DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Voya Financial Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kimberly Michelle Anderson | Voya Financial Advisors, Inc. BD affiliated | Voya Retirement Advisors, LLC other | Other | Sep 2, 2026 | Apr 29, 2021 |
| Andrew Hamilton Brookshire | Voya Financial Advisors, Inc. BD affiliated | Voya Retirement Advisors, LLC other | Other | Aug 21, 2026 | Aug 20, 2026 |
| James Michael Mccabe | Voya Financial Advisors, Inc. BD affiliated | Voya Retirement Advisors, LLC other | Other | Aug 14, 2026 | Aug 24, 2026 |
| Wayne Russell Veal | Voya Financial Advisors, Inc. BD affiliated | Voya Retirement Advisors, LLC other | Other | Aug 13, 2026 | Aug 12, 2026 |
| Kevin Zickler | Voya Financial Advisors, Inc. BD affiliated | Missionsquare Retirement BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2026 | Jul 24, 2026 |
| Kimberly Lynn Popoff | Voya Financial Advisors, Inc. BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2026 | Aug 19, 2026 (75 d) |
| Cole David Batchelor | Voya Financial Advisors, Inc. BD affiliated | Alloy Investment Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 28, 2026 | Jun 4, 2026 |
| Timothy Ian Mcnally | Voya Financial Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2026 | May 11, 2026 |
| Jacob Barrera | Voya Financial Advisors, Inc. BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2026 | Apr 7, 2026 |
| Tanya Antoinette Campbell | Voya Financial Advisors, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2026 | Apr 15, 2026 |
| John Louis Frigeri | Voya Financial Advisors, Inc. BD affiliated | Madison Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 27, 2026 | May 6, 2026 (68 d) |
| Judson Harwood Arrington | Voya Financial Advisors, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 25, 2026 | Mar 12, 2026 |
| Jeffrey S Mcmanus | Voya Financial Advisors, Inc. BD affiliated | Voya Retirement Advisors, LLC other | Other | Feb 2, 2026 | Feb 19, 2026 |
| Evan James Ollenborger | Voya Financial Advisors, Inc. BD affiliated | Voya Retirement Advisors, LLC other | Other | Jan 21, 2026 | Feb 19, 2026 |
| Theresa Villella | Voya Financial Advisors, Inc. BD affiliated | Voya Retirement Advisors, LLC other | Other | Jan 21, 2026 | Feb 19, 2026 |
| Peter Bo Rappmund | Voya Financial Advisors, Inc. BD affiliated | Voya Retirement Advisors, LLC other | Other | Jan 15, 2026 | Sep 14, 2022 |
| Michael A. Eldridge | Voya Financial Advisors, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jan 9, 2026 | Feb 9, 2026 (31 d) |
| Keith David Barnofski | Voya Financial Advisors, Inc. BD affiliated | Missionsquare Retirement BD affiliated | Affiliated broker-dealer or bank to another | Nov 24, 2025 | Dec 10, 2025 |
| Alexander A Page | Voya Financial Advisors, Inc. BD affiliated | John Hancock Personal Financial Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2025 | Jan 23, 2026 (88 d) |
| Dylan Bruce | Voya Financial Advisors, Inc. BD affiliated | Voya Retirement Advisors, LLC other | Other | Oct 17, 2025 | Oct 15, 2025 |
| Melissa Marie Myers | Voya Financial Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2025 | Dec 1, 2025 (62 d) |
| Jack Patrick Spooner | Voya Financial Advisors, Inc. BD affiliated | Alliancebernstein L.P. asset manager | Other | Sep 26, 2025 | Oct 6, 2025 |
| Darleen Marie Garcia | Voya Financial Advisors, Inc. BD affiliated | Voya Retirement Advisors, LLC other | Other | Sep 18, 2025 | Sep 25, 2025 |
| Noemi Rodriguez | Voya Financial Advisors, Inc. BD affiliated | Voya Retirement Advisors, LLC other | Other | Sep 17, 2025 | Nov 12, 2020 |
| Benjamin Thomas Fleming | Voya Financial Advisors, Inc. BD affiliated | Virtus Investment Advisers, LLC asset manager | Other | Jul 1, 2025 | Jul 14, 2025 |
| Todd Deyan Bower | Voya Financial Advisors, Inc. BD affiliated | Voya Retirement Advisors, LLC other | Other | Jun 4, 2025 | Jun 2, 2025 |
| Jason Lee Gambaiani | Voya Financial Advisors, Inc. BD affiliated | Ashton Thomas Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | May 30, 2025 | Jun 13, 2025 |
| John William Zeigler | Voya Financial Advisors, Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2025 | Sep 10, 2025 (113 d) |
| Lily Fundora | Voya Financial Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 20, 2025 | Aug 29, 2025 (101 d) |
| Joseph E Bezjak | Voya Financial Advisors, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2025 | Apr 2, 2026 (318 d) |
| Conor Delaney | Voya Financial Advisors, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 7, 2025 | May 22, 2025 |
| Kathleen Anne Thompson | Voya Financial Advisors, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2025 | May 7, 2025 |
| Charla Spalluto Misse | Voya Financial Advisors, Inc. BD affiliated | Mariner Advisor Network BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2025 | Apr 16, 2025 |
| John Burton Rowoldt | Voya Financial Advisors, Inc. BD affiliated | San Blas Advisory, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 15, 2025 | Apr 16, 2025 |
| Scott David Stimson | Voya Financial Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 31, 2025 | Mar 28, 2025 |
| Scott Duncan | Voya Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2025 | Aug 24, 2026 (517 d) |
| Druery Thorn Holloway | Voya Financial Advisors, Inc. BD affiliated | Missionsquare Retirement BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2024 | Jan 22, 2025 (90 d) |
| Kevin F Meserve | Voya Financial Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 15, 2024 | Oct 15, 2024 |
| Mark Edward Hugunin | Voya Financial Advisors, Inc. BD affiliated | Creativeone Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2024 | Sep 9, 2024 |
| Andre David Robinson | Voya Financial Advisors, Inc. BD affiliated | Voya Retirement Advisors, LLC other | Other | Jul 23, 2024 | May 11, 2020 |
| Magen Lane Fong | Voya Financial Advisors, Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 24, 2024 | Jan 16, 2025 (206 d) |
| Ruben Rivera | Voya Financial Advisors, Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2024 | Aug 27, 2024 (88 d) |
| Steven E Ervin | Voya Financial Advisors, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 21, 2024 | May 13, 2024 |
| Jeffrey R Adams | Voya Financial Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 6, 2024 | Jun 27, 2024 (52 d) |
| Jonathon Paul Zetlmaier | Voya Financial Advisors, Inc. BD affiliated | Zetlmaier Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 2, 2024 | Apr 2, 2024 |
| Howard Bruce Nellhaus | Voya Financial Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Apr 1, 2024 | Apr 1, 2024 |
| Shedrick Deangelo Crawford | Voya Financial Advisors, Inc. BD affiliated | Sei Investments Management Corp other | Other | Mar 27, 2024 | Apr 2, 2024 |
| Pedro Martinez | Voya Financial Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2024 | Aug 9, 2024 (154 d) |
| Leah Manderson | Voya Financial Advisors, Inc. BD affiliated | World Investment Advisors, LLC institutional | Other | Feb 27, 2024 | Mar 15, 2024 |
| Jonathan Daly | Voya Financial Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 26, 2024 | Feb 8, 2024 |
| Faith T Kieninger | Voya Financial Advisors, Inc. BD affiliated | Croak Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 3, 2024 | Jan 2, 2024 |
| Benjamin Mark Holtsinger | Voya Financial Advisors, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2023 | Nov 28, 2023 |
| Joshua A. Puckett | Voya Financial Advisors, Inc. BD affiliated | Voya Retirement Advisors, LLC other | Other | Oct 30, 2023 | Apr 29, 2021 |
| Mathew David Stagner | Voya Financial Advisors, Inc. BD affiliated | Foster Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 10, 2023 | Dec 21, 2023 (72 d) |
| Lawrence Thomas Dube | Voya Financial Advisors, Inc. BD affiliated | Voya Retirement Advisors, LLC other | Other | Sep 5, 2023 | Aug 31, 2023 |
| Walter F Buettel | Voya Financial Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Aug 18, 2023 | Aug 17, 2023 |
| Nancy Agaiby | Voya Financial Advisors, Inc. BD affiliated | Missionsquare Retirement institutional | Other | Aug 7, 2023 | Mar 19, 2024 (225 d) |
| John Howard Murray | Voya Financial Advisors, Inc. BD affiliated | Missionsquare Retirement institutional | Other | Aug 7, 2023 | Aug 11, 2023 |
| Rebecca Jean Ruvolo | Voya Financial Advisors, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Jul 27, 2023 | Aug 14, 2023 |
| Rebecca Amber Perrigo | Voya Financial Advisors, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2023 | Oct 31, 2024 (462 d) |
Page 1 of 26Next
1,538 moves match.