DFX Intelligence
Advisor moves
Departures from MML Investors Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian Thomas Keith | MML Investors Services, LLC BD affiliated | Farmers Asset Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 11, 2024 | Feb 27, 2026 (443 d) |
| Justin Paul Schmoyer | MML Investors Services, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Dec 11, 2024 | Dec 6, 2024 |
| Timothy Nelson Hunt | MML Investors Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2024 | Dec 12, 2024 |
| Christopher Kemp Thrower | MML Investors Services, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 10, 2024 | Dec 17, 2024 |
| Thomas Christian Tenaglia | MML Investors Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2024 | Dec 16, 2024 |
| Yusei William Shigeta | MML Investors Services, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2024 | Mar 10, 2025 (90 d) |
| Paul Bennett Plesser | MML Investors Services, LLC BD affiliated | Innovative Family Office LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 9, 2024 | Dec 5, 2024 |
| Elaine Thompson-Perez | MML Investors Services, LLC BD affiliated | Voya Retirement Advisors, LLC other | Other | Dec 9, 2024 | Jan 3, 2025 |
| Raymond Christopher Wilson | MML Investors Services, LLC BD affiliated | Onyx Bridge Wealth Group LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 9, 2024 | Dec 4, 2024 |
| Bruce Cukaj | MML Investors Services, LLC BD affiliated | Maxim Financial Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 4, 2024 | May 4, 2026 (516 d) |
| Khary Cuffe | MML Investors Services, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 3, 2024 | Jan 2, 2026 (395 d) |
| Andrae Delisser | MML Investors Services, LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2024 | Sep 11, 2025 (282 d) |
| Robert Torres | MML Investors Services, LLC BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Dec 3, 2024 | Sep 16, 2026 (652 d) |
| Meaghan Anne Murphy Keeven | MML Investors Services, LLC BD affiliated | Rpg Family Wealth Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 26, 2024 | Nov 25, 2024 |
| Andre James Baldanza | MML Investors Services, LLC BD affiliated | Diamond Client Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 26, 2024 | Nov 25, 2024 |
| Jeniece Mcclary | MML Investors Services, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 25, 2024 | Feb 12, 2025 (79 d) |
| Peter Michael Antonucci | MML Investors Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2024 | Dec 6, 2024 |
| Nicholas Hood | MML Investors Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2024 | Nov 18, 2024 |
| Rebecca Salabsky | MML Investors Services, LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2024 | Apr 15, 2025 (147 d) |
| Brandon O Winkler | MML Investors Services, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 18, 2024 | Jan 16, 2025 (59 d) |
| Rafael Carballo | MML Investors Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2024 | Nov 26, 2024 |
| Katelyn Galante | MML Investors Services, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2024 | Mar 4, 2025 (106 d) |
| Evan Owen Michael Evans | MML Investors Services, LLC BD affiliated | Onyx Bridge Wealth Group LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 15, 2024 | Nov 12, 2024 |
| Santiago Borenszteyn | MML Investors Services, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 13, 2024 | Dec 13, 2024 |
| Isaac B Cohen | MML Investors Services, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 12, 2024 | Nov 8, 2024 |
| Elizabeth O'Reilly Pate | MML Investors Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2024 | Nov 7, 2024 |
| Thomas James Colson | MML Investors Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2024 | Nov 7, 2024 |
| Christopher Allin Herring | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2024 | Nov 4, 2024 |
| Ryan Blanchard | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2024 | Nov 11, 2024 |
| Justin Tex Roberto | MML Investors Services, LLC BD affiliated | Tesfaye O'Neill Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 5, 2024 | Nov 22, 2024 |
| Robert Shih-Chung Min | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2024 | Nov 12, 2024 |
| Michael Branch | MML Investors Services, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2024 | Mar 5, 2025 (124 d) |
| Emmanuel N. Sona | MML Investors Services, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Oct 31, 2024 | May 13, 2025 (194 d) |
| Paul B Meyer | MML Investors Services, LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2024 | Dec 4, 2024 (35 d) |
| Anne Michelle Del Rosario | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 29, 2024 | Oct 29, 2024 |
| Jeffrey Michael Barrette | MML Investors Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2024 | Oct 17, 2024 |
| Alexander Leo Paul Bailey | MML Investors Services, LLC BD affiliated | Brickstone Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 25, 2024 | Jan 2, 2025 (69 d) |
| Logan Bradley Smith | MML Investors Services, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 23, 2024 | Oct 22, 2024 |
| Ryan D Motsinger | MML Investors Services, LLC BD affiliated | Harvest Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 23, 2024 | Feb 10, 2025 (110 d) |
| Corey William Thacker | MML Investors Services, LLC BD affiliated | Gannett Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 23, 2024 | Feb 14, 2025 (114 d) |
| Michael Conley | MML Investors Services, LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2024 | Mar 7, 2025 (136 d) |
| Jennifer Christine Rose | MML Investors Services, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 22, 2024 | Oct 18, 2024 |
| Hui Corona | MML Investors Services, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 22, 2024 | Oct 17, 2024 |
| Russell Rawlings Cumbea | MML Investors Services, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 21, 2024 | Oct 18, 2024 |
| Franklin Delano Butler | MML Investors Services, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 21, 2024 | Nov 17, 2024 |
| John Edward Williams | MML Investors Services, LLC BD affiliated | Plum Pointe Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 21, 2024 | Nov 1, 2024 |
| Charlotte N Fox | MML Investors Services, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 21, 2024 | Oct 18, 2024 |
| Russell Rawlings Cumbea | MML Investors Services, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 21, 2024 | Oct 18, 2024 |
| Simon Syer | MML Investors Services, LLC BD affiliated | Hsbc Securities (USA) Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 17, 2024 | Oct 28, 2024 |
| Casey Shaun Bradley | MML Investors Services, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2024 | Oct 10, 2024 |
| Bryson James Jenkins | MML Investors Services, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2024 | Oct 10, 2024 |
| Joseph Mitchell Riggs | MML Investors Services, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2024 | Oct 11, 2024 |
| Jack Meyer Erbs | MML Investors Services, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2024 | Oct 11, 2024 |
| Jeremy Graham Edge | MML Investors Services, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2024 | Oct 16, 2024 |
| Joshua Neff | MML Investors Services, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 15, 2024 | Nov 21, 2024 (37 d) |
| Michael Patrick Zazuri | MML Investors Services, LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 14, 2024 | Nov 15, 2024 (32 d) |
| Rick Anthony Baray | MML Investors Services, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 11, 2024 | Oct 18, 2024 |
| John K Dawes | MML Investors Services, LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Nov 19, 2024 (39 d) |
| Caden Louis Salvino | MML Investors Services, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Oct 10, 2024 | Dec 4, 2024 (55 d) |
| Kenneth Spafford | MML Investors Services, LLC BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Oct 9, 2024 | Dec 6, 2024 (58 d) |
4,448 moves match.