DFX Intelligence
Advisor moves
Departures from Vanguard Advisers, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alexis M Zachary | Vanguard Advisers, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 9, 2022 | Jun 21, 2022 |
| Matthew Philip Snipes | Vanguard Advisers, Inc. BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 7, 2022 | May 9, 2022 |
| Nicholas Auld Anthony | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2022 | Apr 5, 2024 (668 d) |
| Bradley Daniel Kutler | Vanguard Advisers, Inc. BD affiliated | Stoker Ostler, A Part Of Bmo Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 6, 2022 | Mar 20, 2023 (287 d) |
| Karmi Michael Gutman | Vanguard Advisers, Inc. BD affiliated | Lifestyle Planning, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 16, 2022 | May 18, 2023 (367 d) |
| Giacomo Parente | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2022 | Jun 10, 2022 |
| Chase Thomas Gelardi | Vanguard Advisers, Inc. BD affiliated | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2022 | Jul 20, 2022 (68 d) |
| Mark David Gernerd | Vanguard Advisers, Inc. BD affiliated | Modera Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 11, 2022 | May 6, 2022 |
| Dustin Michael Willing | Vanguard Advisers, Inc. BD affiliated | Wealth Cmt independent RIA | Affiliated broker-dealer or bank to independent RIA | May 11, 2022 | May 11, 2022 |
| Daniel Stephen Vosskuhler | Vanguard Advisers, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 9, 2022 | Jun 24, 2022 (46 d) |
| Damah Rankin | Vanguard Advisers, Inc. BD affiliated | United Capital Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2022 | May 17, 2022 |
| Corrina Elizabeth Olson | Vanguard Advisers, Inc. BD affiliated | Copperwynd Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | May 5, 2022 | May 10, 2022 |
| Nathan Douglas Amann | Vanguard Advisers, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 3, 2022 | May 2, 2022 |
| Miller Brunson Hoffman | Vanguard Advisers, Inc. BD affiliated | Tradewinds, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 3, 2022 | May 2, 2022 |
| John Hsien Lee | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2022 | Jun 6, 2022 (35 d) |
| Christopher Robinson | Vanguard Advisers, Inc. BD affiliated | Primerica Advisors national BD | Affiliated broker-dealer or bank to another | Apr 28, 2022 | Sep 13, 2022 (138 d) |
| Jessica Anderson | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2022 | Sep 27, 2022 (154 d) |
| Kahlilah K Dowe | Vanguard Advisers, Inc. BD affiliated | Truewealth Solutions state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 25, 2022 | Jul 11, 2023 (442 d) |
| Michelle Linne Best | Vanguard Advisers, Inc. BD affiliated | Southland Equity Partners, LLC. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 23, 2022 | May 28, 2024 (766 d) |
| George Z Lin | Vanguard Advisers, Inc. BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 22, 2022 | Jul 18, 2022 (87 d) |
| Aspen Lynn West | Vanguard Advisers, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2022 | May 11, 2022 |
| Ramitesh Mathur | Vanguard Advisers, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Apr 11, 2022 | Aug 30, 2022 (141 d) |
| Austin Thomas Grizzell | Vanguard Advisers, Inc. BD affiliated | Sjs Investment Services independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 8, 2022 | Jun 7, 2022 (60 d) |
| Andres Franco | Vanguard Advisers, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Apr 7, 2022 | Apr 14, 2022 |
| Joseph Gallagher Mckeon | Vanguard Advisers, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Apr 7, 2022 | Jul 11, 2022 (95 d) |
| Carter Brantley Bennett | Vanguard Advisers, Inc. BD affiliated | Dew Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 7, 2022 | May 12, 2022 (35 d) |
| Wesley Alim | Vanguard Advisers, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 6, 2022 | Apr 19, 2022 |
| Paul Michael Murphy | Vanguard Advisers, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 6, 2022 | Apr 5, 2022 |
| Nicole Camille Carson | Vanguard Advisers, Inc. BD affiliated | Brunch & Budget, LLC unclassified | Other | Apr 5, 2022 | Apr 26, 2022 |
| Jacob Grant | Vanguard Advisers, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 31, 2022 | May 30, 2023 (425 d) |
| Caitlin Elizabeth Gouck | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2022 | Sep 27, 2022 (180 d) |
| Debra Pilon Sood | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 29, 2022 | May 3, 2022 (35 d) |
| Brian Godwin | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2022 | Apr 21, 2022 |
| Jennifer Lynn Senft | Vanguard Advisers, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 23, 2022 | Apr 7, 2022 |
| Andrew Michael Figueroa | Vanguard Advisers, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 15, 2022 | Mar 21, 2022 |
| Kristina Scapin | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2022 | Apr 11, 2022 |
| Brian Robert Sullivan | Vanguard Advisers, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Mar 14, 2022 | May 11, 2022 (58 d) |
| Jacob W Udell | Vanguard Advisers, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 11, 2022 | Oct 3, 2022 (206 d) |
| Donald Thomas Marchesiello | Vanguard Advisers, Inc. BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2022 | Jun 21, 2022 (103 d) |
| Dustin Gray Suttle | Vanguard Advisers, Inc. BD affiliated | Suttle Crossland Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 9, 2022 | Mar 2, 2022 |
| Curtis James Crossland | Vanguard Advisers, Inc. BD affiliated | Suttle Crossland Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 9, 2022 | Mar 2, 2022 |
| Zachary Alan Grant | Vanguard Advisers, Inc. BD affiliated | Tfo Family Office Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2022 | Mar 7, 2022 |
| Luke Robert Jensen | Vanguard Advisers, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2022 | Mar 14, 2022 |
| Nouachi Vang | Vanguard Advisers, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2022 | Mar 8, 2022 |
| Desiree Krystal Lujan | Vanguard Advisers, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Mar 7, 2022 | Mar 17, 2022 |
| Daniel Roy Vinton | Vanguard Advisers, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2022 | Mar 11, 2022 |
| Mary Grace Cardow | Vanguard Advisers, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 3, 2022 | Oct 12, 2022 (223 d) |
| Kenneth Michael Cordella | Vanguard Advisers, Inc. BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 2, 2022 | Mar 2, 2022 |
| Daniel L. Brown | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2022 | Mar 24, 2022 |
| Stephen Surat | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2022 | Mar 17, 2022 |
| Matthew D Papandrea | Vanguard Advisers, Inc. BD affiliated | Ritholtz Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 24, 2022 | Feb 23, 2022 |
| Jeanine Liane Borger | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Feb 24, 2022 | Mar 23, 2022 |
| Jason Farouk | Vanguard Advisers, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 24, 2022 | Apr 1, 2022 (36 d) |
| Suzanne Lawson Small | Vanguard Advisers, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 23, 2022 | Sep 8, 2022 (197 d) |
| Brad James Bryan | Vanguard Advisers, Inc. BD affiliated | Td Ameritrade, Inc. no RAUM | Other | Feb 22, 2022 | Jun 14, 2022 (112 d) |
| Christopher Scott Czanstke | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 22, 2022 | Mar 30, 2022 (36 d) |
| Nina Todosieva | Vanguard Advisers, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Feb 22, 2022 | Feb 7, 2023 (350 d) |
| Ashley Mcclintock | Vanguard Advisers, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Feb 18, 2022 | Mar 6, 2022 |
| Matthew Giauque Edmonds | Vanguard Advisers, Inc. BD affiliated | Kintra Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 17, 2022 | Mar 6, 2026 (1478 d) |
| Thomas Matthew Mcgraw | Vanguard Advisers, Inc. BD affiliated | The Marshall Financial Group, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 17, 2022 | Feb 14, 2022 |
1,264 moves match.