DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Spire Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Cecile Elisabeth HultSpire Wealth Management, LLC BD affiliatedOsaic Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 14, 2019May 6, 2019
Eric Shawn AshburnSpire Wealth Management, LLC BD affiliatedOsaic Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 14, 2019May 3, 2019
Robert B JorgensenSpire Wealth Management, LLC BD affiliatedBrookstone Capital Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 30, 2019Mar 19, 2020 (324 d)
William K ChaoSpire Wealth Management, LLC independent RIAMorgan Stanley wirehouseRIA to wirehouseMar 25, 2019Apr 23, 2019
Tarif HomsiSpire Wealth Management, LLC independent RIAUBS Financial Services Inc. wirehouseRIA to wirehouseFeb 14, 2019Apr 10, 2019 (55 d)
Sebastian Earl EcclesSpire Wealth Management, LLC independent RIALife Line Wealth Management LLC independent RIARIA to RIAJan 25, 2019Oct 27, 2025 (2467 d)
Meagan Rae McguireSpire Wealth Management, LLC independent RIAMML Investors Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 17, 2018Sep 19, 2019 (276 d)
Santo BlumkeSpire Wealth Management, LLC independent RIAConcorde Asset Management, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 14, 2018Jan 15, 2019 (32 d)
Mark Michael FryeSpire Wealth Management, LLC independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankDec 14, 2018Feb 5, 2019 (53 d)
Matthew Hinton LoganSpire Wealth Management, LLC independent RIAGradient Advisors, LLC independent RIARIA to RIADec 10, 2018Jan 18, 2019 (39 d)
David John O'NeillSpire Wealth Management, LLC independent RIAHeritage Financial LLC independent RIARIA to RIAAug 31, 2018Oct 11, 2018 (41 d)
James Drew HarringtonSpire Wealth Management, LLC independent RIABluesphere Advisors LLC no RAUMOtherAug 1, 2018Jul 31, 2018
Neal James HebertSpire Wealth Management, LLC independent RIAPruco Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 17, 2018Aug 13, 2018
Kevin P MooreSpire Wealth Management, LLC independent RIAMorgan Stanley wirehouseRIA to wirehouseJul 3, 2018Aug 3, 2018 (31 d)
Kristen Marie MuellerSpire Wealth Management, LLC independent RIASolidity Financial LLC state registeredRIA to a state-registered adviserJun 4, 2018Sep 5, 2018 (93 d)
Christopher Shaun AlexanderSpire Wealth Management, LLC independent RIAPersonal Capital Advisors Corporation independent RIARIA to RIAApr 24, 2018Aug 16, 2018 (114 d)
Tami Lynne AloisaSpire Wealth Management, LLC otherHayden Royal independent RIAOtherJan 8, 2018Feb 5, 2018
Christopher Allan OwensSpire Wealth Management, LLC otherMorgan Stanley wirehouseOtherDec 8, 2016Sep 26, 2017 (292 d)
Neetul K SharmaSpire Wealth Management, LLC otherCapital One Advisors, LLC otherOtherOct 17, 2016Nov 7, 2016
Joel Robert ZapfSpire Wealth Management, LLC otherAmeriprise Financial Services, LLC national BDOtherOct 4, 2016Mar 21, 2017 (168 d)
Robert Scott PulsiferSpire Wealth Management, LLC otherAlmanack Investment Partners otherOtherApr 29, 2016Mar 31, 2016
Deborah Ann DeckmanSpire Wealth Management, LLC otherAlmanack Investment Partners otherOtherApr 13, 2016Apr 11, 2016
Kevin Raymond HarperSpire Wealth Management, LLC otherAlmanack Investment Partners otherOtherMar 31, 2016Apr 1, 2016
Daniel Cook GuySpire Wealth Management, LLC otherAlmanack Investment Partners otherOtherMar 31, 2016Apr 1, 2016
James William JudgeSpire Wealth Management, LLC otherAlmanack Investment Partners otherOtherMar 1, 2016Mar 4, 2016
Brian J MoserSpire Wealth Management, LLC otherPnc Wealth Management otherOtherJul 22, 2015Aug 3, 2015
Peter Gerard Van DesselSpire Wealth Management, LLC otherAbbington Investment Group, LLC otherOtherMar 31, 2015Dec 20, 2022 (2821 d)
Michael Vincent PapaSpire Wealth Management, LLC otherUnited Capital Financial Advisors otherOtherOct 14, 2014Sep 26, 2014
Jeffrey Scott MarkewichSpire Wealth Management, LLC otherUnited Capital Financial Advisors otherOtherOct 14, 2014Sep 26, 2014
David L. SwensonSpire Wealth Management, LLC otherUnited Capital Financial Advisors otherOtherOct 14, 2014Sep 26, 2014
Kevin Michael MurphySpire Wealth Management, LLC otherM Holdings Securities, Inc. otherOtherMar 14, 2014Jan 27, 2014
Michael Paul JurgensenSpire Wealth Management, LLC otherCetera Advisor Networks LLC otherOtherJan 3, 2014Nov 7, 2014 (308 d)
Jaime Abreu TorresSpire Wealth Management, LLC otherRBC Capital Markets, LLC national BDOtherMay 22, 2013Jul 15, 2014 (419 d)
Matthew Franklin MitchellSpire Wealth Management, LLC otherBok Financial Advisors otherOtherSep 28, 2012Nov 20, 2012 (53 d)
Christopher Keith WilkinsonSpire Wealth Management, LLC otherCapital One Financial Advisors LLC unclassifiedOtherAug 29, 2012Feb 14, 2013 (169 d)
Phillip Frederick FournierSpire Wealth Management, LLC otherWaddell & Reed otherOtherApr 29, 2011Jun 2, 2011 (34 d)
Emily Anna JohnsonSpire Wealth Management, LLC otherPolaris Capital Advisors, LLC unclassifiedOtherMar 24, 2011Feb 22, 2011
Corinne Elizabeth DoreySpire Wealth Management, LLC otherEdelman Financial Services, LLC otherOtherOct 22, 2010Oct 28, 2010
Chase Alan Smith DetersSpire Wealth Management, LLC otherRaffa Investment Advisers otherOtherMay 7, 2010Jul 15, 2010 (69 d)
David Peter PankiwSpire Wealth Management, LLC otherBrewer Investment Advisors LLC unclassifiedOtherApr 30, 2010Apr 30, 2010
John Gabriel Talcott SlaterSpire Wealth Management, LLC otherBrewer Investment Advisors LLC unclassifiedOtherApr 30, 2010Apr 30, 2010
Matthew Edward GaffeySpire Wealth Management, LLC otherStrategic Advisers LLC national BDOtherMar 5, 2010Mar 29, 2010
Jerry Edward GuidoSpire Wealth Management, LLC otherInvestment Professionals, Inc. otherOtherApr 2, 2009Sep 3, 2009 (154 d)
Dennis Miles CampbellSpire Wealth Management, LLC otherMetrics Money Management, LLC unclassifiedOtherDec 31, 2008Jan 2, 2009
James Gerard WilliamsSpire Wealth Management, LLC otherOsaic Fa, Inc. otherOtherOct 2, 2008Oct 10, 2008
David Robert FrederickSpire Wealth Management, LLC otherPacific West Financial Consultants Inc otherOtherFeb 15, 2008Feb 15, 2008
Junko Ishigami HorvathSpire Wealth Management, LLC otherMv Capital Management, Inc. otherOtherDec 31, 2007Feb 19, 2008 (50 d)
Kathy Lynn BanyasSpire Wealth Management, LLC otherScott & Stringfellow, LLC otherOtherMay 26, 2006Jul 6, 2006 (41 d)
Robert B JorgensenSpire Wealth Management, LLC otherAscentia Capital Partners, LLC otherOtherFeb 2, 2006Feb 15, 2006
Robert Hubbard TrowbridgeSpire Wealth Management, LLC otherDominion Wealth Management, Inc. otherOtherSep 22, 2005Aug 11, 2008 (1054 d)
Matthew Patrick BrennanSpire Wealth Management, LLC otherDominion Wealth Management, Inc. otherOtherSep 12, 2005Sep 25, 2008 (1109 d)
Mark Joseph SetaroSpire Wealth Management, LLC otherOsaic Fs, Inc. otherOtherFeb 27, 2004May 18, 2004 (81 d)
John Edward SaundersSpire Wealth Management, LLC otherLPL Financial LLC otherOtherDec 16, 2003Dec 8, 2003
Sandra Ann PappalardoSpire Wealth Management, LLC otherFinancial Sense Advisors, Inc. otherOtherJul 31, 2003Jan 23, 2007 (1272 d)
Jon Bryan DeaneSpire Wealth Management, LLC otherWalnut Street Securities, Inc. otherOtherJun 2, 2003Sep 15, 2003 (105 d)
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115 moves match.