DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Empower Advisory Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Sean Anthony GarrettEmpower Advisory Group, LLC BD affiliatedRaymond James & Associates, Inc. national BDAffiliated broker-dealer or bank to anotherApr 11, 2023Apr 18, 2023
Benjamin Lewis SwainEmpower Advisory Group, LLC BD affiliatedCharles Schwab & Co., Inc. national BDAffiliated broker-dealer or bank to anotherMar 28, 2023Apr 20, 2023
Teyonna S. HarrisEmpower Advisory Group, LLC BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseMar 28, 2023Feb 11, 2025 (686 d)
Jonathan SewellEmpower Advisory Group, LLC BD affiliatedPnc Wealth Management BD affiliatedAffiliated broker-dealer or bank to anotherMar 28, 2023Jan 25, 2024 (303 d)
Joshua ErnestEmpower Advisory Group, LLC BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseMar 28, 2023Apr 6, 2023
Zachary Ryan MenardEmpower Advisory Group, LLC BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseMar 20, 2023Apr 3, 2023
Christopher Charles FoxEmpower Advisory Group, LLC BD affiliatedPruco Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 3, 2023Mar 16, 2023
Jiven FloresEmpower Advisory Group, LLC BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherMar 3, 2023Jun 20, 2023 (109 d)
Jenna RancourtEmpower Advisory Group, LLC BD affiliatedNationwide Investment Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 3, 2023May 1, 2023 (59 d)
Michael J HeiserEmpower Advisory Group, LLC BD affiliatedBuckingham Strategic Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 1, 2023Mar 2, 2023
Joseph Frederick BlairEmpower Advisory Group, LLC BD affiliatedAllspring Funds Management, LLC asset managerOtherFeb 21, 2023Mar 8, 2023
Karina MarquezEmpower Advisory Group, LLC BD affiliatedPrincipal Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherFeb 15, 2023Apr 17, 2023 (61 d)
Rosaline Rogers BanksEmpower Advisory Group, LLC BD affiliatedAdvice And Planning Services BD affiliatedAffiliated broker-dealer or bank to anotherFeb 15, 2023Mar 10, 2023
Ned Michael MeloniEmpower Advisory Group, LLC BD affiliatedCuso Financial Services, L.P. BD affiliatedAffiliated broker-dealer or bank to anotherJan 31, 2023Jan 23, 2023
Jeffrey S SimmonsEmpower Advisory Group, LLC BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJan 31, 2023May 17, 2023 (106 d)
Nefartari Titi WardEmpower Advisory Group, LLC BD affiliatedEdelman Financial Engines mixed wealthAffiliated broker-dealer or bank to independent RIAJan 31, 2023Sep 28, 2023 (240 d)
Kyle Thomas De VriesEmpower Advisory Group, LLC BD affiliatedNeuberger Berman Bd LLC no RAUMOtherJan 31, 2023Jan 31, 2023
Scott Lewis BatleyEmpower Advisory Group, LLC BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseJan 31, 2023Apr 11, 2023 (70 d)
Alexis SchulteEmpower Advisory Group, LLC BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 31, 2023Mar 30, 2023 (58 d)
Erika Danielle FerrisEmpower Advisory Group, LLC BD affiliatedAllied Investment Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 17, 2023Jan 27, 2023
Tyler PattersonEmpower Advisory Group, LLC BD affiliatedSummitry, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 22, 2022Jul 24, 2023 (214 d)
Jason Lee TuckerEmpower Advisory Group, LLC BD affiliatedInvestment Consulting Services, LLC no RAUMOtherDec 19, 2022Jul 16, 2024 (575 d)
Jared T EvangelousEmpower Advisory Group, LLC BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 16, 2022Mar 21, 2024 (461 d)
Vincenzo Franco DastoliEmpower Advisory Group, LLC BD affiliatedCreative Planning independent RIAAffiliated broker-dealer or bank to independent RIADec 15, 2022Dec 15, 2022
Katharine CollinsEmpower Advisory Group, LLC BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherDec 6, 2022Apr 17, 2023 (132 d)
Dominique LacarraEmpower Advisory Group, LLC BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseDec 6, 2022Mar 17, 2023 (101 d)
Willie F GriffinEmpower Advisory Group, LLC BD affiliatedVoya Retirement Advisors, LLC otherOtherNov 30, 2022Jul 19, 2023 (231 d)
John ZuzuloEmpower Advisory Group, LLC BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseNov 25, 2022Jan 9, 2023 (45 d)
Timothy Paul FoleyEmpower Advisory Group, LLC BD affiliatedVoya Financial Partners, LLC no RAUMOtherNov 25, 2022Feb 9, 2023 (76 d)
James Aaron HargisEmpower Advisory Group, LLC BD affiliatedCitigroup Global Markets Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 23, 2022Jun 8, 2023 (197 d)
Matthew Alexander JaskelEmpower Advisory Group, LLC BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 23, 2022Jan 19, 2023 (57 d)
Thomas ZimmerEmpower Advisory Group, LLC BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseNov 8, 2022Jan 20, 2023 (73 d)
Darnel D'Von JamesEmpower Advisory Group, LLC BD affiliatedPrincipal Advised Services BD affiliatedAffiliated broker-dealer or bank to anotherNov 8, 2022Oct 10, 2024 (702 d)
Valerie L FoleyEmpower Advisory Group, LLC BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherNov 8, 2022Mar 21, 2024 (499 d)
Vladimir C StrickerEmpower Advisory Group, LLC BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseNov 8, 2022Feb 10, 2023 (94 d)
Patrick Mathias BurkeEmpower Advisory Group, LLC BD affiliated133 Legacy state registeredAffiliated broker-dealer or bank to a state-registered adviserNov 8, 2022Jan 4, 2024 (422 d)
Anthony Allen SaccoEmpower Advisory Group, LLC BD affiliatedFrost Investment Services BD affiliatedAffiliated broker-dealer or bank to anotherOct 21, 2022Dec 22, 2022 (62 d)
Moritz C MewsEmpower Advisory Group, LLC BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseOct 21, 2022Dec 16, 2022 (56 d)
Deshon Patrick RobinsonEmpower Advisory Group, LLC BD affiliatedCreative Planning independent RIAAffiliated broker-dealer or bank to independent RIAOct 21, 2022Oct 18, 2022
Geraldine J RodriguesEmpower Advisory Group, LLC BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseOct 17, 2022Dec 22, 2022 (66 d)
Matthew B TeevanEmpower Advisory Group, LLC BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 14, 2022Feb 27, 2026 (1232 d)
Conor MooreEmpower Advisory Group, LLC BD affiliatedVoya Financial Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 14, 2022Nov 2, 2022
Christopher P ErsboEmpower Advisory Group, LLC BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 11, 2022Jan 5, 2024 (451 d)
Ricky Joe DoverEmpower Advisory Group, LLC BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 10, 2022Feb 27, 2023 (140 d)
Dane Michael NewberryEmpower Advisory Group, LLC BD affiliatedCharles Schwab & Co., Inc. national BDAffiliated broker-dealer or bank to anotherOct 10, 2022Feb 23, 2023 (136 d)
Jerry WilliamsEmpower Advisory Group, LLC BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseOct 6, 2022Nov 9, 2022 (34 d)
Dennis LeiliEmpower Advisory Group, LLC BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseOct 6, 2022Oct 25, 2022
Jillian Faye GingrasEmpower Advisory Group, LLC BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherOct 6, 2022Oct 26, 2022
John Ronald KahleEmpower Advisory Group, LLC BD affiliatedCelebrate Financial Planning unclassifiedOtherOct 4, 2022Nov 19, 2022 (46 d)
Donald Earl RobertsEmpower Advisory Group, LLC BD affiliatedBks Retirement Services no RAUMOtherOct 4, 2022Oct 10, 2022
Mark Anthony RuffoEmpower Advisory Group, LLC BD affiliatedOsaic Fa, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 22, 2022Sep 21, 2022
Jonathan David AdamsEmpower Advisory Group, LLC BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseSep 22, 2022Jun 1, 2023 (252 d)
Ronald Alan KellerEmpower Advisory Group, LLC BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseSep 22, 2022Oct 21, 2022
Brenda J FreemanEmpower Advisory Group, LLC BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherSep 22, 2022May 11, 2023 (231 d)
Ryan S RaposaEmpower Advisory Group, LLC BD affiliatedOsaic Wealth, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 1, 2022Feb 7, 2023 (159 d)
Mitchell L SchwagerEmpower Advisory Group, LLC BD affiliatedT. Rowe Price Advisory Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIASep 1, 2022Oct 4, 2022 (33 d)
Albert Brandon ShirkeyEmpower Advisory Group, LLC BD affiliatedT. Rowe Price Advisory Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIASep 1, 2022Sep 22, 2022
Nicholas Vincent GrassiaEmpower Advisory Group, LLC BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseSep 1, 2022Dec 2, 2022 (92 d)
Dax K WestlundEmpower Advisory Group, LLC BD affiliatedE*Trade Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 25, 2022Sep 16, 2022
Kyle LippoldEmpower Advisory Group, LLC BD affiliatedRetireright Consulting Group otherOtherAug 25, 2022Aug 31, 2022
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579 moves match.