| Alexander Arturo Mchenry | Northern Trust Investments, Incorporated asset manager | Bfinance US Ltd. no RAUM | Other | Jul 30, 2026 | Jun 8, 2026 |
| Brian Steven Werkmeister | Northern Trust Investments, Incorporated asset manager | Nuveen Asset Management, LLC mixed wealth | Other | Jul 30, 2026 | Aug 6, 2026 |
| Gabriel Allyn Jewell | Northern Trust Investments, Incorporated asset manager | Creativeone Wealth, LLC independent RIA | Other | Feb 13, 2026 | Apr 27, 2026 (73 d) |
| Taylor Renee Cowdrey | Northern Trust Investments, Incorporated asset manager | Calamos Advisors LLC asset manager | Other | May 1, 2025 | Mar 26, 2026 (329 d) |
| Amanda Tawney Williams | Northern Trust Investments, Incorporated asset manager | Northern Trust Securities, Inc BD affiliated | Other | Feb 20, 2025 | May 25, 2022 |
| Sean Murphy | Northern Trust Investments, Incorporated asset manager | Blackrock Investment Management, LLC asset manager | Other | Jul 10, 2024 | Apr 2, 2026 (631 d) |
| George Taylor | Northern Trust Investments, Incorporated asset manager | Calamos Advisors LLC asset manager | Other | May 24, 2024 | Oct 18, 2024 (147 d) |
| Robert David Jones | Northern Trust Investments, Incorporated asset manager | Independent Financial Group, LLC BD affiliated | Other | Apr 2, 2024 | Aug 12, 2024 (132 d) |
| Kelly G Hammond | Northern Trust Investments, Incorporated asset manager | T. Rowe Price Associates, Inc. asset manager | Other | Oct 12, 2023 | Jan 10, 2024 (90 d) |
| Matthew Gawlowski | Northern Trust Investments, Incorporated asset manager | T. Rowe Price Associates, Inc. asset manager | Other | Oct 12, 2023 | May 3, 2024 (204 d) |
| Morgan Elizabeth Tedesco | Northern Trust Investments, Incorporated asset manager | Advisors Asset Management, Inc. other | Other | Oct 12, 2023 | Nov 30, 2023 (49 d) |
| John Christopher Cullen | Northern Trust Investments, Incorporated asset manager | Nuveen Asset Management, LLC other | Other | Apr 21, 2023 | Aug 17, 2023 (118 d) |
| John Babnik | Northern Trust Investments, Incorporated asset manager | American Beacon Advisors, Inc. other | Other | Jan 4, 2023 | Jan 20, 2023 |
| Paul E Kubasiak | Northern Trust Investments, Incorporated asset manager | Advice And Planning Services BD affiliated | Other | Nov 10, 2022 | Dec 5, 2022 |
| Benjamin Anthony Menconi | Northern Trust Investments, Incorporated asset manager | Strive Asset Management asset manager | Other | Aug 23, 2022 | Jan 5, 2023 (135 d) |
| Douglas Christopher Brown | Northern Trust Investments, Incorporated asset manager | Money Concepts Advisory Service BD affiliated | Other | Jul 21, 2022 | Jul 25, 2022 |
| Amy L Marker | Northern Trust Investments, Incorporated asset manager | Edward Jones national BD | Other | Jul 19, 2022 | Oct 17, 2022 (90 d) |
| Denis Rafael Toth | Northern Trust Investments, Incorporated asset manager | Herbert J. Sims Capital Management, Inc. independent RIA | Other | Jun 2, 2022 | Jun 2, 2022 |
| Adam Currie Boyer | Northern Trust Investments, Incorporated asset manager | Jmg Financial Group Ltd independent RIA | Other | May 2, 2022 | Sep 3, 2024 (855 d) |
| Christoher W Barnes | Northern Trust Investments, Incorporated asset manager | Northern Trust Securities, Inc BD affiliated | Other | Feb 11, 2022 | Aug 28, 2018 |
| James Livingston Thompson | Northern Trust Investments, Incorporated asset manager | Money Concepts Advisory Service BD affiliated | Other | Sep 30, 2021 | Aug 17, 2022 (321 d) |
| Derrick J Manuel | Northern Trust Investments, Incorporated asset manager | Morgan Stanley wirehouse | Other | Sep 7, 2021 | Oct 1, 2021 |
| Desi G Berry | Northern Trust Investments, Incorporated asset manager | Morgan Stanley wirehouse | Other | Apr 26, 2021 | Jun 17, 2021 (52 d) |
| James Dean Ramirez | Northern Trust Investments, Incorporated asset manager | Pruco Securities, LLC BD affiliated | Other | Aug 24, 2020 | Oct 17, 2024 (1515 d) |
| Dennis G O'Malley | Northern Trust Investments, Incorporated asset manager | Rothschild Wealth LLC independent RIA | Other | Jun 15, 2020 | Jul 8, 2020 |
| Sierra Meredith Jones | Northern Trust Investments, Incorporated asset manager | Riverfront Investment Group, LLC mixed wealth | Other | Nov 26, 2019 | Dec 12, 2019 |
| Michael R Marsh | Northern Trust Investments, Incorporated asset manager | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Sep 27, 2018 | Mar 16, 2023 (1631 d) |
| John Cecchino | Northern Trust Investments, Incorporated asset manager | Wbi Investments, LLC independent RIA | Other | Sep 27, 2018 | May 28, 2019 (243 d) |
| Greg Martin Newman | Northern Trust Investments, Incorporated other | Three Oaks Partners Investment Counsel LLC state registered | Other | Dec 6, 2017 | Oct 15, 2024 (2505 d) |
| Frank Donald Szymanek | Northern Trust Investments, Incorporated other | North Pier Fiduciary Management, LLC mixed wealth | Other | Jul 6, 2017 | Feb 22, 2022 (1692 d) |
| Ellen Frances Mccloskey | Northern Trust Investments, Incorporated other | Nuveen Asset Management, LLC mixed wealth | Other | Mar 22, 2017 | May 16, 2026 (3342 d) |
| Brian James Kiefer | Northern Trust Investments, Incorporated other | Ameriprise Financial Services, LLC national BD | Other | Dec 7, 2015 | Jul 12, 2023 (2774 d) |
| Eric R. Benson | Northern Trust Investments, Incorporated other | Morgan Stanley wirehouse | Other | Jul 31, 2013 | Sep 8, 2010 |
| Bruce Stephan Honig | Northern Trust Investments, Incorporated other | Conservation Capital, LLC state registered | Other | Aug 4, 2009 | Oct 7, 2009 (64 d) |
| Carl Joseph Domino | Northern Trust Investments, Incorporated other | Carl Domino Inc. other | Other | Jun 21, 2006 | Jul 3, 2006 |
| Millard David Roberts | Northern Trust Investments, Incorporated other | Harvest Investment Advisors, LLC independent RIA | Other | Jun 9, 2004 | May 18, 2004 |