DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Vicus Capital, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
William T AllenVicus Capital, Inc. independent RIAComposition Wealth, LLC independent RIARIA to RIAOct 21, 2025Nov 11, 2025
Roger Theron McdonaldVicus Capital, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 11, 2025Feb 10, 2025
Mark Stephen Boynton JrVicus Capital, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 11, 2025Feb 10, 2025
David Michael GuyerVicus Capital, Inc. independent RIAHornor, Townsend & Kent, LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 22, 2025Mar 24, 2025 (61 d)
Jason MarcieskiVicus Capital, Inc. independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseSep 24, 2024Nov 11, 2024 (48 d)
Gary Lee BeveridgeVicus Capital, Inc. independent RIAExeter Financial, LLC independent RIARIA to RIAMay 2, 2024May 1, 2024
Jennifer Diane MantheyVicus Capital, Inc. independent RIAOneamerica Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 4, 2024Apr 23, 2024 (50 d)
Brae Adele BeggsVicus Capital, Inc. independent RIAOlio Financial Planning independent RIARIA to RIAFeb 1, 2024Aug 14, 2024 (195 d)
Tamara Gwen KukainisVicus Capital, Inc. independent RIAEquitable Advisors, LLC national BDRIA to affiliated broker-dealer or bankSep 5, 2023Sep 7, 2023
Barbara Jean PettitVicus Capital, Inc. independent RIAEquitable Advisors, LLC national BDRIA to affiliated broker-dealer or bankSep 5, 2023Sep 7, 2023
Daniel KukainisVicus Capital, Inc. independent RIAEquitable Advisors, LLC national BDRIA to affiliated broker-dealer or bankSep 5, 2023Sep 7, 2023
Michael Scott WeismanVicus Capital, Inc. independent RIACetera Advisor Networks LLC otherOtherSep 30, 2022Sep 3, 2013
Devin Michael WilliamsVicus Capital, Inc. independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankJun 2, 2022Nov 17, 2023 (533 d)
Courtney Elaine HunsbergerVicus Capital, Inc. independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankDec 3, 2021Dec 9, 2021
Bryan David BartsVicus Capital, Inc. independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 29, 2021Feb 2, 2021
Brett Arthur BanksVicus Capital, Inc. independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 15, 2021Jan 14, 2021
Michael John LabosVicus Capital, Inc. independent RIAKestra Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 11, 2020Jun 11, 2020
Chris C LascaridesVicus Capital, Inc. independent RIAM&T Securities, Inc. unclassifiedOtherJan 6, 2020Jan 24, 2020
Jodi RuddVicus Capital, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 5, 2019Nov 22, 2019
Walter Thomas WandallVicus Capital, Inc. independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankOct 25, 2019Oct 25, 2019
Scott Donald SeymourVicus Capital, Inc. independent RIACetera Advisor Networks LLC otherOtherOct 25, 2019Sep 3, 2013
Dawn Tyra TobinVicus Capital, Inc. independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankOct 25, 2019Oct 25, 2019
Jonathan David KerstetterVicus Capital, Inc. independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankOct 25, 2019Oct 25, 2019
Pieter Van De KeerVicus Capital, Inc. independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankOct 25, 2019Oct 25, 2019
Taylor Scott VenanziVicus Capital, Inc. independent RIAActivate Wealth LLC unclassifiedOtherJul 23, 2019Oct 21, 2019 (90 d)
Nicholas Ian CavanaughVicus Capital, Inc. independent RIAHirtle & Co., LLC asset managerOtherFeb 22, 2019Mar 11, 2019
Autumn A TaylorVicus Capital, Inc. independent RIAPark Avenue Securities LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 31, 2018Dec 20, 2018 (142 d)
Michael Anthony LaporteVicus Capital, Inc. independent RIACetera Advisor Networks LLC otherOtherJul 24, 2018Sep 3, 2013
Christopher Dean TorresVicus Capital, Inc. independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 22, 2018Jan 2, 2020 (559 d)
Frank Anthony GermanaVicus Capital, Inc. independent RIABny Mellon Advisors, Inc. independent RIARIA to RIAMay 4, 2018Oct 8, 2019 (522 d)
Deanna Schuler OrfVicus Capital, Inc. otherKrilogy otherOtherOct 24, 2017Nov 30, 2017 (37 d)
John Arthur CunninghamVicus Capital, Inc. otherRetirement And Wealth At Alliant, LLC no RAUMOtherSep 18, 2017Jul 12, 2017
Robert Henry PfahlVicus Capital, Inc. otherUsi Advisors otherOtherMay 19, 2017May 19, 2017
Matthew Peter QuinnVicus Capital, Inc. otherLegacy Consulting Group otherOtherJan 31, 2017Jun 29, 2017 (149 d)
Ronald HuangVicus Capital, Inc. otherHsbc Securities (USA) Inc. otherOtherDec 31, 2016Feb 9, 2017 (40 d)
Hillary Ann SunderlandVicus Capital, Inc. otherBeacon Wealth Consultants, Inc. otherOtherMay 2, 2016Sep 1, 2017 (487 d)
Michael Louis KolojejchickVicus Capital, Inc. otherLPL Financial LLC otherOtherApr 20, 2016Jun 15, 2016 (56 d)
Ashley A MillerVicus Capital, Inc. otherMsi Financial Services, Inc. otherOtherJan 27, 2016Jan 29, 2016
James Jacob McdonaldVicus Capital, Inc. otherCetera Advisor Networks LLC otherOtherOct 7, 2015Sep 3, 2013
Charles Edwin PoeVicus Capital, Inc. otherGrand Central Investment Group, LLC no RAUMOtherNov 21, 2014Dec 1, 2014
Thomas Winfield SteeleVicus Capital, Inc. otherSecurities America Advisors, Inc. otherOtherNov 17, 2014Nov 19, 2014
Frankie Ricardo BrinVicus Capital, Inc. otherVoya Financial Advisors, Inc. otherOtherAug 26, 2013Sep 10, 2013
Kristen Elizabeth CoombsVicus Capital, Inc. otherH. Beck, Inc. otherOtherMay 31, 2013May 31, 2013
Karen Paige ShuteVicus Capital, Inc. otherH. Beck, Inc. otherOtherMay 31, 2013May 31, 2013
Lesia Jennifer BowmanVicus Capital, Inc. otherCetera Investment Advisers LLC BD affiliatedOtherMay 8, 2013Jun 23, 2025 (4429 d)
Alison EpsteinVicus Capital, Inc. otherCetera Investment Advisers LLC BD affiliatedOtherNov 30, 2012Jun 29, 2023 (3863 d)
Steven Paul FetterhoffVicus Capital, Inc. otherOsaic Wealth, Inc. otherOtherOct 15, 2012Oct 26, 2012
Jeffrey Allen WestVicus Capital, Inc. otherOsaic Wealth, Inc. otherOtherOct 15, 2012Oct 12, 2012
Shawn David MullarkeyVicus Capital, Inc. otherAllstate Financial Advisors, LLC no RAUMOtherOct 15, 2012Aug 6, 2013 (295 d)
Michael Jerome SinclairVicus Capital, Inc. otherMsi Financial Services, Inc. otherOtherSep 10, 2012Sep 11, 2012
Brian Louis WadeVicus Capital, Inc. otherIndependent Financial Partners otherOtherDec 2, 2011Dec 20, 2011
Scott Alan TankerVicus Capital, Inc. otherNext Financial Group, Inc. otherOtherAug 31, 2011Sep 1, 2011
Benn J SmithVicus Capital, Inc. otherLPL Financial LLC otherOtherMay 14, 2010Jun 9, 2010
Christian Xavier BaldinoVicus Capital, Inc. otherGradient Advisors, LLC no RAUMOtherMay 22, 2009Jan 12, 2011 (600 d)
Michael Gerald TeslowVicus Capital, Inc. otherKingsview Wealth Management, LLC otherOtherMar 23, 2009Mar 20, 2009
Chris Allen NelsonVicus Capital, Inc. otherWoodbury Financial Services, Inc. otherOtherJul 18, 2008Jul 22, 2008
Theodore Francis StaatsVicus Capital, Inc. otherWalnut Street Securities, Inc. otherOtherFeb 16, 2007Jul 19, 2007 (153 d)
Matthew Glynn OxenreiterVicus Capital, Inc. otherWalnut Street Securities, Inc. otherOtherFeb 16, 2007Jul 19, 2007 (153 d)
Matthew Kyle MehltretterVicus Capital, Inc. otherRaymond James Financial Services Advisors, Inc otherOtherDec 31, 2006Oct 24, 2017 (3950 d)
Steven Lynn SpongVicus Capital, Inc. otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherNov 3, 2005Nov 2, 2005
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65 moves match.