DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Eagle Strategies LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kenneth Rodriguez | Eagle Strategies LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 5, 2023 | Jul 5, 2023 |
| Jacob Gene Thomfohrda | Eagle Strategies LLC BD affiliated | Drake & Associates, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 29, 2023 | Jul 16, 2023 |
| David Yates | Eagle Strategies LLC BD affiliated | Podell Financial Group LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 14, 2023 | May 24, 2023 |
| Michael Joseph Kelly | Eagle Strategies LLC BD affiliated | Podell Financial Group LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 14, 2023 | May 24, 2023 |
| David Podell | Eagle Strategies LLC BD affiliated | Podell Financial Group LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 14, 2023 | Feb 6, 2025 (603 d) |
| Zachary A Barton | Eagle Strategies LLC BD affiliated | Barton Financial Group LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 31, 2023 | May 30, 2023 |
| Gary Allen Clark | Eagle Strategies LLC BD affiliated | Soar Financial LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 30, 2023 | Sep 4, 2024 (463 d) |
| Daniel Hamm | Eagle Strategies LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 25, 2023 | Apr 26, 2023 |
| Michael Anthony Fisher | Eagle Strategies LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 24, 2023 | Jun 5, 2023 |
| Robert Michael Clark | Eagle Strategies LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2023 | Jun 9, 2023 |
| Thanh Thi Nguyen | Eagle Strategies LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 11, 2023 | May 12, 2023 |
| Brian Jeffrey Dayton | Eagle Strategies LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 10, 2023 | May 4, 2023 |
| Eugene Byron Shepherd | Eagle Strategies LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | May 5, 2023 | May 19, 2023 |
| Denise Deluca Meehan | Eagle Strategies LLC BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2023 | May 8, 2023 |
| Jodi Lynn Bukowski | Eagle Strategies LLC BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2023 | May 1, 2023 |
| Steven Thomas Hofmann | Eagle Strategies LLC BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2023 | May 1, 2023 |
| Ryan Michael Daus | Eagle Strategies LLC BD affiliated | Daus Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 1, 2023 | Dec 13, 2024 (592 d) |
| Kyung Eun Kim | Eagle Strategies LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2023 | Aug 14, 2024 (471 d) |
| Chelsea Brown | Eagle Strategies LLC BD affiliated | Next Financial Group, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2023 | May 5, 2023 |
| Eric Thomas Bitetto | Eagle Strategies LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 19, 2023 | Apr 6, 2023 |
| Joshua Levi Ruggles | Eagle Strategies LLC BD affiliated | Daus Financial Group, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 18, 2023 | Apr 14, 2023 |
| Trenden Peacock | Eagle Strategies LLC BD affiliated | Daus Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 17, 2023 | Oct 11, 2024 (543 d) |
| Dean Soterios Diamond | Eagle Strategies LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 4, 2023 | Jul 31, 2023 (118 d) |
| Kenneth Thomas Speight | Eagle Strategies LLC BD affiliated | Grove Point Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2023 | Mar 17, 2023 |
| Nicole Clarke | Eagle Strategies LLC BD affiliated | New York Life Investment Management LLC asset manager | Other | Mar 29, 2023 | Oct 27, 2022 |
| Zachary Michael Grusell | Eagle Strategies LLC BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2023 | Jan 17, 2024 (300 d) |
| Christopher Ralph | Eagle Strategies LLC BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2023 | Mar 17, 2023 |
| Brett A Nanna | Eagle Strategies LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2023 | Mar 24, 2023 |
| Jennifer Lynn Goddard | Eagle Strategies LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Mar 3, 2023 | Feb 27, 2023 |
| Jarad Michael Minsky | Eagle Strategies LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Mar 3, 2023 | Feb 21, 2023 |
| Anthony Hamburge | Eagle Strategies LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2023 | Mar 3, 2023 |
| Laura Marie Nowinski | Eagle Strategies LLC BD affiliated | First Affirmative Financial Network LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 2, 2023 | Mar 10, 2023 |
| Alex Alberto Bardales | Eagle Strategies LLC BD affiliated | Esi Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2023 | Mar 24, 2023 |
| Nathan Lee Van Donselaar | Eagle Strategies LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 23, 2023 | Mar 20, 2023 |
| Richard Jorge | Eagle Strategies LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 16, 2023 | Feb 8, 2023 |
| Steven Lee Kimes | Eagle Strategies LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2023 | Feb 8, 2023 |
| Jessica Marie Scott | Eagle Strategies LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Feb 8, 2023 | Feb 7, 2023 |
| David Courlang | Eagle Strategies LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2023 | Feb 6, 2023 |
| Haiqing Chen | Eagle Strategies LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2023 | Jan 30, 2023 |
| Anthony Angelo Cipolla | Eagle Strategies LLC BD affiliated | Dfpg Investments, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 13, 2023 | Jan 4, 2023 |
| Noah Kamuela Beecher | Eagle Strategies LLC BD affiliated | Dfpg Investments, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 13, 2023 | Jan 3, 2023 |
| Laura Jeannine Fellows | Eagle Strategies LLC BD affiliated | Mwa Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 13, 2023 | Jan 23, 2023 |
| Marina Ageyeva | Eagle Strategies LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2023 | Sep 4, 2024 (603 d) |
| Rae Ann Louise Paff | Eagle Strategies LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 4, 2023 | Feb 17, 2023 (44 d) |
| Jane J Choi | Eagle Strategies LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2022 | Jan 11, 2023 |
| Jennifer Green Harvey | Eagle Strategies LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2022 | Dec 12, 2022 |
| Thomas Marian Woloszyn | Eagle Strategies LLC BD affiliated | Cornerstone Planning Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 19, 2022 | Sep 22, 2022 |
| Tara Elizabeth Stewart | Eagle Strategies LLC BD affiliated | Securian Financial Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 9, 2022 | Dec 20, 2022 |
| Alexis Quaglieri | Eagle Strategies LLC BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 7, 2022 | Nov 28, 2022 |
| Kounian Ding | Eagle Strategies LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 7, 2022 | Apr 22, 2024 (502 d) |
| Donovan A Williams | Eagle Strategies LLC BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2022 | Nov 29, 2022 |
| John Francis Sharkey | Eagle Strategies LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2022 | Dec 9, 2022 |
| Jessica Flowers | Eagle Strategies LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 28, 2022 | Dec 14, 2022 |
| Jonathan Guzman | Eagle Strategies LLC BD affiliated | Randa Wealth Strategies state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 15, 2022 | Nov 17, 2022 |
| Amanda Natalicchio | Eagle Strategies LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 9, 2022 | Dec 5, 2022 |
| Joan L Check | Eagle Strategies LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2022 | Dec 7, 2022 |
| Rafael Avramov | Eagle Strategies LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 26, 2022 | Nov 16, 2022 |
| Marissa Kay Williams | Eagle Strategies LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 26, 2022 | Nov 8, 2022 |
| Travis Martin Mcclarney | Eagle Strategies LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 17, 2022 | Oct 3, 2022 |
| Christopher T Smith | Eagle Strategies LLC BD affiliated | Innovia Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 13, 2022 | Oct 18, 2022 |
1,107 moves match.