DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Tlg Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Tatiana Tsoir | Tlg Advisors, Inc. BD affiliated | Innovative Private Wealth Management Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 12, 2024 | Apr 16, 2024 |
| Michael Patrick Callahan | Tlg Advisors, Inc. BD affiliated | Wellspring Planning Group LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 2, 2024 | Jul 16, 2019 |
| Travis J Olszewski | Tlg Advisors, Inc. BD affiliated | World Equity Group, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Jul 17, 2024 (199 d) |
| Dexter Allan Mccormick | Tlg Advisors, Inc. BD affiliated | Alphastar Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 1, 2023 | Dec 1, 2023 |
| Linwood Reynolds | Tlg Advisors, Inc. BD affiliated | Potomac asset manager | Other | Dec 1, 2023 | Apr 25, 2024 (146 d) |
| Nickolas Seifert | Tlg Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 1, 2023 | Nov 22, 2023 |
| Robin Jean Robertson | Tlg Advisors, Inc. BD affiliated | Pacific Peak Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 8, 2023 | Jun 26, 2023 |
| Sean Michael Kovich | Tlg Advisors, Inc. BD affiliated | Pacific Peak Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 8, 2023 | Jun 26, 2023 |
| Stephen Francis Patterson | Tlg Advisors, Inc. BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2023 | Oct 3, 2023 |
| Lamar Daniel Breshears | Tlg Advisors, Inc. BD affiliated | Rpg Family Wealth Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 22, 2023 | Sep 18, 2023 |
| Stephen James Javaras | Tlg Advisors, Inc. BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 28, 2023 | Jul 26, 2023 |
| Riley B Alferd | Tlg Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 28, 2023 | Aug 14, 2023 |
| Brian P Cline | Tlg Advisors, Inc. BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2023 | Jul 12, 2023 |
| Paul Groeschel-Johnson | Tlg Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2023 | Jul 20, 2023 |
| Kyle Ciotti | Tlg Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2023 | Nov 18, 2024 (507 d) |
| Anthony Joseph D'Angelo | Tlg Advisors, Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2023 | Apr 6, 2023 |
| Joshua Raymond Yoskosky | Tlg Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2023 | May 17, 2023 (37 d) |
| Lewis Archer Mcmurran | Tlg Advisors, Inc. BD affiliated | A&M Advisory LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 8, 2023 | Aug 6, 2026 (1247 d) |
| Daniel James Prentice | Tlg Advisors, Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 1, 2023 | Feb 13, 2023 |
| Andrew Glenn Insley | Tlg Advisors, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2023 | Feb 2, 2023 |
| Ann Margaret Boyd | Tlg Advisors, Inc. BD affiliated | Davenport & Company LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2023 | Jan 9, 2023 |
| Michele Ayres Osterberg | Tlg Advisors, Inc. BD affiliated | Bonsai Advisors LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 5, 2023 | Jan 1, 2025 (727 d) |
| Daniel Karstadt | Tlg Advisors, Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 3, 2023 | Jan 5, 2023 |
| John Samuel Dumond | Tlg Advisors, Inc. BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2022 | Aug 21, 2023 (233 d) |
| Lori W Meter | Tlg Advisors, Inc. BD affiliated | Bright Lake Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2022 | Feb 27, 2026 (1154 d) |
| Gerald Lyman Ursrey | Tlg Advisors, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2022 | Dec 22, 2022 |
| John W Hanson | Tlg Advisors, Inc. BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2022 | Jan 17, 2023 (56 d) |
| Gordon Sylvester | Tlg Advisors, Inc. BD affiliated | Divergent Capital Asset Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 16, 2022 | Apr 25, 2023 (160 d) |
| Jonathan Ruth | Tlg Advisors, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 16, 2022 | Sep 24, 2025 (1043 d) |
| Joseph Earl Rhodes | Tlg Advisors, Inc. BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2022 | Sep 23, 2022 |
| James M. Franklin | Tlg Advisors, Inc. BD affiliated | J. Franklin Financial LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 30, 2022 | Aug 31, 2022 |
| Melissa Arnell Thompson | Tlg Advisors, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2022 | Aug 18, 2022 |
| Matthew William Davoust Whall | Tlg Advisors, Inc. BD affiliated | Touchstone Advisors Inc asset manager | Other | Aug 11, 2022 | Sep 30, 2022 (50 d) |
| Kevin Michael Major | Tlg Advisors, Inc. BD affiliated | Onedigital institutional | Other | May 6, 2022 | May 4, 2022 |
| Timothy Lane Lewis | Tlg Advisors, Inc. BD affiliated | Eversource Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2022 | Apr 13, 2022 |
| Mark C Chen | Tlg Advisors, Inc. BD affiliated | Hsbc Securities (USA) Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2022 | Mar 30, 2022 |
| David Joseph Francis | Tlg Advisors, Inc. BD affiliated | Townsend independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2022 | May 10, 2022 (63 d) |
| Jeffrey William Kolasinski | Tlg Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2022 | Feb 7, 2022 |
| Sean Patrick Swanson | Tlg Advisors, Inc. BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2021 | Dec 17, 2021 (58 d) |
| Jonathan M Davis | Tlg Advisors, Inc. BD affiliated | Valmark Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2021 | Oct 18, 2021 |
| Scott Taylor Marshall | Tlg Advisors, Inc. BD affiliated | Valmark Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2021 | Oct 18, 2021 |
| Brent Lee Walker | Tlg Advisors, Inc. BD affiliated | Valmark Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2021 | Oct 18, 2021 |
| Yongyi Fan | Tlg Advisors, Inc. BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2021 | Oct 20, 2021 |
| Muna Malik | Tlg Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 20, 2021 | Jan 3, 2023 (470 d) |
| Debra A Tyler | Tlg Advisors, Inc. BD affiliated | Insigneo Advisory Services, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 16, 2021 | Sep 30, 2021 |
| Henry Montag | Tlg Advisors, Inc. BD affiliated | Lebenthal Global Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 16, 2021 | Aug 30, 2021 |
| Rajiv Rebello | Tlg Advisors, Inc. BD affiliated | Colva Capital LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 13, 2021 | Oct 27, 2021 (44 d) |
| Jorge Alberto Valdes | Tlg Advisors, Inc. BD affiliated | Financial Designs Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 17, 2021 | Jul 7, 2021 |
| Brent Andrew Hann | Tlg Advisors, Inc. BD affiliated | Linden Thomas Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 11, 2020 | Jun 4, 2021 (175 d) |
| Arthur Kerwin Sobczak | Tlg Advisors, Inc. BD affiliated | Private Wealth Services, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 3, 2020 | Dec 2, 2020 |
| Holly Hynes | Tlg Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 17, 2020 | Oct 5, 2021 (383 d) |
| John Joseph Moriarty | Tlg Advisors, Inc. BD affiliated | Wealthmd Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 9, 2020 | May 11, 2021 (244 d) |
| Bruce Allen Popper | Tlg Advisors, Inc. BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2020 | Aug 11, 2020 |
| Eric Paul Rader | Tlg Advisors, Inc. BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2020 | Jul 8, 2020 |
| Philip Charles Hagopian | Tlg Advisors, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2020 | Jul 2, 2020 |
| Harrison Taylor Mcdougal | Tlg Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 8, 2020 | Jun 9, 2020 |
| Norman Milton Bald | Tlg Advisors, Inc. BD affiliated | Corecap Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2020 | Apr 20, 2020 (31 d) |
| Alan Tuchmann | Tlg Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Dec 31, 2019 | Dec 6, 2021 (706 d) |
| Ethan Michael Schmidt | Tlg Advisors, Inc. BD affiliated | Catalyst Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2019 | Oct 10, 2019 |
| Clayton Wood | Tlg Advisors, Inc. BD affiliated | Cg Advisory Services independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2019 | Nov 26, 2019 |
195 moves match.