| Charles John Rose | Lord, Abbett & Co. LLC other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Sep 9, 2015 | Nov 30, 2015 (82 d) |
| Kyle Ashley Frederickson | Lord, Abbett & Co. LLC other | UBS Financial Services Inc. wirehouse | Other | Aug 12, 2015 | Oct 12, 2015 (61 d) |
| Danielle Small | Lord, Abbett & Co. LLC other | Pgim Investments LLC other | Other | Aug 5, 2015 | Oct 27, 2015 (83 d) |
| James Andrew Reeves | Lord, Abbett & Co. LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jul 13, 2015 | Aug 20, 2015 (38 d) |
| Marek Mezyk | Lord, Abbett & Co. LLC other | Morgan Stanley Investment Management Inc. other | Other | Jun 1, 2015 | Jul 21, 2015 (50 d) |
| David Robert Hreha | Lord, Abbett & Co. LLC other | Capital Client Group, Inc. no RAUM | Other | May 12, 2015 | May 27, 2015 |
| Ryan Austria Verfurth | Lord, Abbett & Co. LLC other | Bny Mellon Securities Corporation other | Other | Apr 22, 2015 | Jun 15, 2015 (54 d) |
| Ross Eric Ingber | Lord, Abbett & Co. LLC other | Clearbridge Investments, LLC other | Other | Apr 16, 2015 | Jan 9, 2017 (634 d) |
| Angela Yuan-Yuan Hou | Lord, Abbett & Co. LLC other | Neuberger Berman Bd LLC other | Other | Apr 7, 2015 | Apr 6, 2015 |
| Joseph N. Doles | Lord, Abbett & Co. LLC other | Blackrock Investment Management, LLC other | Other | Mar 16, 2015 | Mar 31, 2015 |
| Diane Marie Reed | Lord, Abbett & Co. LLC other | Virtus Capital Advisers, LLC other | Other | Feb 9, 2015 | Mar 18, 2015 (37 d) |
| Thomas Joseph Granaghan | Lord, Abbett & Co. LLC other | Foresters Advisory Services, LLC other | Other | Jan 5, 2015 | Feb 3, 2016 (394 d) |
| Lauren Rabadeau Bollinger | Lord, Abbett & Co. LLC other | Wells Fargo Advisors wirehouse | Other | Jan 5, 2015 | Mar 3, 2015 (57 d) |
| Chase Michael Nadell | Lord, Abbett & Co. LLC other | Wells Fargo Advisors wirehouse | Other | Jan 5, 2015 | Apr 13, 2016 (464 d) |
| Robert Anthony Gariano | Lord, Abbett & Co. LLC other | Cetera Investment Advisers LLC other | Other | Jan 5, 2015 | Jan 12, 2015 |
| Alex Samuel Katz | Lord, Abbett & Co. LLC other | Touchstone Advisors Inc other | Other | Nov 11, 2014 | Nov 26, 2014 |
| Jeffrey Michael Schulze | Lord, Abbett & Co. LLC other | Clearbridge Investments, LLC mixed wealth | Other | Nov 10, 2014 | May 15, 2021 (2378 d) |
| Robert M Weldon | Lord, Abbett & Co. LLC other | Nuveen Asset Management, LLC other | Other | Oct 21, 2014 | Jun 24, 2015 (246 d) |
| William James Parker | Lord, Abbett & Co. LLC other | Pgim Quantitative Solutions other | Other | Oct 20, 2014 | Feb 3, 2015 (106 d) |
| Stephen Edward Baird | Lord, Abbett & Co. LLC other | Jemma Financial Services other | Other | Oct 20, 2014 | Jan 27, 2022 (2656 d) |
| Meredith Walton Henry | Lord, Abbett & Co. LLC other | Three Bell Capital LLC other | Other | Oct 7, 2014 | Oct 23, 2014 |
| James Gerard Guidera | Lord, Abbett & Co. LLC other | Clearbridge Investments, LLC other | Other | Oct 7, 2014 | Dec 16, 2014 (70 d) |
| Karsten K. Holbein | Lord, Abbett & Co. LLC other | Blackrock Investment Management, LLC other | Other | Oct 7, 2014 | Nov 5, 2014 |
| Kai Liu | Lord, Abbett & Co. LLC other | Gilder Gagnon Howe & Co. LLC other | Other | Oct 7, 2014 | Oct 20, 2014 |
| Elizabeth Rose Cillo | Lord, Abbett & Co. LLC other | Capital Guardian Trust Company other | Other | Sep 30, 2014 | Aug 31, 2015 (335 d) |
| Joshua R Kantor | Lord, Abbett & Co. LLC other | Invesco Advisers, Inc. other | Other | Sep 4, 2014 | Sep 11, 2014 |
| Robert Joseph Wojehowski | Lord, Abbett & Co. LLC other | New York Life Investment Management LLC other | Other | Aug 11, 2014 | Aug 27, 2014 |
| Louis Augustus Fennell | Lord, Abbett & Co. LLC other | Blackrock Investment Management, LLC other | Other | Aug 6, 2014 | Aug 28, 2014 |
| Ricardo Jose Ruiz | Lord, Abbett & Co. LLC other | Clearbridge Investments, LLC other | Other | Aug 6, 2014 | Oct 23, 2014 (78 d) |
| Hudson Charles Walker | Lord, Abbett & Co. LLC other | Mfs Institutional Advisors Inc. other | Other | Jul 28, 2014 | Sep 2, 2014 (36 d) |
| Ashley Elizabeth Carr | Lord, Abbett & Co. LLC other | Neuberger Berman Bd LLC other | Other | Jul 21, 2014 | Jul 24, 2014 |
| Clinton James Jones | Lord, Abbett & Co. LLC other | Bny Mellon Securities Corporation other | Other | May 13, 2014 | May 13, 2014 |
| Eric Michael Clark | Lord, Abbett & Co. LLC other | Pacer Advisors, Inc. other | Other | Apr 23, 2014 | Apr 20, 2016 (728 d) |
| Brian S Terwilliger | Lord, Abbett & Co. LLC other | Edward Jones national BD | Other | Apr 23, 2014 | Feb 8, 2022 (2848 d) |
| M Jeremy Mckitrick | Lord, Abbett & Co. LLC other | Neuberger Berman Bd LLC other | Other | Apr 10, 2014 | Apr 8, 2014 |
| Robert Philip Sullivan | Lord, Abbett & Co. LLC other | Hbw Advisory Services LLC independent RIA | Other | Apr 10, 2014 | Feb 8, 2024 (3591 d) |
| Andrew Koltunowicz | Lord, Abbett & Co. LLC other | Delaware Capital Management Advisers, Inc no RAUM | Other | Apr 10, 2014 | Jan 18, 2017 (1014 d) |
| Kevin Brennan | Lord, Abbett & Co. LLC other | Nuveen Asset Management, LLC other | Other | Apr 4, 2014 | Mar 20, 2014 |
| Lori Ann Murphy | Lord, Abbett & Co. LLC other | Hartford Funds other | Other | Jan 6, 2014 | Dec 10, 2015 (703 d) |
| Ronald Pauly Mayfield | Lord, Abbett & Co. LLC other | LPL Financial LLC other | Other | Jan 6, 2014 | Jan 9, 2014 |
| Chelsea Jean Charette | Lord, Abbett & Co. LLC other | Wedge Capital Management Llp institutional | Other | Nov 7, 2013 | Feb 13, 2020 (2289 d) |
| Kelsey Keanna Hasterlik | Lord, Abbett & Co. LLC other | Sgl Investment Advisors, Inc. other | Other | Oct 2, 2013 | Oct 1, 2013 |
| Kyle Kramer Hogue | Lord, Abbett & Co. LLC other | MML Investors Services, LLC BD affiliated | Other | Aug 13, 2013 | Jul 27, 2021 (2905 d) |
| Daniel Green | Lord, Abbett & Co. LLC other | UBS Financial Services Inc. wirehouse | Other | Jul 30, 2013 | Jul 29, 2013 |
| Jonathan Michael Weitz | Lord, Abbett & Co. LLC other | New York Life Investment Management LLC other | Other | Jul 12, 2013 | Jul 23, 2013 |
| Bryan Patrick Keorlet | Lord, Abbett & Co. LLC other | Pnc Wealth Management other | Other | Jul 12, 2013 | Jul 30, 2013 |
| Joel Aaron Schiffman | Lord, Abbett & Co. LLC other | Columbia Management Investment Advisers, LLC other | Other | May 23, 2013 | Sep 3, 2013 (103 d) |
| Dennis Thomas Byrne | Lord, Abbett & Co. LLC other | Raymond James Financial Services Advisors, Inc other | Other | May 23, 2013 | Mar 27, 2014 (308 d) |
| Keith Thomas Truex | Lord, Abbett & Co. LLC other | Advice And Planning Services other | Other | May 23, 2013 | Sep 23, 2014 (488 d) |
| Christopher Peter Fuschillo | Lord, Abbett & Co. LLC other | Manulife Investment Management (US) LLC other | Other | May 10, 2013 | Jun 3, 2013 |
| Jon Cramer Vandevander | Lord, Abbett & Co. LLC other | Morgan Stanley wirehouse | Other | May 10, 2013 | Feb 5, 2015 (636 d) |
| Melissa Marie Wyble | Lord, Abbett & Co. LLC other | Neuberger Berman Bd LLC other | Other | May 10, 2013 | May 15, 2013 |
| Jason Francis Ruimerman | Lord, Abbett & Co. LLC other | RBC Capital Markets, LLC national BD | Other | Apr 10, 2013 | Apr 15, 2013 |
| Andy Odinga Tyndall | Lord, Abbett & Co. LLC other | Mfs Institutional Advisors Inc. other | Other | Jan 17, 2013 | Mar 4, 2013 (46 d) |
| Nancy Sarah Noon | Lord, Abbett & Co. LLC other | Dunham other | Other | Jan 17, 2013 | Mar 3, 2014 (410 d) |
| Amy Lee Johnston | Lord, Abbett & Co. LLC other | Morgan Stanley wirehouse | Other | Jan 17, 2013 | Apr 3, 2013 (76 d) |
| Li Yan Jiang | Lord, Abbett & Co. LLC other | Blackrock Fund Advisors other | Other | May 14, 2012 | May 15, 2012 |
| Paul Joseph Mccoy | Lord, Abbett & Co. LLC other | Total Wealth Advisors, LLC independent RIA | Other | May 2, 2012 | Jan 27, 2014 (635 d) |
| David Joseph Hill | Lord, Abbett & Co. LLC other | Miller Investment Management, LP other | Other | Apr 24, 2012 | Oct 7, 2016 (1627 d) |
| Robert Daniel Flynn | Lord, Abbett & Co. LLC other | Amundi Pioneer Institutional Asset Management, Inc. other | Other | Mar 9, 2012 | Mar 26, 2012 |