DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Usaa Financial Planning Services

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Andrew F Bertalli	Usaa Financial Planning Services no RAUM	Hsbc Securities (USA) Inc. other	Other	Jul 29, 2016	Jan 15, 2017 (170 d)
Scott D Carr	Usaa Financial Planning Services no RAUM	J.P. Morgan Securities LLC wirehouse	Other	Jul 29, 2016	Sep 15, 2016 (48 d)
Johnathan Aaron Cherry	Usaa Financial Planning Services no RAUM	Edelman Financial Services, LLC other	Other	Jul 29, 2016	Aug 8, 2016
Rowland Pepito	Usaa Financial Planning Services no RAUM	Strategic Advisers LLC national BD	Other	Jul 29, 2016	Aug 30, 2016 (32 d)
Jereme Dewayne Brisco	Usaa Financial Planning Services no RAUM	LPL Financial LLC other	Other	Jul 29, 2016	Jul 18, 2016
David Lloyd Casso	Usaa Financial Planning Services no RAUM	Oppenheimer & Co. Inc. other	Other	Jul 29, 2016	Aug 5, 2016
Ryan Takeshi Miyamoto	Usaa Financial Planning Services no RAUM	Derive Wealth independent RIA	Other	Jul 29, 2016	Aug 8, 2016
Cintia Alexandra Kempkes	Usaa Financial Planning Services no RAUM	Capital Formation Group, Inc. independent RIA	Other	Jul 29, 2016	Apr 11, 2018 (621 d)
Christopher Craig Pollard	Usaa Financial Planning Services no RAUM	Great Path Planning independent RIA	Other	Jul 29, 2016	Oct 7, 2016 (70 d)
Rick Anthony Baray	Usaa Financial Planning Services no RAUM	Schwab Wealth Advisory, Inc. BD affiliated	Other	Jul 29, 2016	Jul 16, 2018 (717 d)
Christopher Foster	Usaa Financial Planning Services no RAUM	Hsbc Securities (USA) Inc. other	Other	Jul 28, 2016	Sep 13, 2016 (47 d)
Mark David Silverstein	Usaa Financial Planning Services no RAUM	Charles Schwab & Co., Inc. national BD	Other	Jul 28, 2016	Sep 22, 2016 (56 d)
Maximilian E Neumayer	Usaa Financial Planning Services no RAUM	Formation Wealth Management state registered	Other	Jul 28, 2016	Sep 28, 2016 (62 d)
Dineen Hughes	Usaa Financial Planning Services no RAUM	Oppenheimer & Co. Inc. other	Other	Jul 27, 2016	Sep 1, 2016 (36 d)
Brian Matthew Pollard	Usaa Financial Planning Services no RAUM	Captrust other	Other	Jul 27, 2016	Sep 14, 2016 (49 d)
Gabriel John Goodhope	Usaa Financial Planning Services no RAUM	Edelman Financial Services, LLC other	Other	Jul 27, 2016	Aug 22, 2016
Shifali Shetty	Usaa Financial Planning Services no RAUM	J.P. Morgan Securities LLC wirehouse	Other	Jul 27, 2016	Jul 25, 2016
Christopher Lai	Usaa Financial Planning Services no RAUM	Strategic Advisers LLC national BD	Other	Jul 27, 2016	Oct 19, 2016 (84 d)
David Rairden	Usaa Financial Planning Services no RAUM	Destination Wealth Management other	Other	Jul 22, 2016	Aug 24, 2017 (398 d)
Michael Domonic Baril	Usaa Financial Planning Services no RAUM	Reilly Financial Advisors other	Other	Jul 22, 2016	Jul 22, 2017 (365 d)
Brian James Boccio	Usaa Financial Planning Services no RAUM	Charles Schwab & Co., Inc. national BD	Other	Jul 22, 2016	Mar 29, 2017 (250 d)
Travis Frederick Dauchy	Usaa Financial Planning Services no RAUM	Atlas Private Wealth Advisors independent RIA	Other	Jul 22, 2016	Mar 17, 2021 (1699 d)
Regina Jui Chieh Tsai	Usaa Financial Planning Services no RAUM	B\|O\|S other	Other	Jul 22, 2016	Dec 7, 2016 (138 d)
Charles Ray Brown	Usaa Financial Planning Services no RAUM	RBC Securities, Inc. other	Other	Jul 22, 2016	Sep 20, 2016 (60 d)
Kwadwo Opoku Adutwum	Usaa Financial Planning Services no RAUM	Pruco Securities, LLC other	Other	Jul 22, 2016	Jun 2, 2017 (315 d)
Bethany M. Gonzalez	Usaa Financial Planning Services no RAUM	Northwestern Mutual Investment Services,LLC no RAUM	Other	Jul 21, 2016	Sep 8, 2016 (49 d)
Steven Eugene Kreutzberg	Usaa Financial Planning Services no RAUM	Ameriprise Financial Services, LLC national BD	Other	Jul 19, 2016	Sep 15, 2017 (423 d)
Curtis James Crossland	Usaa Financial Planning Services no RAUM	Vanguard Advisers, Inc. other	Other	Jul 13, 2016	Aug 23, 2016 (41 d)
James David Burney	Usaa Financial Planning Services no RAUM	Vanguard Advisers, Inc. other	Other	Jul 12, 2016	Aug 25, 2016 (44 d)
Kent Clark	Usaa Financial Planning Services no RAUM	Charles Schwab & Co., Inc. national BD	Other	Jul 12, 2016	Jul 26, 2016
Amy Long	Usaa Financial Planning Services no RAUM	Valic Financial Advisors, Inc. other	Other	Jul 8, 2016	Aug 24, 2016 (47 d)
Karli Rae Bradley	Usaa Financial Planning Services no RAUM	Retirement Planners Of America other	Other	Jul 7, 2016	Jul 20, 2016
William Lee Dale	Usaa Financial Planning Services no RAUM	Scottrade Investment Management other	Other	Jul 6, 2016	Apr 6, 2017 (274 d)
Lauri Marie Graziano	Usaa Financial Planning Services no RAUM	Morgan Stanley wirehouse	Other	Jun 29, 2016	Aug 10, 2016 (42 d)
Daniel Scott Craig	Usaa Financial Planning Services no RAUM	First Horizon Advisors, Inc mixed wealth	Other	Jun 29, 2016	Jan 25, 2019 (940 d)
Monique Edwards West	Usaa Financial Planning Services no RAUM	First Command Advisory Services other	Other	Jun 28, 2016	Jul 19, 2016
Robert M Hammond	Usaa Financial Planning Services no RAUM	Schwab Wealth Advisory, Inc. other	Other	Jun 22, 2016	Jul 11, 2016
Greg Alan Hartenbower	Usaa Financial Planning Services no RAUM	Raymond James Financial Services Advisors, Inc other	Other	Jun 21, 2016	Jul 26, 2016 (35 d)
Christopher Lee Giles Tave	Usaa Financial Planning Services no RAUM	Scottrade Investment Management other	Other	Jun 21, 2016	Jan 27, 2017 (220 d)
Tony Dolan	Usaa Financial Planning Services no RAUM	Strategic Advisers LLC national BD	Other	Jun 8, 2016	Sep 14, 2016 (98 d)
Ryan Paul Fischer	Usaa Financial Planning Services no RAUM	1st Global Advisors Inc other	Other	Jun 7, 2016	Nov 4, 2016 (150 d)
Michael Haptonstall	Usaa Financial Planning Services no RAUM	Charles Schwab & Co., Inc. national BD	Other	Jun 3, 2016	Jul 13, 2016 (40 d)
Christopher Barlow	Usaa Financial Planning Services no RAUM	Edward Jones national BD	Other	Jun 2, 2016	May 27, 2016
Kenneth Douglas Kilday	Usaa Financial Planning Services no RAUM	Charles Schwab & Co., Inc. national BD	Other	May 25, 2016	Jul 29, 2016 (65 d)
Paul Thomas Renedo	Usaa Financial Planning Services no RAUM	Raymond James & Associates, Inc. national BD	Other	May 24, 2016	Jun 13, 2016
Genti Basha	Usaa Financial Planning Services no RAUM	Edward Jones national BD	Other	May 16, 2016	Jun 9, 2020 (1485 d)
Yolanda Tiffany Waters	Usaa Financial Planning Services no RAUM	Edelman Financial Services, LLC other	Other	May 10, 2016	May 12, 2016
Pelham Staples	Usaa Financial Planning Services no RAUM	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Apr 29, 2016	Aug 19, 2020 (1573 d)
Sean William Mccauley	Usaa Financial Planning Services no RAUM	Ameriprise Financial Services, LLC national BD	Other	Apr 29, 2016	Apr 27, 2016
Kentrell Taylor	Usaa Financial Planning Services no RAUM	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Apr 21, 2016	Apr 26, 2016
Mitchell Wayne Smyth	Usaa Financial Planning Services no RAUM	Schwab Wealth Advisory, Inc. other	Other	Apr 14, 2016	May 9, 2016
Ching-Kai David Fei	Usaa Financial Planning Services no RAUM	Charles Schwab & Co., Inc. national BD	Other	Apr 8, 2016	May 24, 2016 (46 d)
Freddie Latron Broadway	Usaa Financial Planning Services no RAUM	Capital One Advisors, LLC other	Other	Apr 8, 2016	Sep 11, 2017 (521 d)
Marilyn Joan Ramsook-Lilly	Usaa Financial Planning Services no RAUM	Thrivent Investment Management Inc. other	Other	Apr 6, 2016	Jul 12, 2016 (97 d)
Rogelio Garduno	Usaa Financial Planning Services no RAUM	Valic Financial Advisors, Inc. other	Other	Apr 6, 2016	Aug 18, 2016 (134 d)
Sunny Kishor Patel	Usaa Financial Planning Services no RAUM	Wfg Advisors, LP other	Other	Apr 6, 2016	Apr 11, 2016
Niels Buksik	Usaa Financial Planning Services no RAUM	Morgan Stanley wirehouse	Other	Apr 4, 2016	Apr 5, 2016
Eric Lee Vincent	Usaa Financial Planning Services no RAUM	Schwab Wealth Advisory, Inc. other	Other	Mar 31, 2016	Mar 30, 2016
William Myers Perry	Usaa Financial Planning Services no RAUM	Schwab Wealth Advisory, Inc. other	Other	Mar 23, 2016	Jul 7, 2016 (106 d)
Jorge Villalobos	Usaa Financial Planning Services no RAUM	Strategic Advisers LLC national BD	Other	Mar 15, 2016	Aug 29, 2016 (167 d)

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535 moves match.