DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from 1st Global Advisors Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Rusty Fred Erwin Roush1st Global Advisors Inc otherArcher Investment Corporation otherOtherFeb 2, 2018Jan 30, 2018
Justin James Klunder1st Global Advisors Inc otherGray Private Wealth, LLC otherOtherFeb 1, 2018Apr 15, 2016
Arif Madad Ali1st Global Advisors Inc otherGlobal Financial Private Capital, Inc. otherOtherJan 25, 2018Jan 26, 2018
Michael Bruce Digiacinto1st Global Advisors Inc otherWorth Financial Group Inc. independent RIAOtherJan 2, 2018Jan 2, 2018
William Frank Torres1st Global Advisors Inc otherCerda Munoz Advisors, Inc independent RIAOtherDec 31, 2017Nov 21, 2025 (2882 d)
Scott Allen Van De Ven1st Global Advisors Inc otherCetera Investment Advisers LLC otherOtherDec 31, 2017Mar 26, 2018 (85 d)
Laura Lea Witt1st Global Advisors Inc otherSimmons First Investment Group, Inc. otherOtherDec 18, 2017Jan 29, 2018 (42 d)
Dane Michael Brockman1st Global Advisors Inc otherThe Wealth Consulting Group otherOtherNov 20, 2017Nov 17, 2017
Wiley Cecil Keel1st Global Advisors Inc otherCambridge Investment Research Advisors, Inc. otherOtherNov 17, 2017Nov 16, 2017
Ricky Lynn Robertson1st Global Advisors Inc otherCambridge Investment Research Advisors, Inc. otherOtherNov 17, 2017Nov 16, 2017
Thomas Meade Kampfmueller1st Global Advisors Inc otherCambridge Investment Research Advisors, Inc. otherOtherNov 16, 2017Nov 16, 2017
Laura A. Goodman1st Global Advisors Inc otherCambridge Investment Research Advisors, Inc. otherOtherNov 16, 2017Nov 16, 2017
David George Williams1st Global Advisors Inc otherWilliams Wealth Management, Inc. state registeredOtherNov 8, 2017Dec 7, 2006
Thomas Henry Richardson1st Global Advisors Inc otherKarsten Advisors independent RIAOtherNov 1, 2017Nov 2, 2017
Robert Charles Carte1st Global Advisors Inc otherAvantax Advisory Services otherOtherNov 1, 2017Nov 8, 2017
Angelica Vernay Proctor1st Global Advisors Inc otherM Holdings Securities, Inc. BD affiliatedOtherSep 12, 2017Mar 1, 2019 (535 d)
Jordan Nicholas Andreola1st Global Advisors Inc otherPersonal Capital Advisors Corporation otherOtherSep 8, 2017Sep 18, 2017
Ronald Mark Geurkink1st Global Advisors Inc otherMomentum Independent Network Inc. otherOtherSep 1, 2017Nov 16, 2017 (76 d)
Christopher Brian Jones1st Global Advisors Inc otherCenter Street Advisors, Inc. BD affiliatedOtherAug 4, 2017Dec 19, 2018 (502 d)
Erin Morgan Steele1st Global Advisors Inc otherSagepoint Financial, Inc. otherOtherJul 17, 2017Jul 14, 2017
Alexandra Odessa Vidal1st Global Advisors Inc otherHouseholder Group Estate & Retirement Specialists independent RIAOtherJun 9, 2017Aug 9, 2019 (791 d)
Dylan Robert Greene1st Global Advisors Inc otherCharles Schwab & Co., Inc. national BDOtherMay 18, 2017Mar 29, 2018 (315 d)
John Schlotz1st Global Advisors Inc otherAvantax Advisory Services otherOtherApr 6, 2017Apr 28, 2017
Brent Anthony Kalka1st Global Advisors Inc otherMueller Financial Services, Inc. unclassifiedOtherMar 30, 2017May 25, 2004
Debra Ann Schulz1st Global Advisors Inc otherIndependent Financial Partners otherOtherMar 30, 2017Mar 30, 2017
Susan Marie Garbarino1st Global Advisors Inc otherMueller Financial Services, Inc. unclassifiedOtherMar 30, 2017May 21, 2013
Brennan Michael Hollenbeck1st Global Advisors Inc otherMueller Financial Services, Inc. unclassifiedOtherMar 30, 2017Aug 5, 2016
Kathleen H Hosty1st Global Advisors Inc otherMueller Financial Services, Inc. unclassifiedOtherMar 30, 2017May 21, 2013
Thomas Payton Collins1st Global Advisors Inc otherLevel Four Advisory Services otherOtherMar 20, 2017Mar 24, 2017
Eric Alaniz1st Global Advisors Inc otherAvantax Advisory Services otherOtherMar 8, 2017May 2, 2017 (55 d)
Latoya Lavone Martin1st Global Advisors Inc otherCharles Schwab & Co., Inc. national BDOtherMar 1, 2017Oct 26, 2017 (239 d)
Marvin Wayne Farrar1st Global Advisors Inc otherUnited Planners' Financial Services Of America A Limited Partner independent RIAOtherDec 31, 2016Feb 17, 2021 (1509 d)
Melissa Mae Oconnell1st Global Advisors Inc otherSanctuary Advisors, LLC otherOtherNov 30, 2016Aug 17, 2017 (260 d)
Jill Helene Kasen1st Global Advisors Inc otherKasen Investment Services, Inc. unclassifiedOtherNov 4, 2016Aug 12, 2008
Gregory Allen Grooms1st Global Advisors Inc otherDavis-Monk Financial Group, Inc. unclassifiedOtherNov 1, 2016Jan 17, 2006
Zane Keegan Shelley1st Global Advisors Inc otherCharles Schwab & Co., Inc. national BDOtherNov 1, 2016Nov 7, 2016
Paul Jeffrey Hayden1st Global Advisors Inc otherAmeriprise Financial Services, LLC national BDOtherOct 6, 2016Oct 6, 2016
Peter Francis Stratton1st Global Advisors Inc otherUnion Capital Company independent RIAOtherOct 6, 2016Oct 13, 2016
Bruce Stanley Hesse1st Global Advisors Inc otherPrivate Advisor Group, LLC otherOtherOct 5, 2016Oct 13, 2016
Leslie Carolyn Killgore1st Global Advisors Inc otherCharles Schwab & Co., Inc. national BDOtherSep 30, 2016Oct 10, 2016
Sandra Diane Bailey1st Global Advisors Inc otherCharles Schwab & Co., Inc. national BDOtherSep 30, 2016Oct 6, 2016
Joseph Eli Killgore1st Global Advisors Inc otherCharles Schwab & Co., Inc. national BDOtherSep 30, 2016Oct 6, 2016
Roxanne M Rubenstein1st Global Advisors Inc otherMorgan Stanley wirehouseOtherSep 29, 2016Apr 20, 2017 (203 d)
Linda Louise Stapf1st Global Advisors Inc otherProsperity - An Eisneramper Company otherOtherAug 1, 2016Aug 1, 2016
Ogert Kraja1st Global Advisors Inc otherCharles Schwab & Co., Inc. national BDOtherMay 12, 2016Feb 10, 2023 (2465 d)
Sanford Michael Fisch1st Global Advisors Inc otherIntegrity Alliance, LLC independent RIAOtherMar 1, 2016Nov 29, 2023 (2829 d)
Cindy Scott1st Global Advisors Inc otherTransamerica Retirement Advisors, LLC otherOtherFeb 12, 2016Dec 20, 2017 (677 d)
John Edward Fleming1st Global Advisors Inc otherFirst Allied Advisory Services, Inc. otherOtherJan 29, 2016Jan 28, 2016
Wesley Allen Roland1st Global Advisors Inc otherOsaic Wealth, Inc. otherOtherJan 19, 2016Jan 19, 2016
Jeffrey Mayer Jacobs1st Global Advisors Inc otherSalvus Wealth Management, LLC independent RIAOtherDec 31, 2015Jul 21, 2016 (203 d)
Jennifer Ellen Riva-Kirk1st Global Advisors Inc otherRedwitz Wealth Management Group unclassifiedOtherDec 31, 2015Oct 12, 2004
Timothy Van Ryder1st Global Advisors Inc otherEsi Financial Advisors otherOtherDec 23, 2015Feb 1, 2016 (40 d)
Victor Manuel Soto1st Global Advisors Inc otherEdward Jones national BDOtherDec 1, 2015Jul 19, 2022 (2422 d)
Steven Wilder1st Global Advisors Inc otherAmeriprise Financial Services, LLC national BDOtherNov 16, 2015Dec 15, 2015
Sabrina F Karns1st Global Advisors Inc otherCommonwealth Financial Network national BDOtherOct 12, 2015Oct 13, 2015
Philip Glenn Sherman1st Global Advisors Inc otherKms Financial Services, Inc otherOtherOct 1, 2015Jan 27, 2016 (118 d)
Jennifer Ann Sweeney1st Global Advisors Inc otherGgm Wealth Advisors otherOtherAug 31, 2015Nov 25, 2015 (86 d)
Kenneth Hans Teksten Olson1st Global Advisors Inc otherLPL Financial LLC otherOtherAug 18, 2015Aug 24, 2015
David Scott Stone1st Global Advisors Inc otherStone Financial state registeredOtherAug 3, 2015Aug 24, 2015
Logan Christopher Spaw1st Global Advisors Inc otherStone Financial state registeredOtherAug 3, 2015Aug 24, 2015
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456 moves match.