DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from First Heartland Consultants, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Janice Josephine Hammond	First Heartland Consultants, Inc. other	Questar Asset Management, Inc. other	Other	Jun 19, 2017	Jun 14, 2017
Rakesh Mehta	First Heartland Consultants, Inc. other	Mehta Money, LLC state registered	Other	Jun 12, 2017	Mar 8, 2018 (269 d)
Andrew Courtice Bagnall	First Heartland Consultants, Inc. other	Westpark Capital, Inc. other	Other	May 15, 2017	May 25, 2017
William Edward Chrabot	First Heartland Consultants, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Nov 16, 2016	Nov 22, 2016
Cathy Ann Navarreross	First Heartland Consultants, Inc. other	Integrated Capital Management independent RIA	Other	Oct 31, 2016	Nov 1, 2016
Angela Marie Carosello	First Heartland Consultants, Inc. other	Edward Jones national BD	Other	Oct 31, 2016	Dec 19, 2016 (49 d)
Eric John Seger	First Heartland Consultants, Inc. other	Integrated Capital Management independent RIA	Other	Oct 31, 2016	Apr 18, 2017 (169 d)
Monica Monique Gamblin	First Heartland Consultants, Inc. other	Integra Wealth Advisors state registered	Other	Oct 31, 2016	Jan 12, 2017 (73 d)
Brian Robert Franke	First Heartland Consultants, Inc. other	Integrated Capital Management independent RIA	Other	Oct 31, 2016	Nov 1, 2016
Kenneth Daniel Coe	First Heartland Consultants, Inc. other	Integrated Capital Management independent RIA	Other	Oct 31, 2016	Nov 1, 2016
Taylor Lee Peterson	First Heartland Consultants, Inc. other	Richard W. Paul & Associates, LLC independent RIA	Other	Oct 14, 2015	Nov 4, 2015
Kyle Jensen Kirwan	First Heartland Consultants, Inc. other	Kalos Management other	Other	Sep 14, 2015	Sep 22, 2015
Jack Alford Nicholl	First Heartland Consultants, Inc. other	Stifel, Nicolaus & Company, Incorporated national BD	Other	Aug 7, 2015	Jul 29, 2015
Peter David Falstad	First Heartland Consultants, Inc. other	Woodbury Financial Services, Inc. other	Other	Jul 17, 2015	Jul 16, 2015
Michael Andrew Kock	First Heartland Consultants, Inc. other	Commonwealth Financial Network national BD	Other	Dec 22, 2014	Dec 2, 2014
Solomon Cartier	First Heartland Consultants, Inc. other	Usaa Financial Planning Services no RAUM	Other	Oct 31, 2014	Dec 22, 2014 (52 d)
Susan Ebbert Hall	First Heartland Consultants, Inc. other	Valmark Advisers, Inc. other	Other	Oct 23, 2014	Oct 20, 2014
Matthew Anthony Martinez	First Heartland Consultants, Inc. other	First Allied Advisory Services, Inc. other	Other	Apr 16, 2014	Apr 16, 2014
Wayne Scott Brunt	First Heartland Consultants, Inc. other	Packerland Brokerage Services, Inc. other	Other	Apr 16, 2014	Jun 16, 2014 (61 d)
Nathaniel Larue Reeder	First Heartland Consultants, Inc. other	Investment Advisors Corp other	Other	Nov 20, 2013	Nov 22, 2013
Susan Michelle Hanlon	First Heartland Consultants, Inc. other	Buckingham Strategic Wealth, LLC other	Other	Oct 31, 2013	Dec 21, 2015 (781 d)
John James Turcotte	First Heartland Consultants, Inc. other	Stratos Wealth Partners, Ltd other	Other	Oct 8, 2013	Sep 16, 2013
Brian Matthew Gorman	First Heartland Consultants, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Oct 8, 2013	Sep 17, 2013
Kristiana M Shipway	First Heartland Consultants, Inc. other	Stratos Wealth Partners, Ltd other	Other	Sep 27, 2013	Sep 16, 2013
David E Mathias	First Heartland Consultants, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Sep 20, 2013	Dec 18, 2013 (89 d)
Gregory M Turcotte	First Heartland Consultants, Inc. other	Stratos Wealth Partners, Ltd other	Other	Sep 12, 2013	Sep 12, 2013
Stewart Jay Weissman	First Heartland Consultants, Inc. other	Scf Investment Advisors, Inc. other	Other	Apr 15, 2013	Apr 15, 2013
Ian C Turner	First Heartland Consultants, Inc. other	Gradient Advisors, LLC other	Other	Oct 31, 2012	Oct 16, 2013 (350 d)
Michael Alfonse Baratta	First Heartland Consultants, Inc. other	Fiscal Wisdom Wealth Management LLC independent RIA	Other	Oct 1, 2012	Jul 14, 2020 (2843 d)
Adam Detweiler Savanick	First Heartland Consultants, Inc. other	Concourse Financial Group Advisors other	Other	Sep 6, 2012	Sep 6, 2012
Faiz Ali Khoja	First Heartland Consultants, Inc. other	Khoja Wealth Management, LLC unclassified	Other	Jul 23, 2012	Aug 14, 2012
Matthew Clary Smith	First Heartland Consultants, Inc. other	Concourse Financial Group Advisors other	Other	Apr 17, 2012	Apr 23, 2012
Ricky Mills Higgins	First Heartland Consultants, Inc. other	Concourse Financial Group Advisors other	Other	Mar 1, 2012	Mar 1, 2012
Timothy Francis Knauf	First Heartland Consultants, Inc. other	Midwest Financial Associates, Inc. independent RIA	Other	Feb 23, 2011	Oct 7, 2011 (226 d)
Bennett Egerton Conklin	First Heartland Consultants, Inc. other	Oneamerica Securities, Inc. other	Other	Jan 12, 2011	Nov 14, 2013 (1037 d)
Harold Joseph Browne	First Heartland Consultants, Inc. other	Allstate Financial Advisors, LLC no RAUM	Other	Nov 2, 2010	Feb 1, 2011 (91 d)
Soren Thomas Christensen	First Heartland Consultants, Inc. other	Global Financial Private Capital, Inc. other	Other	Oct 28, 2010	Oct 27, 2010
Nickolas Paul Sanchez	First Heartland Consultants, Inc. other	Global Financial Private Capital, Inc. other	Other	Oct 28, 2010	Oct 27, 2010
Ashok Hiralal Sanghavi	First Heartland Consultants, Inc. other	American Investment Services other	Other	Nov 2, 2009	Oct 29, 2009
Matthew John Palazzolo	First Heartland Consultants, Inc. other	Tlg Advisors, Inc. other	Other	Oct 1, 2009	Oct 27, 2009
Timothy Martin Scannell	First Heartland Consultants, Inc. other	Hightower Advisors, LLC other	Other	Oct 30, 2008	Dec 23, 2008 (54 d)
Maureen Freeman Obrien	First Heartland Consultants, Inc. other	LPL Financial LLC other	Other	Nov 12, 2007	Dec 3, 2007
Jason Lee Peeples	First Heartland Consultants, Inc. other	MML Investors Services, LLC other	Other	Aug 9, 2007	Aug 16, 2007
Jared Hendrik Copinga	First Heartland Consultants, Inc. other	Td Ameritrade, Inc. no RAUM	Other	Jul 6, 2007	Sep 5, 2007 (61 d)
Raymond Arthur Evans	First Heartland Consultants, Inc. other	Integrity Alliance, LLC other	Other	Jul 5, 2006	Dec 18, 2007 (531 d)
John Michael Augustine	First Heartland Consultants, Inc. other	Commonwealth Financial Network national BD	Other	May 30, 2006	May 30, 2006
Todd Michael Cour	First Heartland Consultants, Inc. other	Eagle Strategies LLC other	Other	Feb 28, 2006	Mar 17, 2006
Michael William Gray	First Heartland Consultants, Inc. other	American Independent Securities Group, LLC other	Other	Oct 31, 2005	Nov 1, 2005
Matthew Donald Shannahan	First Heartland Consultants, Inc. other	American Independent Securities Group, LLC other	Other	Oct 31, 2005	Nov 1, 2005
Walter Lee Ruddiman	First Heartland Consultants, Inc. other	American Independent Securities Group, LLC independent RIA	Other	Oct 31, 2005	Dec 20, 2019 (5163 d)
Katherine Anne Kirkpatrick	First Heartland Consultants, Inc. other	American Independent Securities Group, LLC other	Other	Oct 31, 2005	Nov 1, 2005
Allan Lawson Harkness	First Heartland Consultants, Inc. other	Ssn Advisory, Inc. other	Other	Sep 26, 2005	Sep 27, 2005
Randell John Godsell	First Heartland Consultants, Inc. other	Richardson Capital Management, LLC other	Other	Dec 31, 2004	May 18, 2004
Scott P Richardson	First Heartland Consultants, Inc. other	Richardson Capital Management, LLC other	Other	Jul 12, 2004	May 18, 2004
Valerie Jean Bowman	First Heartland Consultants, Inc. other	Fifth Third Securities, Inc. other	Other	Nov 11, 2003	Jun 15, 2005 (582 d)

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115 moves match.