DFX Intelligence
RIA Intelligence
Advisor moves
Departures from Goldman Sachs Wealth Services, L.P.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bernard Nicholas Mccall | Goldman Sachs Wealth Services, L.P. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2022 | Sep 6, 2022 (139 d) |
| Michael James Diotalevi | Goldman Sachs Wealth Services, L.P. BD affiliated | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2022 | Apr 24, 2022 |
| Sean Michael Stokna | Goldman Sachs Wealth Services, L.P. BD affiliated | Graypoint LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 25, 2022 | Sep 23, 2025 (1278 d) |
| Kimberly Nute-Jones | Goldman Sachs Wealth Services, L.P. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 18, 2022 | Mar 15, 2022 |
| Spencer William Borchelt | Goldman Sachs Wealth Services, L.P. BD affiliated | Signaturefd, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 18, 2022 | Feb 24, 2025 (1074 d) |
| Paul A Mainello | Goldman Sachs Wealth Services, L.P. BD affiliated | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2022 | Mar 7, 2022 |
| Alexander Eugene Fedynsky | Goldman Sachs Wealth Services, L.P. BD affiliated | Aaron Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 17, 2022 | Jan 26, 2022 |
| Juyoung Oh | Goldman Sachs Wealth Services, L.P. BD affiliated | Alliancebernstein L.P. other | Other | Feb 4, 2022 | Jan 25, 2022 |
| Jay Koh | Goldman Sachs Wealth Services, L.P. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 13, 2022 | Mar 3, 2022 (49 d) |
| William Seyfarth | Goldman Sachs Wealth Services, L.P. BD affiliated | Keebeck Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 15, 2021 | Feb 7, 2022 (54 d) |
| Michael Robert Marciszewski | Goldman Sachs Wealth Services, L.P. BD affiliated | Northcoast Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 14, 2021 | Dec 8, 2021 |
| Eric Mattessich | Goldman Sachs Wealth Services, L.P. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 2, 2021 | Jan 3, 2022 (32 d) |
| Christian Ordonez | Goldman Sachs Wealth Services, L.P. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2021 | Nov 22, 2021 |
| Cale Leonard Van Buren | Goldman Sachs Wealth Services, L.P. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Nov 23, 2021 | Nov 2, 2021 |
| Daniel J Harris | Goldman Sachs Wealth Services, L.P. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 18, 2021 | Nov 19, 2021 |
| Aaron Tucker | Goldman Sachs Wealth Services, L.P. BD affiliated | Coldstream Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 16, 2021 | Nov 15, 2021 |
| Minho Cho | Goldman Sachs Wealth Services, L.P. BD affiliated | Mio Partners, Inc. asset manager | Other | Nov 11, 2021 | Aug 1, 2023 (628 d) |
| Derek G. Olsen | Goldman Sachs Wealth Services, L.P. BD affiliated | Graypoint LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 21, 2021 | Sep 22, 2023 (701 d) |
| Alexandra Grace Goodelman | Goldman Sachs Wealth Services, L.P. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 14, 2021 | Nov 17, 2021 (34 d) |
| Madeline Grace Johnson | Goldman Sachs Wealth Services, L.P. BD affiliated | Shade Tree Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 14, 2021 | Sep 30, 2021 |
| Mark L Chisenhall | Goldman Sachs Wealth Services, L.P. BD affiliated | Boston Mountain Money Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 1, 2021 | Sep 16, 2021 |
| Francisco Rivera | Goldman Sachs Wealth Services, L.P. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 28, 2021 | Sep 29, 2021 |
| Christopher Ward West | Goldman Sachs Wealth Services, L.P. BD affiliated | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 22, 2021 | Sep 23, 2021 |
| Alleson Diane Tate | Goldman Sachs Wealth Services, L.P. BD affiliated | Avere Wealth Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 21, 2021 | Nov 17, 2021 (57 d) |
| Jeffrey George Harris | Goldman Sachs Wealth Services, L.P. BD affiliated | Graypoint LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 10, 2021 | Sep 2, 2021 |
| Victoria E Martinez | Goldman Sachs Wealth Services, L.P. BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2021 | Aug 11, 2021 |
| Brantley Matthew Young | Goldman Sachs Wealth Services, L.P. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2021 | Sep 30, 2021 (43 d) |
| Angela T Caggiano | Goldman Sachs Wealth Services, L.P. BD affiliated | Putnam Investment Management, LLC asset manager | Other | Aug 18, 2021 | Aug 31, 2021 |
| Jarita Liang | Goldman Sachs Wealth Services, L.P. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 18, 2021 | Jun 23, 2023 (674 d) |
| Christy Gayl Matzen | Goldman Sachs Wealth Services, L.P. BD affiliated | Northstar Investment Advisory LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 12, 2021 | Dec 16, 2022 (491 d) |
| James Cameron Branch Currier | Goldman Sachs Wealth Services, L.P. BD affiliated | The Affinity Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 3, 2021 | Jul 28, 2021 |
| Brianna Widrick Ritz | Goldman Sachs Wealth Services, L.P. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2021 | Jun 28, 2021 |
| Jordan Bellows | Goldman Sachs Wealth Services, L.P. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2021 | Aug 10, 2021 |
| Antonio R Bonton | Goldman Sachs Wealth Services, L.P. BD affiliated | Blackrock Investment Management, LLC other | Other | Jul 21, 2021 | Mar 30, 2022 (252 d) |
| Kayla A Davenport | Goldman Sachs Wealth Services, L.P. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 14, 2021 | Sep 9, 2021 (57 d) |
| Greg A Schultheis | Goldman Sachs Wealth Services, L.P. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2021 | Aug 12, 2021 (43 d) |
| Jeffrey Michael Campito | Goldman Sachs Wealth Services, L.P. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2021 | May 17, 2021 |
| Michael Charles Blevis | Goldman Sachs Wealth Services, L.P. BD affiliated | Lazard Asset Management LLC other | Other | May 20, 2021 | Jun 12, 2021 |
| Gunnar Himmel | Goldman Sachs Wealth Services, L.P. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2021 | May 14, 2021 |
| Kaiwen Liu | Goldman Sachs Wealth Services, L.P. BD affiliated | Mai Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 5, 2021 | Jul 19, 2022 (440 d) |
| William L Brant | Goldman Sachs Wealth Services, L.P. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 5, 2021 | Mar 24, 2023 (688 d) |
| Robert Craig Obrien | Goldman Sachs Wealth Services, L.P. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 30, 2021 | Aug 26, 2021 (149 d) |
| Matthew Cavalier | Goldman Sachs Wealth Services, L.P. BD affiliated | Gladstone Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 2, 2021 | Mar 23, 2021 |
| Joseph Fraser | Goldman Sachs Wealth Services, L.P. BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 25, 2021 | Dec 24, 2025 (1763 d) |
| Burk Anthony Mcdaniel | Goldman Sachs Wealth Services, L.P. BD affiliated | D.A. Davidson & Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 11, 2021 | Feb 23, 2021 |
| Wendell Henry Estep | Goldman Sachs Wealth Services, L.P. BD affiliated | Signaturefd, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 3, 2021 | Jan 26, 2024 (1087 d) |
| Sean K Chan | Goldman Sachs Wealth Services, L.P. BD affiliated | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2021 | Jan 4, 2021 |
| Kevin M Ryan | Goldman Sachs Wealth Services, L.P. BD affiliated | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2020 | Dec 23, 2020 |
| Sloan J Luckie | Goldman Sachs Wealth Services, L.P. BD affiliated | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2020 | Dec 23, 2020 |
| Scott Christopher Bullock | Goldman Sachs Wealth Services, L.P. BD affiliated | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2020 | Jan 4, 2021 |
| Kelly Marie Rueckert | Goldman Sachs Wealth Services, L.P. BD affiliated | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2020 | Jan 4, 2021 |
| Dylan Thomas Cooper | Goldman Sachs Wealth Services, L.P. BD affiliated | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2020 | Jan 4, 2021 |
| Mark Agnew | Goldman Sachs Wealth Services, L.P. BD affiliated | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2020 | Dec 23, 2020 |
| Bryan Petrucci | Goldman Sachs Wealth Services, L.P. BD affiliated | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2020 | Dec 23, 2020 |
| Carli Sandra Piccolella | Goldman Sachs Wealth Services, L.P. BD affiliated | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2020 | Jan 4, 2021 |
| Justin Michael Murphy | Goldman Sachs Wealth Services, L.P. BD affiliated | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2020 | Jan 4, 2021 |
| Stephen Japowicz | Goldman Sachs Wealth Services, L.P. BD affiliated | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2020 | Dec 23, 2020 |
| John Higgins Vii | Goldman Sachs Wealth Services, L.P. BD affiliated | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2020 | Jan 4, 2021 |
| Parker Robert Stone | Goldman Sachs Wealth Services, L.P. BD affiliated | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2020 | Dec 23, 2020 |
| Jane Veronica Desmond | Goldman Sachs Wealth Services, L.P. BD affiliated | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2020 | Jan 4, 2021 |
615 moves match.