DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Cetera Investment Advisers LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Vincent Buttaro | Cetera Investment Advisers LLC BD affiliated | Compass Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | May 27, 2026 | May 22, 2026 |
| Jarod Sweetland | Cetera Investment Advisers LLC BD affiliated | Signal Securities, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 26, 2026 | Jun 1, 2026 |
| Chad Alan Reid | Cetera Investment Advisers LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2026 | May 29, 2026 |
| Alana Denese Ibironke | Cetera Investment Advisers LLC BD affiliated | Ernst & Young Investment Advisers Llp no RAUM | Other | May 21, 2026 | May 13, 2026 |
| Joan Maastricht Gilles | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2026 | May 11, 2026 |
| Jonathan Miller | Cetera Investment Advisers LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 18, 2026 | Jun 22, 2026 (35 d) |
| Theodore Mark Miller | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2026 | May 12, 2026 |
| Cynthia Leigh Sanders | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2026 | May 15, 2026 |
| Christopher Ryan Jacobsen | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2026 | May 15, 2026 |
| Kelly Jordan White | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2026 | May 15, 2026 |
| Americo Antonelli | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2026 | May 15, 2026 |
| Tyler Brian Forbes | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2026 | May 15, 2026 |
| Brian Christopher Migdal | Cetera Investment Advisers LLC BD affiliated | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2026 | Jul 22, 2026 (69 d) |
| Madyson Ellen Tracy | Cetera Investment Advisers LLC BD affiliated | Bfc Planning, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2026 | Jun 1, 2026 |
| Minuet Priscilla Vazquez Caldwell | Cetera Investment Advisers LLC BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2026 | May 11, 2026 |
| Michael Nathan Wisinger | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2026 | Apr 27, 2026 |
| Christina Beers Carey | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2026 | May 1, 2026 |
| Michael Mahalich | Cetera Investment Advisers LLC BD affiliated | Swan Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 13, 2026 | May 15, 2026 |
| Donald James Stewart | Cetera Investment Advisers LLC BD affiliated | Swan Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 13, 2026 | May 15, 2026 |
| Thomas John Bruce | Cetera Investment Advisers LLC BD affiliated | Swan Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 13, 2026 | May 15, 2026 |
| Evan Smith | Cetera Investment Advisers LLC BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | May 13, 2026 | Jun 10, 2026 |
| Paula Juszczyk | Cetera Investment Advisers LLC BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2026 | May 27, 2026 |
| Keith Motusesky | Cetera Investment Advisers LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2026 | May 27, 2026 |
| Robert Vernon Carr | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2026 | May 1, 2026 |
| Susan C Sloan | Cetera Investment Advisers LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 11, 2026 | Jun 8, 2026 |
| Megan E Sloma | Cetera Investment Advisers LLC BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2026 | Jul 7, 2026 (60 d) |
| Thomas Binge | Cetera Investment Advisers LLC BD affiliated | Columbia Advisory Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 8, 2026 | May 21, 2026 |
| Tyler J Roper | Cetera Investment Advisers LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2026 | Jun 11, 2026 (34 d) |
| Shannon Hubbard | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2026 | Apr 28, 2026 |
| Frank Patton | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2026 | May 4, 2026 |
| Kimberlee Ann Mott | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2026 | May 4, 2026 |
| Brasco Van Niekerk | Cetera Investment Advisers LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2026 | May 11, 2026 |
| Morris Craig Moser | Cetera Investment Advisers LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | May 1, 2026 | May 4, 2026 |
| Zachary Pidgeon | Cetera Investment Advisers LLC BD affiliated | Ep Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 1, 2026 | Apr 22, 2026 |
| Steven Nessler | Cetera Investment Advisers LLC BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | May 1, 2026 | Jun 22, 2026 (52 d) |
| Emmanuel Santiago Perez | Cetera Investment Advisers LLC BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2026 | Jul 20, 2026 (82 d) |
| Huijie Wang | Cetera Investment Advisers LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 28, 2026 | Jun 12, 2026 (45 d) |
| James Ronald Welch | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2026 | Apr 28, 2026 |
| Gizem Folk | Cetera Investment Advisers LLC BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2026 | Apr 23, 2026 |
| John Thomas Murphy | Cetera Investment Advisers LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 24, 2026 | Jun 2, 2026 (39 d) |
| Matthew Kloos | Cetera Investment Advisers LLC BD affiliated | Success Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 23, 2026 | May 12, 2026 |
| Michael J Kulinski | Cetera Investment Advisers LLC BD affiliated | Quartz Partners Investment Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 22, 2026 | Apr 30, 2026 |
| Cameron Scott Moser | Cetera Investment Advisers LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Apr 22, 2026 | Apr 15, 2026 |
| Brady Tomer Welles | Cetera Investment Advisers LLC BD affiliated | Atlas Private Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 21, 2026 | May 4, 2026 |
| David Schoep | Cetera Investment Advisers LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2026 | Apr 29, 2026 |
| Mckenzie Jo Wall | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2026 | Apr 28, 2026 |
| Steven Filanowicz | Cetera Investment Advisers LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2026 | Apr 23, 2026 |
| Jared Mann | Cetera Investment Advisers LLC BD affiliated | Robinhood Asset Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2026 | May 28, 2026 (42 d) |
| Matthew Simon | Cetera Investment Advisers LLC BD affiliated | Gladstone Wealth Partners BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2026 | Apr 14, 2026 |
| Marta Elizabeth Bartolacci | Cetera Investment Advisers LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2026 | Apr 17, 2026 |
| James Emery Schutz | Cetera Investment Advisers LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2026 | Apr 15, 2026 |
| Randy Wayne Schwartz | Cetera Investment Advisers LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2026 | Apr 10, 2026 |
| Mark Gavrilov | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2026 | Apr 13, 2026 |
| Ryan Timothy Rose | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 13, 2026 | Apr 15, 2026 |
| Edward James Garrigal | Cetera Investment Advisers LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 13, 2026 | May 12, 2026 |
| Samuel Nelson Pegg | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | May 11, 2026 (31 d) |
| Marguerite Faulkner Moisio | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2026 | Sep 2, 2026 (146 d) |
| Michael Patrick Keogh | Cetera Investment Advisers LLC BD affiliated | Vcm Wealth Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 8, 2026 | Apr 10, 2026 |
| Steven Paul Fetterhoff | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2026 | Apr 7, 2026 |
| Audrey Ivy Pierson | Cetera Investment Advisers LLC BD affiliated | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 8, 2026 | Apr 6, 2026 |
3,020 moves match.