DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Scf Investment Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Robert Coughlin | Scf Investment Advisors, Inc. BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2024 | Aug 10, 2024 |
| John James Dominge | Scf Investment Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2024 | Aug 1, 2024 |
| Donald Richard Miller | Scf Investment Advisors, Inc. BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2024 | Jul 29, 2024 |
| Gordon Wing Sing Yee | Scf Investment Advisors, Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2024 | Jan 1, 2025 (184 d) |
| Tyler M Yee | Scf Investment Advisors, Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2024 | Jan 1, 2025 (184 d) |
| Michael Anthony Saltiel | Scf Investment Advisors, Inc. BD affiliated | Ausdal Financial Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 20, 2024 | Jun 21, 2024 |
| Glen Howard Chester | Scf Investment Advisors, Inc. BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 18, 2024 | Jun 19, 2024 |
| Ryan Guth | Scf Investment Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2024 | Jun 3, 2024 |
| David Allen Rhodes | Scf Investment Advisors, Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2024 | Aug 27, 2026 (814 d) |
| Jayson Patrick O'Connor | Scf Investment Advisors, Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2024 | May 31, 2024 |
| Laura Lee Sydenstricker | Scf Investment Advisors, Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2024 | May 31, 2024 |
| Pamela Sue Harrison | Scf Investment Advisors, Inc. BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 24, 2024 | Apr 30, 2024 |
| Gregory G Nelson | Scf Investment Advisors, Inc. BD affiliated | Soulence Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 7, 2024 | Apr 10, 2026 (764 d) |
| Robert Hale Rinker | Scf Investment Advisors, Inc. BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2024 | Feb 7, 2024 |
| John Mark Prewitt | Scf Investment Advisors, Inc. BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2024 | Feb 7, 2024 |
| Christopher Graham Stewart | Scf Investment Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2023 | Aug 14, 2023 |
| Robert Chad Denton | Scf Investment Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2023 | Aug 14, 2023 |
| Gregg William Huxley | Scf Investment Advisors, Inc. BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2023 | Jan 6, 2025 (524 d) |
| Douglas Bradley Murrill | Scf Investment Advisors, Inc. BD affiliated | Redfish Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 13, 2023 | May 24, 2023 |
| Robert Elwee Simpton | Scf Investment Advisors, Inc. BD affiliated | Redfish Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 13, 2023 | May 24, 2023 |
| Scott Martin Bresky | Scf Investment Advisors, Inc. BD affiliated | Chelsea Advisory Services, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2023 | Apr 17, 2023 |
| Christopher Cole Young | Scf Investment Advisors, Inc. BD affiliated | Waterfront Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 31, 2022 | Jan 10, 2023 |
| Jason Anthony Mullins | Scf Investment Advisors, Inc. BD affiliated | Dai Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2022 | Dec 21, 2022 |
| Isaac Ortiz | Scf Investment Advisors, Inc. BD affiliated | Dai Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 22, 2022 | Dec 19, 2022 |
| Codie Tiffin | Scf Investment Advisors, Inc. BD affiliated | Dai Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 22, 2022 | Dec 19, 2022 |
| Anna L Wilkin | Scf Investment Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 2, 2022 | Mar 9, 2023 (127 d) |
| Robert Raymond Butts | Scf Investment Advisors, Inc. BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2022 | Aug 18, 2022 |
| Susan Katherine Tackett | Scf Investment Advisors, Inc. BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2022 | Aug 16, 2022 |
| Derek P Helman | Scf Investment Advisors, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 19, 2022 | Aug 25, 2022 |
| Stefano L Carlacci | Scf Investment Advisors, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 12, 2022 | Jul 20, 2022 |
| Alexander Paul Jaramishian | Scf Investment Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 27, 2022 | Jul 19, 2022 |
| Tamra Lynn Enriquez | Scf Investment Advisors, Inc. BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2022 | Feb 15, 2022 |
| Todd M Howland | Scf Investment Advisors, Inc. BD affiliated | Savvy Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 2, 2021 | Jan 7, 2022 (36 d) |
| Marc Arthur Neville | Scf Investment Advisors, Inc. BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 22, 2021 | Oct 12, 2021 |
| Keith Dow Powell | Scf Investment Advisors, Inc. BD affiliated | The Hughes Group Wealth Management Partners LLC unclassified | Other | Jun 3, 2021 | Jun 15, 2021 |
| Roger Lee Dailey | Scf Investment Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2021 | May 25, 2021 |
| Scott P Reiber | Scf Investment Advisors, Inc. BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 28, 2021 | Apr 22, 2021 |
| Andre Ramirez | Scf Investment Advisors, Inc. BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 28, 2021 | Apr 23, 2021 |
| Michael Joseph Howell | Scf Investment Advisors, Inc. BD affiliated | Blom & Howell Financial Planning, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2021 | Feb 9, 2021 |
| Robert Adam Kokol | Scf Investment Advisors, Inc. BD affiliated | Atticus Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 23, 2020 | Jan 13, 2021 (82 d) |
| Bryan Alan Leinart | Scf Investment Advisors, Inc. BD affiliated | Heritage Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 8, 2020 | Sep 29, 2020 |
| Tonya Shyree White | Scf Investment Advisors, Inc. BD affiliated | Lifepro Asset Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 22, 2020 | Jun 16, 2020 |
| Sarah Guibert | Scf Investment Advisors, Inc. BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2020 | Mar 26, 2020 (79 d) |
| David L Ediger | Scf Investment Advisors, Inc. BD affiliated | Independent Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 15, 2019 | Nov 4, 2019 |
| Elisabeth Marie Mesquit | Scf Investment Advisors, Inc. BD affiliated | Soaring Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 26, 2019 | Sep 18, 2019 |
| George Allen Yackey Jr | Scf Investment Advisors, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2019 | Jan 3, 2023 (1231 d) |
| John Kenneth Palmer | Scf Investment Advisors, Inc. BD affiliated | Bfc Planning, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2019 | Jun 2, 2020 (287 d) |
| James Cameron | Scf Investment Advisors, Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2019 | Sep 24, 2022 (1144 d) |
| Robert Angus Guy | Scf Investment Advisors, Inc. BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2019 | Aug 6, 2019 |
| Harold Lynn Carmean | Scf Investment Advisors, Inc. BD affiliated | Cwm Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2019 | Apr 26, 2019 |
| Diane Moen Weyrick | Scf Investment Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2019 | Jul 2, 2019 |
| Derrick Girard | Scf Investment Advisors, Inc. BD affiliated | Ascent Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 13, 2019 | Dec 19, 2025 (2381 d) |
| Laura Elizabeth Balback | Scf Investment Advisors, Inc. BD affiliated | Cwm Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 8, 2019 | Apr 26, 2019 |
| Tristan L Jacobi | Scf Investment Advisors, Inc. BD affiliated | Cwm Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 8, 2019 | Apr 29, 2019 |
| Sandra Esqueda | Scf Investment Advisors, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2019 | May 14, 2019 (42 d) |
| Scott John Doyle | Scf Investment Advisors, Inc. BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2018 | Aug 20, 2018 |
| Rodger Erik Thomas | Scf Investment Advisors, Inc. BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2018 | Aug 20, 2018 |
| Timothy K Davis | Scf Investment Advisors, Inc. BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2018 | Aug 20, 2018 |
| Hugh Skinner | Scf Investment Advisors, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 23, 2018 | May 14, 2018 |
| Daniel Vincent Joyce | Scf Investment Advisors, Inc. other | Westpark Capital, Inc. independent RIA | Other | Mar 22, 2018 | Jan 18, 2022 (1398 d) |
156 moves match.