DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Pnc Managed Account Solutions, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Hanlu Ye | Pnc Managed Account Solutions, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 28, 2019 | Jun 29, 2019 |
| Michael Amador Vega | Pnc Managed Account Solutions, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 19, 2019 | Aug 13, 2019 (55 d) |
| Miles Robert Miller | Pnc Managed Account Solutions, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2019 | Nov 18, 2019 (154 d) |
| Robert Corey Finch | Pnc Managed Account Solutions, Inc. BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2019 | Oct 24, 2019 (142 d) |
| Abby Barnett Steininger | Pnc Managed Account Solutions, Inc. BD affiliated | Avalon Investment & Advisory independent RIA | Affiliated broker-dealer or bank to independent RIA | May 22, 2019 | Jun 12, 2019 |
| Charles Posey | Pnc Managed Account Solutions, Inc. BD affiliated | Greenbrier Financial LLC unclassified | Other | Apr 29, 2019 | May 14, 2019 |
| Najla Hisham Arekat | Pnc Managed Account Solutions, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 29, 2019 | Apr 1, 2019 |
| Tonita Jo Arthur | Pnc Managed Account Solutions, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2019 | May 2, 2019 (37 d) |
| Jimmy Diep | Pnc Managed Account Solutions, Inc. BD affiliated | Spotlight Asset Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 22, 2019 | Apr 22, 2019 (31 d) |
| Sarah Topham Barajas | Pnc Managed Account Solutions, Inc. BD affiliated | Td Ameritrade Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 18, 2019 | Apr 2, 2019 |
| Juan Rascon | Pnc Managed Account Solutions, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2019 | Mar 8, 2019 |
| Tyson Fuller | Pnc Managed Account Solutions, Inc. BD affiliated | A Penny Planned unclassified | Other | Mar 11, 2019 | Mar 14, 2022 (1099 d) |
| Ethan Beaty | Pnc Managed Account Solutions, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jan 31, 2019 | Mar 12, 2019 (40 d) |
| Oliver Christian Puhr | Pnc Managed Account Solutions, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jan 17, 2019 | Jan 18, 2019 |
| Khristene Ann Cano | Pnc Managed Account Solutions, Inc. BD affiliated | Broadway Wealth Solutions independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2018 | Nov 16, 2020 (704 d) |
| Anna Huiping Li | Pnc Managed Account Solutions, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2018 | Jan 10, 2019 |
| Brad Matthew Burckel | Pnc Managed Account Solutions, Inc. BD affiliated | Cuna Brokerage Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 12, 2018 | Dec 14, 2018 |
| Michael Azzaro | Pnc Managed Account Solutions, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2018 | Dec 4, 2018 |
| Jake C Richard | Pnc Managed Account Solutions, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 27, 2018 | Jan 29, 2020 (428 d) |
| Joseph M Paganelli | Pnc Managed Account Solutions, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 13, 2018 | Nov 29, 2018 |
| Eddie Gassaway | Pnc Managed Account Solutions, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 2, 2018 | Nov 2, 2018 |
| Travis R Bloom | Pnc Managed Account Solutions, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2018 | Nov 8, 2018 |
| Matteo Hernandez-Sada | Pnc Managed Account Solutions, Inc. BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2018 | Oct 25, 2018 |
| Meggan E Taylor | Pnc Managed Account Solutions, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Sep 28, 2018 | Jul 8, 2024 (2110 d) |
| Javier Mario Gonzalez | Pnc Managed Account Solutions, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 24, 2018 | Oct 23, 2018 |
| Adam David Osterman | Pnc Managed Account Solutions, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2018 | Oct 1, 2018 |
| Jacob N. Guinn | Pnc Managed Account Solutions, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 14, 2018 | Dec 18, 2018 (95 d) |
| Randall Silva | Pnc Managed Account Solutions, Inc. BD affiliated | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2018 | Apr 25, 2019 (225 d) |
| Sean Michael Martin | Pnc Managed Account Solutions, Inc. BD affiliated | Bok Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2018 | Sep 6, 2018 |
| Ernesto Aguilar | Pnc Managed Account Solutions, Inc. BD affiliated | Cuna Brokerage Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2018 | Sep 24, 2018 |
| Oscar Orlando Silva | Pnc Managed Account Solutions, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 23, 2018 | Aug 1, 2018 |
| Stephen Robert Phair | Pnc Managed Account Solutions, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 17, 2018 | Aug 21, 2018 |
| Magdiel Delgado | Pnc Managed Account Solutions, Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 17, 2018 | Oct 1, 2018 (45 d) |
| Matthew J. Rigoli | Pnc Managed Account Solutions, Inc. BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2018 | Aug 21, 2018 |
| Gianluca Triennese | Pnc Managed Account Solutions, Inc. BD affiliated | Td Ameritrade Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 7, 2018 | Aug 31, 2018 |
| William Rodrick Carrillo | Pnc Managed Account Solutions, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2018 | Jul 25, 2018 |
| Theodore Morrison | Pnc Managed Account Solutions, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 9, 2018 | Jul 16, 2018 |
| Kevin M Ryan | Pnc Managed Account Solutions, Inc. BD affiliated | Td Ameritrade Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2018 | Jun 27, 2019 (356 d) |
| Erin Elizabeth Darby | Pnc Managed Account Solutions, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 28, 2018 | Feb 5, 2020 (587 d) |
| Francesca D. Gervascio-Franzen | Pnc Managed Account Solutions, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2018 | Jun 22, 2018 |
| David B Walker | Pnc Managed Account Solutions, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 15, 2018 | Jun 18, 2018 |
| Gilbert V Little | Pnc Managed Account Solutions, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2018 | Jul 31, 2018 (49 d) |
| Joe Mark Abbott | Pnc Managed Account Solutions, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 4, 2018 | Jun 5, 2018 |
| James David Armer | Pnc Managed Account Solutions, Inc. BD affiliated | Cuna Brokerage Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2018 | Jun 21, 2018 |
| Iris L Diaz | Pnc Managed Account Solutions, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 4, 2018 | Jul 3, 2018 |
| Chrystian Quinones | Pnc Managed Account Solutions, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 23, 2018 | Nov 19, 2018 (180 d) |
| Alan Michael Romero | Pnc Managed Account Solutions, Inc. BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 27, 2018 | May 14, 2018 |
| Brian Kenneth Johnson | Pnc Managed Account Solutions, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 3, 2018 | Feb 10, 2022 (1409 d) |
| Erika Vaneza Montanaro | Pnc Managed Account Solutions, Inc. BD affiliated | Frost Investment Services other | Other | Mar 29, 2018 | Mar 30, 2018 |
| Michael A Gomes | Pnc Managed Account Solutions, Inc. other | Strategic Advisers LLC national BD | Other | Mar 26, 2018 | Apr 18, 2018 |
| Joel E Marius | Pnc Managed Account Solutions, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Jan 22, 2018 | Jan 31, 2018 |
| Marco A Rodriguez | Pnc Managed Account Solutions, Inc. other | Wells Fargo Advisors wirehouse | Other | Jan 10, 2018 | Jan 22, 2018 |
| Steven Alan Rogers | Pnc Managed Account Solutions, Inc. other | Signator Investors, Inc. BD affiliated | Other | Dec 19, 2017 | May 3, 2018 (135 d) |
| John Peter Jenkins | Pnc Managed Account Solutions, Inc. other | Empower Advisory Group, LLC other | Other | Dec 18, 2017 | Dec 19, 2017 |
| James Ashley Renfroe | Pnc Managed Account Solutions, Inc. other | Cetera Investment Advisers LLC other | Other | Nov 24, 2017 | Jan 5, 2018 (42 d) |
| Gianluca Triennese | Pnc Managed Account Solutions, Inc. other | 1st Global Advisors Inc other | Other | Nov 22, 2017 | Nov 22, 2017 |
| Brett Alan Kuykendall | Pnc Managed Account Solutions, Inc. other | Pnc Wealth Management other | Other | Oct 2, 2017 | Oct 24, 2017 |
| Anthony Lee Allbright | Pnc Managed Account Solutions, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Sep 11, 2017 | May 24, 2018 (255 d) |
| Jose M Garza | Pnc Managed Account Solutions, Inc. other | Charles Schwab & Co., Inc. national BD | Other | Sep 11, 2017 | Mar 2, 2018 (172 d) |
| Nicholas Barulic | Pnc Managed Account Solutions, Inc. other | J.P. Morgan Securities LLC wirehouse | Other | Aug 29, 2017 | Sep 13, 2017 |
471 moves match.