Rfg Advisory, LLC other | Cetera Investment Advisers LLC other | Other | Feb 22, 2017 | Mar 3, 2017 |
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74 moves match.