DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Columbia Management Investment Advisers, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Christopher James Athens	Columbia Management Investment Advisers, LLC other	Blackrock Investment Management, LLC other	Other	Jan 13, 2017	Jan 31, 2017
Christopher W Laucks	Columbia Management Investment Advisers, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jan 11, 2017	Feb 17, 2017 (37 d)
Andrew Hawes	Columbia Management Investment Advisers, LLC other	Blackrock Investment Management, LLC other	Other	Jan 4, 2017	Jan 10, 2017
Michael P Shea	Columbia Management Investment Advisers, LLC other	Blackrock Investment Management, LLC other	Other	Jan 4, 2017	Jan 10, 2017
Katelyn Whalen	Columbia Management Investment Advisers, LLC other	Sterling Capital Management LLC other	Other	Dec 1, 2016	Feb 1, 2017 (62 d)
Carmen Hui	Columbia Management Investment Advisers, LLC other	New York Life Investment Management LLC asset manager	Other	Nov 30, 2016	May 21, 2018 (537 d)
Brandon Daniel Lindley	Columbia Management Investment Advisers, LLC other	Eaton Vance Management other	Other	Nov 22, 2016	Jan 4, 2017 (43 d)
Reagan Andrew Shopp	Columbia Management Investment Advisers, LLC other	RBC Capital Markets, LLC national BD	Other	Nov 1, 2016	Mar 17, 2017 (136 d)
Kevin O'Connell	Columbia Management Investment Advisers, LLC other	Wells Fargo Advisors wirehouse	Other	Jul 12, 2016	Jul 13, 2016
Brian Richard Martin	Columbia Management Investment Advisers, LLC other	Sterling Capital Management LLC other	Other	Jun 23, 2016	Jul 28, 2016 (35 d)
Melissa A Bailey	Columbia Management Investment Advisers, LLC other	Ascensus Investment Advisors, LLC institutional	Other	Jun 6, 2016	Oct 25, 2022 (2332 d)
Adam Mattson	Columbia Management Investment Advisers, LLC other	Richard Brothers, Financial Advisors other	Other	May 31, 2016	Nov 15, 2016 (168 d)
Brian Mullen	Columbia Management Investment Advisers, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Apr 14, 2016	Jul 27, 2016 (104 d)
Michael Christopher Marzolf	Columbia Management Investment Advisers, LLC other	Mairs & Power mixed wealth	Other	Mar 7, 2016	Mar 16, 2025 (3296 d)
Matthew Thomas Walker	Columbia Management Investment Advisers, LLC other	Stifel, Nicolaus & Company, Incorporated national BD	Other	Mar 1, 2016	Jun 28, 2016 (119 d)
Richard John Ballou	Columbia Management Investment Advisers, LLC other	Janney Montgomery Scott LLC other	Other	Feb 16, 2016	Mar 30, 2017 (408 d)
Peter Thurston Malone	Columbia Management Investment Advisers, LLC other	Crestwood Advisors independent RIA	Other	Feb 10, 2016	Oct 3, 2019 (1331 d)
Joel Aaron Schiffman	Columbia Management Investment Advisers, LLC other	Cambridge Investment Research Advisors, Inc. BD affiliated	Other	Aug 25, 2015	Mar 10, 2025 (3485 d)
Jayson Allen Fradenburg	Columbia Management Investment Advisers, LLC other	Stephens Consulting, LLC independent RIA	Other	Aug 17, 2015	Aug 8, 2022 (2548 d)
Louis Sideropoulos	Columbia Management Investment Advisers, LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jul 30, 2015	Jun 26, 2017 (697 d)
Kurt Kenneth Blanz	Columbia Management Investment Advisers, LLC other	Victory Capital Management Inc. other	Other	Jun 19, 2015	Jul 28, 2015 (39 d)
Dax Dixson	Columbia Management Investment Advisers, LLC other	Stearns Financial Group independent RIA	Other	Jun 19, 2015	Aug 3, 2018 (1141 d)
Christopher Roger Stuart	Columbia Management Investment Advisers, LLC other	Commonwealth Financial Network national BD	Other	May 12, 2015	May 20, 2015
Michael Collins Partridge	Columbia Management Investment Advisers, LLC other	Bofa Advisors, LLC other	Other	Apr 27, 2015	Aug 14, 2015 (109 d)
Jeffrey Carrera Paguirigan	Columbia Management Investment Advisers, LLC other	Blackrock Investment Management, LLC other	Other	Mar 19, 2015	Apr 7, 2015
Ryan Daniel Tiernan	Columbia Management Investment Advisers, LLC other	Capital Client Group, Inc. no RAUM	Other	Mar 5, 2015	Aug 12, 2016 (526 d)
Amanda Lee Lewis	Columbia Management Investment Advisers, LLC other	Blackrock Investment Management, LLC other	Other	Feb 18, 2015	Mar 3, 2015
Patrick Joseph Connors	Columbia Management Investment Advisers, LLC other	Yorktown Management And Research Co Inc other	Other	Oct 9, 2014	May 23, 2016 (592 d)
Douglas Edward Hintlian	Columbia Management Investment Advisers, LLC other	Virtus Investment Advisers, LLC other	Other	Sep 29, 2014	Oct 16, 2014
Brian Michael Walsh	Columbia Management Investment Advisers, LLC other	Capital Client Group, Inc. no RAUM	Other	Aug 1, 2014	Aug 14, 2014
Thomas Edward Zanellato	Columbia Management Investment Advisers, LLC other	Brandes Investment Partners, LP other	Other	Jul 14, 2014	Aug 19, 2014 (36 d)
Brian M Lomedico	Columbia Management Investment Advisers, LLC other	Amundi Pioneer Institutional Asset Management, Inc. other	Other	May 20, 2014	Jan 20, 2016 (610 d)
Mark Allen Dence	Columbia Management Investment Advisers, LLC other	Capital Client Group, Inc. no RAUM	Other	May 19, 2014	Jun 5, 2014
Adam P Rivituso	Columbia Management Investment Advisers, LLC other	Scout Investments, Inc. other	Other	Apr 28, 2014	Jun 2, 2014 (35 d)
Paul Joseph Giovanniello	Columbia Management Investment Advisers, LLC other	Calamos Advisors LLC other	Other	Mar 11, 2014	Mar 20, 2014
Joseph Giar	Columbia Management Investment Advisers, LLC other	Natixis Advisors, LLC other	Other	Feb 11, 2014	Mar 10, 2014
James Patrick Waters	Columbia Management Investment Advisers, LLC other	Questar Asset Management, Inc. BD affiliated	Other	Jan 3, 2014	Oct 9, 2018 (1740 d)
Marc James Perrault	Columbia Management Investment Advisers, LLC other	E*Trade Capital Management, LLC other	Other	Dec 2, 2013	Dec 5, 2016 (1099 d)
Matthew Mcvay Robinson	Columbia Management Investment Advisers, LLC other	Capital Client Group, Inc. no RAUM	Other	Oct 29, 2013	Nov 7, 2013
Patrick Scanlon	Columbia Management Investment Advisers, LLC other	John Hancock Investment Management LLC asset manager	Other	Oct 28, 2013	May 29, 2019 (2039 d)
Matthew William Rodrigue	Columbia Management Investment Advisers, LLC other	Invesco Advisers, Inc. other	Other	Oct 28, 2013	Nov 13, 2013
Carey M Fortnam	Columbia Management Investment Advisers, LLC other	Alliancebernstein L.P. other	Other	Aug 22, 2013	Sep 27, 2013 (36 d)
Matthew Paul Morin	Columbia Management Investment Advisers, LLC other	Investment Professionals, Inc. other	Other	Aug 19, 2013	Oct 15, 2013 (57 d)
Daniel R Adams	Columbia Management Investment Advisers, LLC other	Natixis Advisors, LLC other	Other	Jul 29, 2013	Aug 5, 2013
Laurie L Snively	Columbia Management Investment Advisers, LLC other	Raymond James Financial Services Advisors, Inc BD affiliated	Other	May 21, 2013	Sep 28, 2020 (2687 d)
Adam Wescott Graves	Columbia Management Investment Advisers, LLC other	Bny Mellon Securities Corporation other	Other	May 20, 2013	Apr 14, 2015 (694 d)
Ronald Patrick Crudo	Columbia Management Investment Advisers, LLC other	Calamos Advisors LLC other	Other	Apr 29, 2013	May 22, 2013
James Eugene Long	Columbia Management Investment Advisers, LLC other	Neuberger Berman Bd LLC no RAUM	Other	Apr 16, 2013	Apr 1, 2019 (2176 d)
Alexander Stephen Lapointe	Columbia Management Investment Advisers, LLC other	Rwa Wealth Partners other	Other	Apr 3, 2013	Nov 25, 2013 (236 d)
Eric Pendleton Hewitt	Columbia Management Investment Advisers, LLC other	Alps Advisors, Inc. asset manager	Other	Mar 5, 2013	Jan 25, 2023 (3613 d)
Jeffrey A Frederick	Columbia Management Investment Advisers, LLC other	Morgan Stanley wirehouse	Other	Feb 13, 2013	Jul 23, 2013 (160 d)
Kristin Kissane	Columbia Management Investment Advisers, LLC other	Osaic Wealth, Inc. BD affiliated	Other	Jan 3, 2013	Jan 17, 2023 (3666 d)
John Ryan Halloran	Columbia Management Investment Advisers, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Sep 4, 2012	Nov 19, 2012 (76 d)
Grady Douglas Robbins	Columbia Management Investment Advisers, LLC other	Nuveen Asset Management, LLC other	Other	Aug 7, 2012	Mar 13, 2023 (3870 d)
John Alexander Cislo	Columbia Management Investment Advisers, LLC other	Icapital, LLC other	Other	Jul 13, 2012	Jul 28, 2015 (1110 d)
Michael Robert Harvey	Columbia Management Investment Advisers, LLC other	Strategic Financial Concepts, LLC independent RIA	Other	Jul 10, 2012	Oct 23, 2018 (2296 d)
Jason Brown	Columbia Management Investment Advisers, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jul 10, 2012	Oct 23, 2012 (105 d)
Jason Richard Young	Columbia Management Investment Advisers, LLC other	Amundi Pioneer Institutional Asset Management, Inc. other	Other	Jul 3, 2012	Sep 12, 2012 (71 d)
Jill Mineko Boudreau	Columbia Management Investment Advisers, LLC other	Capital Client Group, Inc. no RAUM	Other	Jun 12, 2012	Apr 25, 2013 (317 d)
Michael Mccarthy Hurley	Columbia Management Investment Advisers, LLC other	Bny Mellon Securities Corporation other	Other	May 21, 2012	Jul 20, 2012 (60 d)

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214 moves match.