DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from American Portfolios Advisors, Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Daniel A Baratz	American Portfolios Advisors, Inc other	Sowell Management other	Other	Feb 27, 2018	Feb 28, 2018
Matthew James Lohrius	American Portfolios Advisors, Inc other	Ritholtz Wealth Management independent RIA	Other	Dec 31, 2017	May 23, 2025 (2700 d)
Paul Machiste Visca	American Portfolios Advisors, Inc other	Cambridge Investment Research Advisors, Inc. BD affiliated	Other	Nov 14, 2017	Apr 9, 2021 (1242 d)
Mark Alan Stoltzfus	American Portfolios Advisors, Inc other	LPL Financial LLC other	Other	Sep 18, 2017	Sep 15, 2017
Matthew Reakus	American Portfolios Advisors, Inc other	Sowell Management other	Other	Aug 30, 2017	Mar 5, 2018 (187 d)
Roger Steven Kalina	American Portfolios Advisors, Inc other	Benchmark Financial Wealth Advisors LLC no RAUM	Other	Jul 14, 2017	Jul 17, 2017
Robert James Halldin	American Portfolios Advisors, Inc other	Vestech Asset Management Inc. state registered	Other	Jul 6, 2017	Aug 8, 2017 (33 d)
Allan Steven Vera	American Portfolios Advisors, Inc other	Gradient Advisors, LLC other	Other	Jun 13, 2017	Jul 11, 2017
Robert Francis Walsh	American Portfolios Advisors, Inc other	Centaurus Financial, Inc. other	Other	Jun 1, 2017	Jun 1, 2017
Alan Jay Bernstein	American Portfolios Advisors, Inc other	Centaurus Financial, Inc. other	Other	Jun 1, 2017	May 31, 2017
Michael Simon Guttadaro	American Portfolios Advisors, Inc other	Centaurus Financial, Inc. other	Other	Jun 1, 2017	Jun 1, 2017
Thomas K Queri	American Portfolios Advisors, Inc other	Novem Group other	Other	May 15, 2017	Mar 9, 2015
Nicholas P Nachbur	American Portfolios Advisors, Inc other	Ameriprise Financial Services, LLC national BD	Other	Apr 3, 2017	Apr 3, 2017
David Efrem Warshaw	American Portfolios Advisors, Inc other	Blueprint Wealth Alliance, LLC independent RIA	Other	Jan 17, 2017	Mar 9, 2018 (416 d)
Andrew Charles Tomlinson	American Portfolios Advisors, Inc other	Professional Planning Services other	Other	Jan 12, 2017	Jan 19, 2017
Mark A Ruhe	American Portfolios Advisors, Inc other	Cetera Investment Advisers LLC other	Other	Jan 11, 2017	Jan 19, 2017
Jeanie Fielder Eymontt	American Portfolios Advisors, Inc other	Absolute Alpha Corp state registered	Other	Dec 31, 2016	Dec 10, 2016
Everette Meade Seay	American Portfolios Advisors, Inc other	MML Investors Services, LLC other	Other	Oct 7, 2016	Nov 4, 2016
Jacob Boyce	American Portfolios Advisors, Inc other	M&T Securities, Inc. unclassified	Other	Jun 15, 2016	May 16, 2016
Kyle Robert Kelley	American Portfolios Advisors, Inc other	Family Capital Management other	Other	Apr 26, 2016	Jul 14, 2016 (79 d)
Michael Loren Nichols	American Portfolios Advisors, Inc other	Raymond James Financial Services Advisors, Inc other	Other	Apr 15, 2016	May 12, 2016
Keith Edward Robertson	American Portfolios Advisors, Inc other	LPL Financial LLC other	Other	Apr 6, 2016	Mar 22, 2016
Mike Joseph Senechal	American Portfolios Advisors, Inc other	Securian Financial Services, Inc. other	Other	Mar 22, 2016	Apr 11, 2016
Joseph Evans	American Portfolios Advisors, Inc other	Centaurus Financial, Inc. other	Other	Mar 15, 2016	Apr 14, 2016
David Franklin Moore	American Portfolios Advisors, Inc other	Creativeone Wealth, LLC independent RIA	Other	Mar 8, 2016	Jul 22, 2019 (1231 d)
David George Mowad	American Portfolios Advisors, Inc other	Kolinsky Wealth Management, LLC other	Other	Feb 16, 2016	Feb 10, 2016
Nicholas John Efthemis	American Portfolios Advisors, Inc other	Emergent Wealth Advisors, LLC independent RIA	Other	Dec 31, 2015	Apr 8, 2021 (1925 d)
Charles Edgar Hanny	American Portfolios Advisors, Inc other	Emergent Wealth Advisors, LLC other	Other	Dec 31, 2015	Jan 5, 2016
Frederick Lawrence Helmick	American Portfolios Advisors, Inc other	Trustmont Advisory Group, Inc. other	Other	Dec 31, 2015	Jan 6, 2016
Kay Chere Smith	American Portfolios Advisors, Inc other	LPL Financial LLC independent RIA	Other	Dec 31, 2015	Dec 21, 2017 (721 d)
Douglas Matthew James	American Portfolios Advisors, Inc other	Raymond James Financial Services Advisors, Inc other	Other	Nov 11, 2015	Oct 30, 2015
Todd Matthew Clark	American Portfolios Advisors, Inc other	Atlas Capital Management Corp other	Other	Nov 3, 2015	Oct 14, 2015
Joseph Fernandes	American Portfolios Advisors, Inc other	Gwn Securities Inc. other	Other	Jun 4, 2015	Jun 8, 2015
Michael John Desmond	American Portfolios Advisors, Inc other	Raymond James Financial Services Advisors, Inc other	Other	Apr 8, 2015	May 28, 2015 (50 d)
Andrew Michael Harman	American Portfolios Advisors, Inc other	Park Avenue Securities LLC other	Other	Apr 8, 2015	Mar 10, 2016 (337 d)
Stuart Michael Simchowitz	American Portfolios Advisors, Inc other	Calton & Associates, Inc. other	Other	Apr 1, 2015	Oct 16, 2014
Logan Thomas Ross	American Portfolios Advisors, Inc other	Cig Asset Management, Inc. other	Other	Mar 23, 2015	Apr 21, 2015
Paul David Mardoian	American Portfolios Advisors, Inc other	Fairhaven Wealth Management, LLC other	Other	Mar 3, 2015	Apr 24, 2015 (52 d)
Maryjo Morello	American Portfolios Advisors, Inc other	Msi Financial Services, Inc. other	Other	Jan 29, 2015	Jan 26, 2015
Deborah Wallace Anzelc	American Portfolios Advisors, Inc other	Msi Financial Services, Inc. other	Other	Jan 29, 2015	Jan 30, 2015
Brian Dale Yarch	American Portfolios Advisors, Inc other	Regal Investment Advisors LLC other	Other	Dec 31, 2014	Jul 2, 2010
Michael Francis Moss	American Portfolios Advisors, Inc other	Invest Financial Corporation other	Other	Dec 19, 2014	Dec 2, 2014
James William Ugone	American Portfolios Advisors, Inc other	Novem Group other	Other	Nov 24, 2014	Nov 10, 2014
Dominic Vincent Privitera	American Portfolios Advisors, Inc other	Woodbury Financial Services, Inc. other	Other	Nov 19, 2014	Oct 27, 2014
William Henry Platt	American Portfolios Advisors, Inc other	Momentum Advisors other	Other	Oct 24, 2014	Mar 23, 2015 (150 d)
Kenneth William Hauck	American Portfolios Advisors, Inc other	Professional Planning Services other	Other	Aug 4, 2014	Aug 25, 2014
Keith Christian Layman	American Portfolios Advisors, Inc other	David R. Kern Asset Management other	Other	Aug 4, 2014	Feb 10, 2014
Joseph Thomas Wiegand	American Portfolios Advisors, Inc other	David R. Kern Asset Management other	Other	Aug 4, 2014	Feb 10, 2014
Louis Cosmo Ciliberti	American Portfolios Advisors, Inc other	Professional Planning Services other	Other	Jul 22, 2014	Jul 12, 2013
James Joseph Zabatta	American Portfolios Advisors, Inc other	Professional Planning Services other	Other	Jul 22, 2014	Jul 12, 2013
Anthony Vincent Sciuto	American Portfolios Advisors, Inc other	Ameriprise Financial Services, LLC national BD	Other	Jul 21, 2014	Jul 15, 2014
Linda Ellen Grant-Smith	American Portfolios Advisors, Inc other	Signator Investors, Inc. other	Other	Jul 18, 2014	Jul 18, 2014
Paul William Adamo	American Portfolios Advisors, Inc other	Esi Financial Advisors other	Other	Jul 3, 2014	Jul 3, 2014
Lawrence Charles Copeland	American Portfolios Advisors, Inc other	Voya Financial Advisors, Inc. other	Other	Jun 3, 2014	Jun 3, 2014
James Christopher Copeland	American Portfolios Advisors, Inc other	Voya Financial Advisors, Inc. other	Other	Jun 3, 2014	Jun 3, 2014
Gregory James Rahmlow	American Portfolios Advisors, Inc other	Wells Fargo Advisors wirehouse	Other	May 27, 2014	May 23, 2014
Deepa Gibbons	American Portfolios Advisors, Inc other	Hsbc Securities (USA) Inc. other	Other	Apr 21, 2014	Feb 5, 2016 (655 d)
Christopher Vincent Burr	American Portfolios Advisors, Inc other	Steady Returns independent RIA	Other	Jan 8, 2014	Oct 7, 2024 (3925 d)
Michael William Burr	American Portfolios Advisors, Inc other	Steady Returns independent RIA	Other	Jan 8, 2014	Feb 11, 2016 (764 d)
Jason Bernard Myers	American Portfolios Advisors, Inc other	Silver Grove Advisory Services independent RIA	Other	Dec 31, 2013	Jul 23, 2021 (2761 d)

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326 moves match.