DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Pnc Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kevin Lee Coffey | Pnc Wealth Management BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2023 | Dec 11, 2023 |
| Virginia Jamka | Pnc Wealth Management BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2023 | Dec 4, 2023 |
| Jose Ramon Rodriguez | Pnc Wealth Management BD affiliated | Banorte Asset Management, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 6, 2023 | Feb 13, 2024 (69 d) |
| Matthew R. Petty | Pnc Wealth Management BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 5, 2023 | Dec 1, 2023 |
| Suzanne Shearer | Pnc Wealth Management BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 5, 2023 | Dec 1, 2023 |
| Jacob Alexander Filipowski | Pnc Wealth Management BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 4, 2023 | Dec 11, 2023 |
| Thomas Brown | Pnc Wealth Management BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2023 | Jan 25, 2024 (52 d) |
| Richard Francis Klenk | Pnc Wealth Management BD affiliated | Retirement And Wealth At Alliant, LLC institutional | Other | Dec 1, 2023 | Feb 6, 2024 (67 d) |
| Beatrice Francoise Nunez | Pnc Wealth Management BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2023 | Jan 12, 2022 |
| Mauricio Castillo | Pnc Wealth Management BD affiliated | Insigneo Advisory Services, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 30, 2023 | Dec 4, 2023 |
| Oscar Eduardo Fernandez Este | Pnc Wealth Management BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2023 | Jan 11, 2022 |
| Minerva Ayala Santos | Pnc Wealth Management BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2023 | Jan 11, 2022 |
| Maria Genoveva Hernandez | Pnc Wealth Management BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2023 | Jan 11, 2022 |
| Ma Esther Palacios De Hernandez | Pnc Wealth Management BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2023 | Jan 11, 2022 |
| Samuel Morales | Pnc Wealth Management BD affiliated | Insigneo Advisory Services, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 30, 2023 | Dec 4, 2023 |
| Roberto Ruiz Velez | Pnc Wealth Management BD affiliated | Insigneo Advisory Services, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 30, 2023 | Dec 14, 2023 |
| Mark Blackmer | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 24, 2023 | Nov 21, 2023 |
| Garrett James Dunlap | Pnc Wealth Management BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 24, 2023 | Dec 20, 2023 |
| Toma Simeonov Tomov | Pnc Wealth Management BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2023 | Jan 9, 2024 (67 d) |
| Michael Scott Rains | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 1, 2023 | Oct 31, 2023 |
| Shane M Suders | Pnc Wealth Management BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2023 | Feb 12, 2024 (105 d) |
| Benjamin Pruitt Melton | Pnc Wealth Management BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 26, 2023 | Oct 23, 2023 |
| Alaa Ali | Pnc Wealth Management BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2023 | Nov 3, 2023 |
| Jonathan L Steiner | Pnc Wealth Management BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2023 | Oct 13, 2023 |
| Michael Clark | Pnc Wealth Management BD affiliated | Schneider Downs Wealth Management Advisors, LP independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 6, 2023 | Nov 30, 2023 (55 d) |
| John Merendino | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 2, 2023 | Oct 16, 2023 |
| Jeffrey Bunch | Pnc Wealth Management BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2023 | Oct 3, 2023 |
| Leslie Alan Niblock | Pnc Wealth Management BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2023 | Sep 29, 2023 |
| Brian A Karahalios | Pnc Wealth Management BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Oct 2, 2023 | Oct 2, 2023 |
| Peter H Gaunt | Pnc Wealth Management BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 22, 2023 | Sep 12, 2023 |
| Scott H Kesten | Pnc Wealth Management BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 12, 2023 | Sep 8, 2023 |
| Michael Smith | Pnc Wealth Management BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2023 | Sep 28, 2023 |
| Steven Anthony Dodge | Pnc Wealth Management BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2023 | Sep 7, 2023 |
| Linda Sue Bove | Pnc Wealth Management BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2023 | Aug 30, 2023 |
| Irving G Quant | Pnc Wealth Management BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2023 | Aug 23, 2023 |
| Adelaide Brant | Pnc Wealth Management BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 25, 2023 | Sep 5, 2023 |
| Oleg A. Zaytsev | Pnc Wealth Management BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2023 | Dec 15, 2023 (113 d) |
| James Francis Klasa | Pnc Wealth Management BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2023 | Oct 20, 2023 (59 d) |
| Christopher F. Herrel | Pnc Wealth Management BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2023 | Aug 16, 2023 |
| Brian W Fulton | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 15, 2023 | Aug 9, 2023 |
| Savannah Kay Forleo | Pnc Wealth Management BD affiliated | L.M. Kohn & Company independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 15, 2023 | Aug 14, 2023 |
| Edward Samuel Kindler | Pnc Wealth Management BD affiliated | Retirement Plan Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 11, 2023 | Mar 6, 2024 (208 d) |
| Zach J Bolden | Pnc Wealth Management BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2023 | Aug 16, 2023 |
| Sheryl Curtis | Pnc Wealth Management BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2023 | Sep 12, 2023 (34 d) |
| Daniel Schwartz | Pnc Wealth Management BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2023 | Aug 17, 2023 |
| Andrew David Tino | Pnc Wealth Management BD affiliated | Pnc Capital Advisors LLC other | Other | Aug 7, 2023 | Aug 3, 2023 |
| Kathleen Payne Cannon | Pnc Wealth Management BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Aug 3, 2023 | Aug 1, 2023 |
| James Michael Ulrick | Pnc Wealth Management BD affiliated | Farther independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 27, 2023 | Aug 8, 2023 |
| Antonio D Garcia | Pnc Wealth Management BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 27, 2023 | Aug 8, 2023 |
| Justin Eric Davis | Pnc Wealth Management BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2023 | Jul 20, 2023 |
| Kemraj Dubbra | Pnc Wealth Management BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 18, 2023 | Oct 5, 2023 (79 d) |
| Douglas Paul Crowl | Pnc Wealth Management BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2023 | Sep 8, 2023 (56 d) |
| John Linsenmeyer | Pnc Wealth Management BD affiliated | Girard Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 12, 2023 | Jul 20, 2023 |
| William O.E. Sterling | Pnc Wealth Management BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jul 10, 2023 | Jul 10, 2023 |
| Thomas Rowland | Pnc Wealth Management BD affiliated | On Investment Management Co BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2023 | Jul 25, 2023 |
| Zachary David Kenny | Pnc Wealth Management BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 29, 2023 | Oct 18, 2024 (477 d) |
| Shannon Dale Burgett | Pnc Wealth Management BD affiliated | Smith Salley Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 28, 2023 | Jul 11, 2023 |
| Eduardo Cano | Pnc Wealth Management BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2023 | Jun 27, 2023 |
| Matthew Baity | Pnc Wealth Management BD affiliated | Wealth Enhancement Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 22, 2023 | Jun 15, 2023 |
| Joshua Wallace | Pnc Wealth Management BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 21, 2023 | Jul 12, 2023 |
2,665 moves match.