Departures from On Investment Management Co

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Colin Thomas Wheeler	On Investment Management Co other	Cerity Partners Ocio LLC other	Other	Jun 8, 2016	Jun 20, 2016
Jeffry Alan Vogel	On Investment Management Co other	Ae Wealth Management, LLC no RAUM	Other	May 11, 2016	May 2, 2016
Sharina C Smith	On Investment Management Co other	MML Investors Services, LLC BD affiliated	Other	May 5, 2016	Jul 31, 2020 (1548 d)
Jonathan Michael Vogel	On Investment Management Co other	Ae Wealth Management, LLC no RAUM	Other	Apr 29, 2016	Apr 21, 2016
Christopher Nicholas Van Horn	On Investment Management Co other	Cetera Investment Advisers LLC other	Other	Apr 12, 2016	Apr 12, 2016
Randall Lloyd Diehl	On Investment Management Co other	Osaic Wealth, Inc. other	Other	Mar 29, 2016	Mar 22, 2016
Scott Allen Leavitt	On Investment Management Co other	Ameritas Advisory Services, LLC BD affiliated	Other	Feb 17, 2016	Nov 1, 2021 (2084 d)
Alejandro Javier Carvalho Rodriguez	On Investment Management Co other	MML Investors Services, LLC other	Other	Feb 9, 2016	Mar 9, 2016
Jack Branch	On Investment Management Co other	Pelican Advisory LLC independent RIA	Other	Dec 31, 2015	Sep 17, 2024 (3183 d)
Darren Grant Hesselink	On Investment Management Co other	Wealth Watch Advisors, Inc independent RIA	Other	Dec 23, 2015	Feb 4, 2019 (1139 d)
Marvin L. Mitchell	On Investment Management Co other	Compass Wealth independent RIA	Other	Dec 16, 2015	Feb 22, 2016 (68 d)
Bradley Dean Ewerth	On Investment Management Co other	First Advisors National, LLC other	Other	Dec 9, 2015	Jan 5, 2017 (393 d)
Stanley Ray Edgell	On Investment Management Co other	Strategic Planning, Inc. other	Other	Nov 3, 2015	Mar 22, 2006
James Scott Downing	On Investment Management Co other	Mcf Advisors, LLC other	Other	Oct 13, 2015	Dec 4, 2015 (52 d)
John Martini Jansen	On Investment Management Co other	Brookstone Wealth Advisors, LLC other	Other	Sep 28, 2015	Sep 18, 2015
William Louis Pfadt	On Investment Management Co other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jul 27, 2015	Jul 21, 2015
Paul Michael Costa	On Investment Management Co other	Corecap Advisors other	Other	Jul 21, 2015	Aug 3, 2015
Richard Allen Sandman	On Investment Management Co other	Silver Oak Securities, Inc. other	Other	Jul 1, 2015	Jun 30, 2017 (730 d)
Wayburn Allen Costellow	On Investment Management Co other	Center Street Advisors, Inc. no RAUM	Other	Jun 15, 2015	Jun 23, 2015
Mathew David Solomon	On Investment Management Co other	Eagle Strategies LLC other	Other	May 21, 2015	Oct 26, 2016 (524 d)
Phillip P. Lawson	On Investment Management Co other	Alphastar Capital Management other	Other	May 8, 2015	May 1, 2015
Michael B Haney	On Investment Management Co other	USA Financial Securities LLC other	Other	May 4, 2015	May 1, 2015
Fernando Patricio Romero	On Investment Management Co other	Questar Asset Management, Inc. other	Other	Apr 30, 2015	May 29, 2015
Richard Joseph Hamlin	On Investment Management Co other	Spc other	Other	Feb 12, 2015	Feb 12, 2015
Laurie Jean Gerdy	On Investment Management Co other	Ameriprise Financial Services, LLC national BD	Other	Jan 2, 2015	Jan 2, 2015
Byron Patricio Alvarado	On Investment Management Co other	Oneamerica Securities, Inc. other	Other	Dec 13, 2014	Jan 2, 2015
Brent Allen Ward	On Investment Management Co other	The Retirement Group, LLC other	Other	Dec 9, 2014	Jan 14, 2015 (36 d)
Brian Kenneth Asper	On Investment Management Co other	Concourse Financial Group Advisors other	Other	Nov 12, 2014	Nov 11, 2014
George Joseph Randall	On Investment Management Co other	Financial Management Strategies, Inc. other	Other	Nov 5, 2014	Nov 13, 2014
Michael Ryan Kren	On Investment Management Co other	Brookstone Wealth Advisors, LLC other	Other	Jul 24, 2014	Jun 4, 2014
John James Gallia	On Investment Management Co other	Rfg Advisory, LLC other	Other	Jun 18, 2014	Oct 23, 2014 (127 d)
Travis Christopher Babb	On Investment Management Co other	Investment Advisors Corp other	Other	Jan 7, 2014	Jan 2, 2014
Michael Forrest Copeland	On Investment Management Co other	Waddell & Reed BD affiliated	Other	Dec 31, 2013	Aug 16, 2019 (2054 d)
David N Schofield	On Investment Management Co other	Cetera Investment Advisers LLC BD affiliated	Other	Dec 31, 2013	Mar 21, 2024 (3733 d)
Garrett Michael Groebner	On Investment Management Co other	Brookstone Capital Management LLC other	Other	Dec 31, 2013	Mar 5, 2014 (64 d)
Trent Arthur Yost	On Investment Management Co other	Cetera Advisors LLC other	Other	Dec 9, 2013	Dec 10, 2013
John Hyrum Koyle	On Investment Management Co other	Cetera Advisors LLC other	Other	Dec 9, 2013	Dec 6, 2013
Matthew Nicholaus Porter	On Investment Management Co other	Cetera Investment Advisers LLC BD affiliated	Other	Dec 9, 2013	Mar 21, 2024 (3755 d)
Douglas Roger Woolley	On Investment Management Co other	Cetera Investment Advisers LLC BD affiliated	Other	Dec 9, 2013	Mar 21, 2024 (3755 d)
Richard Dale Almond	On Investment Management Co other	Cetera Advisors LLC other	Other	Dec 9, 2013	Dec 10, 2013
Micah John Webb	On Investment Management Co other	Spc other	Other	Sep 30, 2013	Dec 11, 2013 (72 d)
Jeffrey Keegan Martin	On Investment Management Co other	Triumph Wealth Advisors, Inc. other	Other	Sep 13, 2013	Dec 21, 2015 (829 d)
Robert Alfred Brockland	On Investment Management Co other	Cambridge Investment Research Advisors, Inc. other	Other	May 15, 2013	Sep 6, 2013 (114 d)
Ross Daniel Cochrell	On Investment Management Co other	Hummel Wealth Management, LLC other	Other	May 7, 2013	May 26, 2011
Jameson Alan Van Houten	On Investment Management Co other	Stonegate Capital Advisors, LLC other	Other	Mar 8, 2013	Sep 10, 2014 (551 d)
Dennis M Burns	On Investment Management Co other	Equitable Advisors, LLC national BD	Other	Feb 15, 2013	Aug 26, 2013 (192 d)
Lawrence Philip Rose	On Investment Management Co other	LPL Financial LLC other	Other	Dec 31, 2012	Feb 14, 2013 (45 d)
Richard Andrew Borba	On Investment Management Co other	Center Street Advisors, Inc. no RAUM	Other	Dec 31, 2012	Apr 12, 2016 (1198 d)
Theresa Ann Sherman	On Investment Management Co other	Voya Financial Advisors, Inc. other	Other	Dec 4, 2012	Jul 24, 2014 (597 d)
John Andrew Shumski	On Investment Management Co other	Girard Securities, Inc. other	Other	Nov 16, 2012	Nov 19, 2012
Matthew Atanacio Trujillo	On Investment Management Co other	Center For Financial Planning Inc other	Other	Sep 20, 2012	Feb 14, 2017 (1608 d)
Justin Michael Struble	On Investment Management Co other	Global Financial Private Capital, Inc. other	Other	Apr 5, 2012	Mar 27, 2012
Carlos D Hernandez	On Investment Management Co other	Foresters Equity Services, Inc. other	Other	Feb 16, 2012	Mar 9, 2012
Dawn Marie Santoriello	On Investment Management Co other	Hornor, Townsend & Kent, LLC other	Other	Jan 31, 2012	Feb 1, 2012
Bryan Ghiles Wayt	On Investment Management Co other	Cambridge Investment Research Advisors, Inc. other	Other	Dec 31, 2011	Jan 4, 2012
David Scott Downey	On Investment Management Co other	Bfc Planning, Inc. no RAUM	Other	Nov 3, 2011	Nov 2, 2011
Brian Keith Dennis	On Investment Management Co other	Householder Group Financial Advisors, LLC other	Other	Oct 31, 2011	May 4, 2012 (186 d)
Michael Jeffrey Salerno	On Investment Management Co other	Commonwealth Financial Network national BD	Other	Sep 6, 2011	Sep 1, 2011
Charles Edward Hageman	On Investment Management Co other	Pruco Securities, LLC other	Other	Aug 1, 2011	Aug 30, 2011
Theresa Jean Yarosh	On Investment Management Co other	Npa Asset Management, LLC other	Other	May 27, 2011	Nov 7, 2011 (164 d)

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385 moves match.