DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Independent Financial Partners

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mark Anthony GiordanoIndependent Financial Partners BD affiliatedPrivate Advisor Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 24, 2023May 5, 2023
Steven Christopher TestinoIndependent Financial Partners BD affiliatedPrivate Advisor Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 19, 2023Jul 26, 2024 (434 d)
Roseann Marie MonteleoneIndependent Financial Partners BD affiliatedSpc BD affiliatedAffiliated broker-dealer or bank to anotherApr 10, 2023Jan 1, 2025 (632 d)
Brian W RamseyIndependent Financial Partners BD affiliatedFamily Wealth Planning Partners no RAUMAffiliated broker-dealer or bank to a newly registered adviserApr 3, 2023Jan 3, 2023
Eliot Dylan MarrIndependent Financial Partners BD affiliatedThe Pacific Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 3, 2023Aug 25, 2021
Eric Thomas DouglasIndependent Financial Partners BD affiliatedFamily Wealth Planning Partners no RAUMAffiliated broker-dealer or bank to a newly registered adviserApr 3, 2023Dec 22, 2022
Aaron Michael McandrewIndependent Financial Partners BD affiliatedFamily Wealth Planning Partners no RAUMAffiliated broker-dealer or bank to a newly registered adviserApr 3, 2023Dec 22, 2022
Raymond E HansenIndependent Financial Partners BD affiliatedBison Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 31, 2023Jan 22, 2023
Elio ChiarelliIndependent Financial Partners BD affiliatedLPL Financial LLC otherOtherMar 31, 2023Apr 16, 2014
Christopher Andrew VaughnIndependent Financial Partners BD affiliatedFamily Wealth Planning Partners independent RIAAffiliated broker-dealer or bank to independent RIAMar 31, 2023Mar 1, 2023
Michael Allan ParkerIndependent Financial Partners BD affiliatedRetirement Plan Advisors, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAMar 1, 2023Mar 1, 2023
Brian Keith BoxIndependent Financial Partners BD affiliatedRetirement Plan Advisors, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAMar 1, 2023Mar 1, 2023
Steven Randal WrightIndependent Financial Partners BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherFeb 6, 2023Jun 23, 2023 (137 d)
John Morris HudsonIndependent Financial Partners BD affiliatedOnedigital institutionalOtherFeb 1, 2023Dec 13, 2022
Troy Dixon TummondIndependent Financial Partners BD affiliatedOnedigital institutionalOtherFeb 1, 2023Jan 28, 2023
Steven Robert CarterIndependent Financial Partners BD affiliatedOnedigital institutionalOtherFeb 1, 2023Dec 15, 2022
John William PomroyIndependent Financial Partners BD affiliatedOnedigital institutionalOtherFeb 1, 2023Dec 14, 2022
Landon Lee StricklandIndependent Financial Partners BD affiliatedOnedigital institutionalOtherFeb 1, 2023Jan 2, 2023
Daniel Glenn StaffordIndependent Financial Partners BD affiliatedAssuredpartners Investment Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJan 23, 2023Jan 25, 2023
Kristin Meredith AlexanderIndependent Financial Partners BD affiliatedCitigroup Global Markets Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 7, 2022Apr 28, 2023 (142 d)
Melissa Ann JonesIndependent Financial Partners BD affiliatedWoodbury Financial Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 14, 2022Oct 14, 2022
Jonathan Tyler AndersonIndependent Financial Partners BD affiliatedGlobal Retirement Partners LLC institutionalOtherJun 21, 2022Jul 25, 2025 (1130 d)
Kent Dean SherfeyIndependent Financial Partners BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 27, 2022Jun 16, 2022
Stacie E Lambert-SnooksIndependent Financial Partners BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 27, 2022Jun 29, 2022 (33 d)
Jennifer Sue CornettIndependent Financial Partners BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 16, 2022May 16, 2022
Jason Matthew HaddadIndependent Financial Partners BD affiliatedCsenge Advisory Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 13, 2022Sep 17, 2025 (1223 d)
Kevin Jason NashbarIndependent Financial Partners BD affiliatedRaymond James & Associates, Inc. national BDAffiliated broker-dealer or bank to anotherMay 9, 2022Jun 8, 2022
Fernando Fussa OcasioIndependent Financial Partners BD affiliatedCalton & Associates, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 18, 2022Apr 19, 2022
Joseph Glenn MaxeyIndependent Financial Partners BD affiliatedZacks Investment Management, Inc. mixed wealthAffiliated broker-dealer or bank to independent RIAMar 10, 2022Mar 24, 2022
Robert Harold BrownIndependent Financial Partners BD affiliatedCharles Schwab & Co., Inc. national BDAffiliated broker-dealer or bank to anotherFeb 25, 2022Oct 6, 2023 (588 d)
Dustin Carl RinaldiIndependent Financial Partners BD affiliatedLPL Financial LLC otherOtherJan 19, 2022Jul 1, 2016
Frank Thomas WintersIndependent Financial Partners BD affiliatedSt. Bernard Financial Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 17, 2021Aug 24, 2021
Ivory Jerome JohnsonIndependent Financial Partners BD affiliatedConsolidated Portfolio Review Corp independent RIAAffiliated broker-dealer or bank to independent RIASep 3, 2021Aug 13, 2021
Reginald JohnsonIndependent Financial Partners BD affiliatedTruist Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 16, 2021Jul 27, 2021
Ronnie Cavazos HaimIndependent Financial Partners BD affiliatedCapital Alliance Wealth Management state registeredAffiliated broker-dealer or bank to a state-registered adviserJun 7, 2021Jul 14, 2021 (37 d)
Doug Michael O'RearIndependent Financial Partners BD affiliatedGlobal Retirement Partners LLC institutionalOtherJun 1, 2021May 3, 2021
Evangeline StratisIndependent Financial Partners BD affiliatedThe Pacific Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 14, 2021May 9, 2021
Jonathan Michael RussoIndependent Financial Partners BD affiliatedLightedway Advisory Services, Inc. no RAUMAffiliated broker-dealer or bank to a newly registered adviserMar 16, 2021Mar 16, 2021
Keaton BurkeIndependent Financial Partners BD affiliatedCfg Advisors LLC unclassifiedOtherFeb 24, 2021Nov 18, 2021 (267 d)
Andrew MartinIndependent Financial Partners BD affiliatedFisher Investments independent RIAAffiliated broker-dealer or bank to independent RIAFeb 12, 2021Mar 23, 2021 (39 d)
Lindsey Brooke MichelIndependent Financial Partners BD affiliatedIht Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 2, 2020Jan 4, 2021 (63 d)
Jennifer L JohnsonIndependent Financial Partners BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 14, 2020Oct 22, 2020
Marci Anne CootsIndependent Financial Partners BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseOct 12, 2020Oct 30, 2020
Anthony Joseph RossettiIndependent Financial Partners BD affiliatedHeritage Financial Services, LLC unclassifiedOtherAug 4, 2020Jul 17, 2018
Brian Keith McginnisIndependent Financial Partners BD affiliatedThe Pacific Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 31, 2020Aug 6, 2020
Jacob GuevaraIndependent Financial Partners BD affiliatedThe Pacific Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 31, 2020Aug 12, 2020
Ronald Arthur LetawIndependent Financial Partners BD affiliatedLPL Financial LLC otherOtherJul 20, 2020Oct 9, 2014
David Michael MontgomeryIndependent Financial Partners BD affiliatedOnedigital institutionalOtherJul 20, 2020Jul 2, 2020
Daniel J YuftczakIndependent Financial Partners BD affiliatedOnedigital institutionalOtherJul 20, 2020Jul 14, 2020
Amy Lynn ColtonIndependent Financial Partners BD affiliatedCalton & Associates, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMay 18, 2020May 18, 2020
Amilka Nmn DelgadoIndependent Financial Partners BD affiliatedWisdom Planning Group independent RIAAffiliated broker-dealer or bank to independent RIAApr 15, 2020Dec 6, 2019
Chad Jarrett RixseIndependent Financial Partners BD affiliatedCalton & Associates, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 14, 2020Apr 14, 2020
Eric J. NegronIndependent Financial Partners BD affiliatedCalton & Associates, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAFeb 14, 2020May 13, 2020 (89 d)
Jeremy Alan LyonsIndependent Financial Partners BD affiliatedJ. Lyons Capital unclassifiedOtherFeb 3, 2020Jan 30, 2020
Wesley A ThompsonIndependent Financial Partners BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseNov 11, 2019Feb 3, 2020 (84 d)
Timothy Glenn MoyerIndependent Financial Partners BD affiliatedG. A. Repple & Company BD affiliatedAffiliated broker-dealer or bank to anotherAug 6, 2019Jan 6, 2025 (1980 d)
Daniel Leonard AscaniIndependent Financial Partners BD affiliatedWealthcare Advisory Partners LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 30, 2019Jan 2, 2026 (2348 d)
Christine Winn PowellIndependent Financial Partners BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 30, 2019Jun 26, 2019
Erick Glenn SchenkhuizenIndependent Financial Partners BD affiliatedWorld Investment Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 30, 2019Jun 20, 2019
James Henry AmickIndependent Financial Partners BD affiliatedJ. W. Cole Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 30, 2019May 10, 2019
Page 2 of 11PreviousNext
605 moves match.