DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Bramshill Investments, LLC CRD 162492 | Naples, FL | mixed wealth | $8.1B | 39% | 0 | n/a | 2 | 2 |
| Flexpoint Ford, LLC CRD 157864 | Miami, FL | asset manager | $7.9B | 0.0% | 0 | n/a | 2 | 22 |
| Ae Industrial Partners, LP CRD 173020 | Boca Raton, FL | asset manager | $7.7B | 0.0% | 0 | n/a | 1 | 36 |
| F•••• CRD 285961 | West Palm Beach, FL | independent RIA | $7.6B | 100% | 87 | $87.4M | 25 | 0 |
| D•• C•••••• P••••••• CRD 113609 | Palm Beach Gardens, FL | mixed wealth | $7.6B | 27% | 1 | $7.6B | 1 | 2 |
| G••••••• F•••• M••••••••• L•• CRD 152209 | West Palm Beach, FL | asset manager | $7.4B | 0.0% | 0 | n/a | 2 | 43 |
| D•••••••• C•••••• M••••••••• L•• CRD 109380 | Coral Gables, FL | other | $7.3B | 13% | 0 | n/a | 1 | 94 |
| D••••• I••••••••• A•• A•••• M••••••••• L•• CRD 285629 | Miami, FL | asset manager | $7.1B | 0.0% | 0 | n/a | 1 | 3 |
| C•••••••• C•••••• M••••••••• L•• CRD 109368 | Fort Lauderdale, FL | other | $7.0B | 0.9% | 2 | $3.5B | 0 | 0 |
| D••••• W•••••• L•• CRD 297987 | Palm Beach Gardens, FL | independent RIA | $6.9B | 95% | 61 | $114M | 21 | 1 |
| I••••••• F••• A•••• M••••••••• L•• CRD 317525 | Fort Lauderdale, FL | asset manager | $6.8B | 0.2% | 1 | $6.8B | 0 | 0 |
| P••••••• C•••••• M••••••••• L••• CRD 131018 | West Palm Beach, FL | asset manager | $6.6B | 0.0% | 0 | n/a | 2 | 0 |
| K••••• A•••••••• I••• CRD 140808 | Ft. Lauderdale, FL | BD affiliated | $6.3B | 89% | 257 | $24.4M | 198 | 0 |
| R••••••••• C•••••• M••••••••• L•• CRD 122020 | West Palm Beach, FL | asset manager | $6.2B | 0.0% | 9 | $685M | 1 | 5 |
| A• F•• M••••••••• L•• CRD 315482 | Sunny Isles Beach, FL | asset manager | $6.2B | 0.0% | 0 | n/a | 0 | 6 |
| P••••••••• I••••••••• A•••••••• L•• CRD 143149 | Miami Beach, FL | asset manager | $6.2B | 0.0% | 0 | n/a | 5 | 12 |
| W••••• E••••• P••••••• M••••••• L••• CRD 295903 | Jacksonville Beach, FL | asset m•••••• | $6.1B | 0.0% | 0 | n/a | 4 | 0 |
| T•••••• I••••••••• A•••••••• L•• CRD 161432 | Coral Gables, FL | asset manager | $6.0B | 0.0% | 0 | n/a | 1 | 19 |
| T•••• L••• P•••••••• L•• CRD 299961 | Tampa, FL | other | $6.0B | 0.0% | 0 | n/a | 0 | 46 |
| D•••••••• R••• • Z••••• I••• CRD 112099 | Winter Park, FL | institutional | $5.9B | 0.1% | 0 | n/a | 0 | 1 |
| S•• C•••••• A•••••••• L••• CRD 155109 | Boca Raton, FL | asset manager | $5.8B | 0.0% | 0 | n/a | 2 | 16 |
| G•••••••• W••••• P••••••• CRD 250787 | Palm Beach Gardens, FL | BD affiliated | $5.7B | 99% | 104 | $54.7M | 51 | 0 |
| A••••••• P••••••• L• CRD 161005 | West Palm Beach, FL | asset manager | $5.7B | 0.0% | 0 | n/a | 1 | 2 |
| Y••• C•••••• C•••• CRD 126992 | St. Petersburg, FL | independent RIA | $5.6B | 100% | 5 | $1.1B | 3 | 0 |
| S••• I••••••••• M••••••••• L•• CRD 288615 | Miami Beach, FL | asset manager | $5.4B | 0.0% | 0 | n/a | 7 | 2 |
| H• C•••••• P•••••• E••••• L•• CRD 134231 | Miami, FL | asset manager | $5.4B | 0.0% | 0 | n/a | 4 | 19 |
| A•••• C•••••• P••••••• L•• CRD 305988 | Miami, FL | asset manager | $5.3B | 2.9% | 10 | $534M | 1 | 104 |
| S••• G••••• M••••••••• L• CRD 283493 | West Palm Beach, FL | asset manager | $5.2B | 0.0% | 0 | n/a | 0 | 1 |
| G••••••• CRD 158369 | Miami, FL | independent RIA | $5.2B | 96% | 22 | $236M | 1 | 0 |
| I••••••• A••••••• S•••••••• L•• CRD 282589 | Miami, FL | mixed wealth | $5.2B | 44% | 222 | $23.3M | 16 | 1 |
| C•••••• I• L• CRD 326262 | Miami, FL | asset manager | $5.1B | 0.0% | 0 | n/a | 10 | 111 |
| M•••• W••••• M••••••••• L•• CRD 319208 | Naples, FL | independent RIA | $5.1B | 94% | 34 | $150M | 0 | 0 |
| N•••••• G•••• C••••••••• L•• CRD 140944 | Lake Mary, FL | institutional | $5.1B | 0.0% | 21 | $241M | 0 | 0 |
| S••••• M••••• F•••• M••••••••• C•••• CRD 113833 | Boca Raton, FL | institutional | $5.0B | 0.7% | 6 | $829M | 0 | 0 |
| S•••• C•••••• G••••• L•• CRD 157798 | West Palm Beach, FL | asset manager | $4.8B | 0.0% | 0 | n/a | 0 | 10 |
| G•• S••••••••• I••• CRD 128929 | Palm Beach Gardens, FL | BD affiliated | $4.8B | 100% | 447 | $10.6M | 25 | 0 |
| K•••••• P••••••• M••••••••• L• CRD 318097 | Miami, FL | asset manager | $4.7B | 0.0% | 0 | n/a | 1 | 6 |
| A••••• P••••••• U• L•• CRD 335005 | Boca Raton, FL | asset manager | $4.7B | 0.0% | 0 | n/a | 1 | 1 |
| B••••• H•••• • C• I•• CRD 105153 | Ponte Vedra Beach, FL | other | $4.6B | 12% | 1 | $4.6B | 1 | 0 |
| T•••••••• I••••••••• C••••••• L•• CRD 111370 | Ft. Lauderdale, FL | asset manager | $4.6B | 3.1% | 0 | n/a | 1 | 0 |
| D••••• I••••••••• M••••••••• L•• CRD 174984 | Sunny Isles Beach, FL | asset manager | $4.6B | 0.0% | 0 | n/a | 1 | 1 |
| C•• A•••• M••••••••• G•••• CRD 158940 | Naples, FL | independent RIA | $4.5B | 94% | 50 | $90.3M | 4 | 3 |
| V••••• F•••• C•••••• M••••••••• CRD 162953 | Miami, FL | asset manager | $4.4B | 0.0% | 0 | n/a | 0 | 3 |
| R••••••• CRD 166517 | Miami, FL | other | $4.4B | 0.0% | 0 | n/a | 1 | 2 |
| G••• L••• A•••••••• L•• CRD 171898 | Celebration, FL | independent RIA | $4.4B | 99% | 88 | $49.4M | 48 | 0 |
| S•••••• C•••••• M••••••••• L• CRD 340192 | Miami Beach, FL | asset manager | $4.3B | 0.0% | 0 | n/a | 2 | 2 |
| S•••• I••••• S••••••••• L•• CRD 173272 | Fort Lauderdale, FL | independent RIA | $4.2B | 100% | 125 | $33.4M | 99 | 0 |
| A•••••••• I•••••••• CRD 151807 | Coral Gables, FL | independent RIA | $4.1B | 93% | 0 | n/a | 1 | 2 |
| F•••••••• A••••••• L•• CRD 150697 | Miami, FL | mixed wealth | $4.1B | 26% | 7 | $588M | 0 | 0 |
| M•••• C••••••• A••••••• S•••••• CRD 12963 | Palm Beach Gardens, FL | BD affiliated | $4.1B | 98% | 395 | $10.3M | 25 | 0 |
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1,081 advisers match.