DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Transamerica Retirement Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nathan Paul MuellerTransamerica Retirement Advisors, LLC BD affiliatedBlackbird Financial Planning state registeredAffiliated broker-dealer or bank to a state-registered adviserDec 18, 2019Jun 28, 2021 (558 d)
Edward EasterlingTransamerica Retirement Advisors, LLC BD affiliatedW&S Brokerage Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 9, 2019Aug 12, 2020 (247 d)
Russell Stalin MaltesTransamerica Retirement Advisors, LLC BD affiliatedRegency Investment Advisors Inc independent RIAAffiliated broker-dealer or bank to independent RIADec 4, 2019Dec 6, 2019
Diana LawTransamerica Retirement Advisors, LLC BD affiliatedEmpower Advisory Group, LLC institutionalOtherNov 19, 2019Nov 19, 2020 (366 d)
Lucas Skidmore RameakaTransamerica Retirement Advisors, LLC BD affiliatedLazard Asset Management LLC otherOtherNov 6, 2019Jun 12, 2021 (584 d)
Daren Taruo SuzukiTransamerica Retirement Advisors, LLC BD affiliatedCuso Financial Services, L.P. BD affiliatedAffiliated broker-dealer or bank to anotherNov 5, 2019Dec 13, 2019 (38 d)
Eric BillingsleaTransamerica Retirement Advisors, LLC BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherOct 15, 2019Dec 12, 2019 (58 d)
Samuel Murphy AndrewsTransamerica Retirement Advisors, LLC BD affiliatedSecured Retirement Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 15, 2019Jan 8, 2020 (85 d)
Christina Dee JamiesonTransamerica Retirement Advisors, LLC BD affiliatedEmpower Advisory Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 7, 2019Jan 1, 2025 (1913 d)
Frederick BallengerTransamerica Retirement Advisors, LLC BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherOct 7, 2019Nov 1, 2019
Keith Allen LunneborgTransamerica Retirement Advisors, LLC BD affiliatedStevens Foster Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIAOct 3, 2019Apr 30, 2026 (2401 d)
Kyle Scott WorthyTransamerica Retirement Advisors, LLC BD affiliatedCadaret Grant & Co Inc BD affiliatedAffiliated broker-dealer or bank to anotherOct 1, 2019Jun 7, 2024 (1711 d)
Aimee Francoeur TesoroTransamerica Retirement Advisors, LLC BD affiliatedRaymond James & Associates, Inc. national BDAffiliated broker-dealer or bank to anotherSep 23, 2019Oct 7, 2019
Robert Lee EvansTransamerica Retirement Advisors, LLC BD affiliatedCri Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 4, 2019Sep 6, 2019
April Anne Malicsi OrsiTransamerica Retirement Advisors, LLC BD affiliatedRaymond James & Associates, Inc. national BDAffiliated broker-dealer or bank to anotherSep 4, 2019Sep 26, 2019
Anthony FellaTransamerica Retirement Advisors, LLC BD affiliatedFlagstar Securities, Inc. independent RIAAffiliated broker-dealer or bank to independent RIASep 4, 2019Sep 19, 2019
Terrie MartinezTransamerica Retirement Advisors, LLC BD affiliatedTransamerica Financial Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 27, 2019Nov 27, 2019 (92 d)
Yolanda Hyacinth DegrangeTransamerica Retirement Advisors, LLC BD affiliatedJohn Hancock Personal Financial Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 19, 2019Oct 25, 2019 (67 d)
Kelly James CollinsTransamerica Retirement Advisors, LLC BD affiliatedTransamerica Financial Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 19, 2019Aug 26, 2019
Craig MartzTransamerica Retirement Advisors, LLC BD affiliatedEquitable Advisors, LLC national BDAffiliated broker-dealer or bank to anotherAug 12, 2019Sep 18, 2019 (37 d)
Melissa Ann JonesTransamerica Retirement Advisors, LLC BD affiliatedIndependent Financial Partners BD affiliatedAffiliated broker-dealer or bank to anotherJul 10, 2019Aug 1, 2022 (1118 d)
Robert D WilsonTransamerica Retirement Advisors, LLC BD affiliatedTd Ameritrade Investment Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 18, 2019Jun 28, 2019
Michael ZieglerTransamerica Retirement Advisors, LLC BD affiliatedRaymond James & Associates, Inc. national BDAffiliated broker-dealer or bank to anotherJun 3, 2019Nov 12, 2019 (162 d)
Fernando Lemus HurtadoTransamerica Retirement Advisors, LLC BD affiliatedUsaa Investment Services Company BD affiliatedAffiliated broker-dealer or bank to anotherMay 20, 2019Feb 7, 2020 (263 d)
Stacey Lynn MullinTransamerica Retirement Advisors, LLC BD affiliatedRaymond James & Associates, Inc. national BDAffiliated broker-dealer or bank to anotherApr 23, 2019May 9, 2019
Michael John SimmonsTransamerica Retirement Advisors, LLC BD affiliatedMutual Of Omaha Investor Services, Inc. no RAUMOtherApr 9, 2019Jan 27, 2021 (659 d)
Edward Stahl ScheuberTransamerica Retirement Advisors, LLC mixed wealthLPL Financial LLC independent RIARIA to RIAMar 20, 2019Apr 1, 2019
Christine Curtsinger DevriesTransamerica Retirement Advisors, LLC mixed wealthCreative Planning independent RIARIA to RIAMar 7, 2019Jun 16, 2026 (2658 d)
Frank LocatellTransamerica Retirement Advisors, LLC mixed wealthFiduciary Investment Advisors, LLC mixed wealthRIA to RIAFeb 11, 2019May 9, 2019 (87 d)
Carter E Bailey SteilTransamerica Retirement Advisors, LLC mixed wealthPrincipal Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 7, 2019Jan 24, 2019
Rebeca Sandoval MelendezTransamerica Retirement Advisors, LLC mixed wealthAdvice And Planning Services BD affiliatedRIA to affiliated broker-dealer or bankJan 4, 2019Jan 16, 2019
Cindy ScottTransamerica Retirement Advisors, LLC mixed wealthFisher Investments independent RIARIA to RIADec 17, 2018May 15, 2019 (149 d)
Christopher G PfauTransamerica Retirement Advisors, LLC mixed wealthEdward Jones national BDRIA to affiliated broker-dealer or bankNov 12, 2018Nov 9, 2018
Erik RamnauthTransamerica Retirement Advisors, LLC mixed wealthPruco Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 5, 2018May 3, 2019 (179 d)
Douglas G AndersonTransamerica Retirement Advisors, LLC mixed wealthRaymond James & Associates, Inc. national BDRIA to affiliated broker-dealer or bankOct 30, 2018Nov 13, 2018
Brooks David VanderzeeTransamerica Retirement Advisors, LLC mixed wealthOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 7, 2018May 9, 2019 (275 d)
Seth Adam FinemanTransamerica Retirement Advisors, LLC mixed wealthPrincipal Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 2, 2018Jun 4, 2019 (337 d)
Tyler Mathew DemgeTransamerica Retirement Advisors, LLC mixed wealthOsaic Fa, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 1, 2018Jun 4, 2018
Desteni Lynn LawhornTransamerica Retirement Advisors, LLC mixed wealthCuna Brokerage Services, Inc. mixed wealthRIA to RIAMay 17, 2018Oct 26, 2018 (162 d)
Shannon DivalerioTransamerica Retirement Advisors, LLC mixed wealthStifel, Nicolaus & Company, Incorporated national BDRIA to affiliated broker-dealer or bankMay 10, 2018May 24, 2018
Kyle Tanner KeatyTransamerica Retirement Advisors, LLC mixed wealthFisher Investments independent RIARIA to RIAApr 9, 2018Apr 25, 2018
Taylor Scott SmithTransamerica Retirement Advisors, LLC mixed wealthRaymond James Investment Management asset managerOtherApr 9, 2018Jul 10, 2018 (92 d)
Alan Lee CrouseTransamerica Retirement Advisors, LLC otherAdvice And Planning Services otherOtherFeb 13, 2018Feb 20, 2018
Gary Thomas MerletteTransamerica Retirement Advisors, LLC otherAdvice And Planning Services BD affiliatedOtherJan 22, 2018Aug 8, 2019 (563 d)
Marc Hampton GoodnerTransamerica Retirement Advisors, LLC otherEmpower Advisory Group, LLC otherOtherJan 2, 2018Jan 18, 2018
Scott A JozefowskiTransamerica Retirement Advisors, LLC otherEmpower Advisory Group, LLC otherOtherNov 6, 2017Nov 16, 2017
Chad D AndersonTransamerica Retirement Advisors, LLC otherOnedigital institutionalOtherNov 2, 2017May 31, 2019 (575 d)
Scott SoenenTransamerica Retirement Advisors, LLC otherEmpower Advisory Group, LLC otherOtherOct 9, 2017Oct 20, 2017
David MedinaTransamerica Retirement Advisors, LLC otherOneamerica Securities, Inc. otherOtherSep 5, 2017Sep 28, 2017
Laura Anne TaylorTransamerica Retirement Advisors, LLC otherForvis Mazars Wealth Advisors, LLC independent RIAOtherAug 14, 2017Jan 3, 2024 (2333 d)
Julia Marie RidgwayTransamerica Retirement Advisors, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherAug 10, 2017Jan 5, 2018 (148 d)
David OrneTransamerica Retirement Advisors, LLC otherRaymond James & Associates, Inc. national BDOtherJun 7, 2017Jun 28, 2017
Michael Paul OttersonTransamerica Retirement Advisors, LLC otherStrategic Advisers LLC national BDOtherJun 7, 2017Apr 19, 2018 (316 d)
Michael Bryce VenableTransamerica Retirement Advisors, LLC otherPruco Securities, LLC otherOtherJan 25, 2017Mar 9, 2017 (43 d)
David Trevor RixTransamerica Retirement Advisors, LLC otherValic Financial Advisors, Inc. otherOtherDec 31, 2016Apr 27, 2017 (117 d)
Craig R. KappTransamerica Retirement Advisors, LLC otherU.S. Bancorp Investments, Inc. otherOtherDec 31, 2016May 15, 2017 (135 d)
Bart P ReeseTransamerica Retirement Advisors, LLC otherOneamerica Securities, Inc. otherOtherDec 31, 2016Jun 20, 2017 (171 d)
Jeffrey Todd BrewerTransamerica Retirement Advisors, LLC otherOsaic Fa, Inc. otherOtherDec 31, 2016Aug 29, 2017 (241 d)
Dieter WaltersTransamerica Retirement Advisors, LLC otherState Farm Investment Management Corp. asset managerOtherDec 31, 2016Oct 10, 2018 (648 d)
Sharon Louise BastideTransamerica Retirement Advisors, LLC otherClient 1st Advisory Group independent RIAOtherDec 31, 2016Dec 11, 2018 (710 d)
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194 moves match.