DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Cetera Advisors LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

910 moves
AdvisorFromToTypeLeftRegistered
Nanette Joy KastnerCetera Advisors LLC otherHendricks Wealth And Estate Management no RAUMOtherOct 12, 2017Oct 12, 2017
Joseph H YangCetera Advisors LLC otherCitigroup Global Markets Inc. BD affiliatedOtherOct 5, 2017Aug 17, 2021 (1412 d)
Adam Jude CorwinCetera Advisors LLC otherOneamerica Securities, Inc. otherOtherOct 4, 2017Oct 2, 2017
Laurence Buell TiptonCetera Advisors LLC otherWells Fargo Advisors wirehouseOtherOct 3, 2017Sep 29, 2017
Kristofer Karl PettitCetera Advisors LLC otherCetera Investment Advisers LLC BD affiliatedOtherSep 28, 2017Jun 29, 2023 (2100 d)
Joseph Howard SpanoCetera Advisors LLC otherTransamerica Financial Advisors, LLC otherOtherSep 27, 2017Oct 5, 2017
Paula Renae JohnstonCetera Advisors LLC otherVoya Financial Advisors, Inc. otherOtherSep 22, 2017Sep 18, 2017
Brian David KennedyCetera Advisors LLC otherCommonwealth Financial Network national BDOtherSep 22, 2017Sep 22, 2017
Jason Michael PoschingerCetera Advisors LLC otherOneamerica Securities, Inc. otherOtherSep 22, 2017Oct 26, 2017 (34 d)
Deborah Ann BadilloCetera Advisors LLC otherMeira Wealth independent RIAOtherSep 20, 2017May 9, 2019 (596 d)
Jeffrey Joseph SchultzCetera Advisors LLC otherCreativeone Wealth, LLC independent RIAOtherSep 12, 2017Jan 1, 2025 (2668 d)
Toby Marshall JohnstonCetera Advisors LLC otherThrivent Investment Management Inc. otherOtherSep 8, 2017Sep 8, 2017
Jeffery Paul MorganCetera Advisors LLC otherHorace Mann Investors, Inc. no RAUMOtherSep 6, 2017Apr 20, 2018 (226 d)
Kevin James WalkerCetera Advisors LLC otherJason M Orsky Wealth Management LLC unclassifiedOtherAug 31, 2017Aug 29, 2017
Darren Paul YoderCetera Advisors LLC otherDynamic Financial Group no RAUMOtherAug 28, 2017Aug 25, 2017
Caleb Michael SchmidtCetera Advisors LLC otherDynamic Financial Group no RAUMOtherAug 28, 2017Aug 25, 2017
Charles Nathan MeeksCetera Advisors LLC otherCuso Financial Services, L.P. otherOtherAug 28, 2017Aug 25, 2017
Christie Ann CampanellaCetera Advisors LLC otherMorgan Stanley wirehouseOtherJul 31, 2017Sep 25, 2017 (56 d)
Scott Edwin JonesCetera Advisors LLC otherInvestacorp Advisory Services Inc otherOtherJul 27, 2017Jul 28, 2017
George William MulweeCetera Advisors LLC otherStrategic Wealth Group otherOtherJul 26, 2017Aug 4, 2017
Lindsey Lee CaminitiCetera Advisors LLC otherAmeriprise Financial Services, LLC national BDOtherJul 14, 2017Sep 29, 2017 (77 d)
Timothy Patrick MantylaCetera Advisors LLC otherAmeriprise Financial Services, LLC national BDOtherJul 10, 2017Jul 10, 2017
Nicole Ann SabinCetera Advisors LLC otherAmeriprise Financial Services, LLC national BDOtherJul 10, 2017Jul 10, 2017
Kendall Charles LovettCetera Advisors LLC otherQuestar Asset Management, Inc. otherOtherJun 28, 2017Jun 23, 2017
Ryan Phillip CsrnkoCetera Advisors LLC otherLPL Financial LLC otherOtherJun 27, 2017Jun 29, 2017
Lynn SmeraldoCetera Advisors LLC otherInvestacorp Advisory Services Inc otherOtherJun 14, 2017Jul 5, 2017
William R HarmonCetera Advisors LLC otherPnc Wealth Management otherOtherJun 12, 2017Aug 22, 2017 (71 d)
Daniel Scott ReiterCetera Advisors LLC otherSound Stewardship, LLC otherOtherJun 8, 2017Jun 14, 2017
Cale Branden FlageCetera Advisors LLC otherCommonwealth Financial Network national BDOtherJun 5, 2017Jun 2, 2017
Jimmy MaldonadoCetera Advisors LLC otherInvest Financial Corporation otherOtherMay 15, 2017May 1, 2017
Marc BartonCetera Advisors LLC otherLPL Financial LLC otherOtherMay 12, 2017May 11, 2017
David John ScholtenCetera Advisors LLC otherErnst & Young Investment Advisers Llp no RAUMOtherMay 12, 2017Aug 5, 2025 (3007 d)
Thomas William StarkCetera Advisors LLC otherOnewealth Investment Management, LLC unclassifiedOtherMay 8, 2017May 8, 2017
Jamie DegisoCetera Advisors LLC otherSantander Securities otherOtherMay 4, 2017Jun 26, 2017 (53 d)
William Austin HammerCetera Advisors LLC otherCambridge Investment Research Advisors, Inc. otherOtherMay 1, 2017May 1, 2017
Ernest Michael BossoCetera Advisors LLC otherPruco Securities, LLC BD affiliatedOtherMay 1, 2017Dec 6, 2017 (219 d)
Mitchell NelsonCetera Advisors LLC otherStonex Advisors Inc. otherOtherApr 5, 2017Apr 5, 2017
Glenn Scott SearlesCetera Advisors LLC otherSkybox Financial Group LLC state registeredOtherMar 20, 2017Mar 21, 2017
Craig Donald LefeberCetera Advisors LLC otherBright Futures Wealth Management, LLC no RAUMOtherMar 20, 2017Mar 20, 2017
Ward Wesley MolenCetera Advisors LLC other1st Global Advisors Inc otherOtherMar 17, 2017Mar 22, 2017
James A FranklinCetera Advisors LLC other1st Global Advisors Inc otherOtherMar 17, 2017Mar 15, 2017
Gilbert Adan CortezCetera Advisors LLC otherSecurities America Advisors, Inc. otherOtherMar 17, 2017Mar 3, 2017
Andrew Wayne HarrisCetera Advisors LLC otherSecurities America Advisors, Inc. otherOtherMar 9, 2017Mar 3, 2017
Andrew David BaillieCetera Advisors LLC otherSecurities America Advisors, Inc. otherOtherFeb 28, 2017Feb 27, 2017
Bradford Harold LeblancCetera Advisors LLC otherInvestacorp Advisory Services Inc otherOtherFeb 17, 2017Feb 17, 2017
Glenn Andrew VanecekCetera Advisors LLC otherEmpower Advisory Group, LLC otherOtherFeb 16, 2017Oct 11, 2021 (1698 d)
Dale Philip RobinsonCetera Advisors LLC otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherFeb 13, 2017Feb 10, 2017
Todd Alan JuengerCetera Advisors LLC otherConover Capital Management otherOtherFeb 8, 2017Feb 9, 2017
James Lawrence ZenkCetera Advisors LLC otherMission Financial Planning, Inc. state registeredOtherJan 23, 2017Oct 9, 2024 (2816 d)
David Ross BrinkleyCetera Advisors LLC otherTlg Advisors, Inc. BD affiliatedOtherDec 31, 2016Feb 25, 2025 (2978 d)
Daniel Thomas MchughCetera Advisors LLC otherWoodstock Financial Group, Inc. otherOtherDec 31, 2016Jan 20, 2017
Colin Jay OverwegCetera Advisors LLC otherWaddell & Reed otherOtherDec 27, 2016Jan 5, 2017
Brian Michael GrossCetera Advisors LLC otherState Farm Investment Management Corp. asset managerOtherDec 19, 2016Aug 4, 2020 (1324 d)
Terri M JarrellCetera Advisors LLC otherGwn Securities Inc. otherOtherDec 15, 2016Jan 11, 2017
David Mark WrightCetera Advisors LLC otherSound Income Strategies, LLC otherOtherDec 8, 2016Nov 30, 2016
Edward Lee GunnellCetera Advisors LLC otherGunnell Financial Planning state registeredOtherNov 30, 2016Dec 8, 2016
Daniel Lewis PattersonCetera Advisors LLC otherSweetgrass Financial Planning, LLC state registeredOtherNov 23, 2016Dec 24, 2025 (3318 d)
Jeffrey Harris HorwichCetera Advisors LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherNov 17, 2016Nov 29, 2016
Thomas Preston FalterCetera Advisors LLC otherGlobal Investment Advisors, LLC unclassifiedOtherNov 11, 2016Jan 5, 2017 (55 d)
Darla Jean GreerCetera Advisors LLC otherCollaborative Wealth otherOtherNov 11, 2016Dec 2, 2016
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