DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Montag CRD 105756 | Atlanta, GA | independent RIA | $3.0B | 94% | 9 | $330M | 0 | 0 |
| Impact Partnership Wealth, LLC CRD 313928 | Marietta, GA | independent RIA | $3.0B | 99% | 88 | $33.7M | 79 | 0 |
| Falcons I, LLC CRD 294460 | Atlanta, GA | asset manager | $2.7B | 0.0% | 0 | n/a | 0 | 0 |
| B•••• W•••••• L•• CRD 299805 | Atlanta, GA | independent RIA | $2.7B | 93% | 61 | $44.8M | 14 | 0 |
| S•••••• M•••• M••••••••• L•• CRD 112608 | Watkinsville, GA | independent RIA | $2.7B | 55% | 13 | $207M | 0 | 0 |
| C••••••••• I••••••••• P•••••••• L•• CRD 111753 | Atlanta, GA | other | $2.7B | 10% | 8 | $332M | 0 | 0 |
| L•• A••••••••• I••• CRD 105971 | Atlanta, GA | other | $2.6B | 4.0% | 4 | $652M | 2 | 0 |
| S•••••••• B••••••••• L•• CRD 284840 | Atlanta, GA | independent RIA | $2.5B | 98% | 54 | $47.0M | 26 | 0 |
| A•••• C•••••• P•••••••• L•• CRD 147346 | Atlanta, GA | independent RIA | $2.5B | 73% | 7 | $359M | 1 | 2 |
| B•••••• C•••••• M••••••••• CRD 167233 | Atlanta, GA | asset manager | $2.4B | 0.0% | 0 | n/a | 3 | 43 |
| C••••••••• M••••••••• I••• CRD 125828 | Duluth, GA | other | $2.3B | 14% | 9 | $254M | 0 | 0 |
| S•••• V••• W••••• A••••••• G••••• L•• CRD 300927 | Savannah, GA | independent RIA | $2.3B | 96% | 9 | $253M | 2 | 0 |
| R•••••••• T••••••••• A•••••••• L••• CRD 293042 | Atlanta, GA | asset manager | $2.2B | 0.0% | 0 | n/a | 0 | 10 |
| B••• G••••• C••••••• L•• CRD 299869 | Atlanta, GA | other | $2.1B | 0.0% | 0 | n/a | 0 | 1 |
| N•••••• C•••••• M••••••••• CRD 135958 | Marietta, GA | mixed wealth | $2.1B | 46% | 11 | $189M | 0 | 0 |
| C••••• W••••• M••••••••• I••• CRD 151675 | Atlanta, GA | independent RIA | $2.1B | 95% | 17 | $121M | 2 | 0 |
| A•• F••• M••••••• L•• CRD 281296 | Atlanta, GA | asset manager | $2.0B | 0.0% | 0 | n/a | 0 | 0 |
| T••••••••• I••••••••• R••••••••• L•• CRD 129663 | Atlanta, GA | other | $2.0B | 0.0% | 4 | $494M | 1 | 6 |
| T•• F•••••••• G•••• CRD 221530 | Savannah, GA | independent RIA | $2.0B | 72% | 13 | $151M | 0 | 0 |
| S•••••• C•••••• M••••••••• L•• CRD 105581 | Atlanta, GA | mixed wealth | $2.0B | 32% | 2 | $984M | 0 | 0 |
| M•••• I••••••••• M••••••••• L•• CRD 108170 | Atlanta, GA | independent RIA | $1.8B | 81% | 5 | $353M | 0 | 0 |
| A•••••• C•••••• G••••• L•• CRD 291254 | Atlanta, GA | asset manager | $1.7B | 0.0% | 0 | n/a | 0 | 19 |
| C•• A•••••••• L•• CRD 111025 | Atlanta, GA | independent RIA | $1.7B | 91% | 17 | $98.6M | 3 | 0 |
| P••••• C•••••• P•••••••• I••• CRD 156861 | Atlanta, GA | asset manager | $1.7B | 0.0% | 0 | n/a | 1 | 4 |
| C••••• F•••••••• S••••••••• I••• CRD 133509 | Athens, GA | independent RIA | $1.7B | 82% | 29 | $57.6M | 1 | 0 |
| R•••••• F•••••••• A•••••••• L•• CRD 312921 | Atlanta, GA | independent RIA | $1.6B | 97% | 7 | $227M | 0 | 0 |
| I••••••• C•••••• A•••••••• L•• CRD 159852 | Atlanta, GA | asset manager | $1.5B | 0.0% | 0 | n/a | 0 | 10 |
| A•••••••• C•••••• M••••••••• C• CRD 112772 | Alpharetta, GA | institutional | $1.5B | 0.0% | 1 | $1.5B | 0 | 0 |
| L••••• S••••••••• L•• CRD 170107 | Atlanta, GA | asset manager | $1.4B | 0.0% | 2 | $723M | 2 | 2 |
| H•••• G••••• P•••••••• L•• CRD 289472 | Atlanta, GA | institutional | $1.4B | 0.0% | 1 | $1.4B | 0 | 1 |
| A•••• A••••••• CRD 297305 | Augusta, GA | independent RIA | $1.4B | 96% | 5 | $280M | 0 | 0 |
| M••••••• W••••• M••••••••• L•• CRD 281782 | Marietta, GA | independent RIA | $1.4B | 77% | 8 | $174M | 0 | 0 |
| C•••••• F••••••••• L•• CRD 138947 | Atlanta, GA | asset manager | $1.4B | 0.0% | 6 | $226M | 0 | 5 |
| B•• C•••••• CRD 292983 | Atlanta, GA | asset manager | $1.3B | 0.0% | 0 | n/a | 0 | 61 |
| S••••••••• C•••••• M••••••••• L•• CRD 301879 | Atlanta, GA | asset manager | $1.3B | 0.0% | 0 | n/a | 3 | 25 |
| R•••••• Y•••• A••••••• CRD 126124 | Augusta, GA | independent RIA | $1.2B | 99% | 8 | $149M | 1 | 0 |
| F•••••• E••••• P•••••••• I••• CRD 163489 | Atlanta, GA | asset manager | $1.2B | 0.0% | 0 | n/a | 0 | 8 |
| L••••••• W••••• M••••••••• CRD 136214 | Atlanta, GA | independent RIA | $1.2B | 100% | 13 | $88.7M | 2 | 0 |
| G••••• C•••••• G••••• L•• CRD 316592 | Atlanta, GA | other | $1.1B | 6.9% | 0 | n/a | 0 | 13 |
| B••••••• C•••••• P•••••••• L•• CRD 281082 | Milton, GA | independent RIA | $1.1B | 69% | 8 | $138M | 5 | 8 |
| S• A•••••••• L•• CRD 154680 | Atlanta, GA | independent RIA | $1.1B | 58% | 36 | $30.6M | 29 | 0 |
| A•• W•••••• L•• CRD 113106 | Thomasville, GA | independent RIA | $1.1B | 81% | 17 | $63.2M | 3 | 0 |
| E••••• • G•••• CRD 154839 | Athens, GA | independent RIA | $1.1B | 100% | 21 | $51.1M | 6 | 0 |
| G•••• W••••• M••••••••• L•• CRD 281621 | Alpharetta, GA | independent RIA | $1.1B | 98% | 68 | $15.7M | 127 | 0 |
| J•••••• P•••••• W••••• M••••••••• I••• CRD 109040 | Milton, GA | independent RIA | $1.1B | 91% | 4 | $263M | 0 | 0 |
| B•• P•••• A•••••••• L•• CRD 286050 | Atlanta, GA | asset manager | $1.0B | 0.0% | 0 | n/a | 2 | 7 |
| G•••••••• I••••••••• P•••••••• I••• CRD 105267 | Columbus, GA | independent RIA | $1.0B | 98% | 3 | $340M | 0 | 0 |
| J• S••••••••• L•• CRD 155629 | Gainesville, GA | independent RIA | $1.0B | 94% | 18 | $56.3M | 4 | 0 |
| W••• P•••• A•••••••• I••• CRD 175512 | Atlanta, GA | independent RIA | $1.0B | 99% | 4 | $252M | 0 | 0 |
| M••••• E••••• P•••••••• L•• CRD 157601 | Atlanta, GA | asset manager | $1.0B | 0.0% | 0 | n/a | 0 | 2 |
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330 advisers match.