DFX Intelligence
Advisor moves
Departures from Key Investment Services LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Corrigan | Key Investment Services LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 7, 2021 | Aug 18, 2022 (254 d) |
| Skyler R Hardman | Key Investment Services LLC BD affiliated | Svb Investment Services Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2021 | Jan 7, 2022 (32 d) |
| Rick Ashton Uribe | Key Investment Services LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2021 | Jan 26, 2022 (51 d) |
| Kevin Brady Witmer | Key Investment Services LLC BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2021 | Nov 29, 2021 |
| Angel Kelley | Key Investment Services LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2021 | Mar 11, 2022 (101 d) |
| John Allen Carruthers | Key Investment Services LLC BD affiliated | Decker Retirement Planning Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 2, 2021 | Nov 5, 2021 |
| Lucas D. Franks | Key Investment Services LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2021 | Mar 22, 2022 (141 d) |
| Nancy Kitson | Key Investment Services LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2021 | Oct 15, 2021 |
| Kendra Marie O'Reilly | Key Investment Services LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2021 | Oct 14, 2021 |
| Patrick Neil Rider | Key Investment Services LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2021 | Oct 26, 2021 |
| Amber Rae Paulsen | Key Investment Services LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2021 | Oct 20, 2021 (34 d) |
| Alexander Steven Mills | Key Investment Services LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 3, 2021 | Nov 15, 2021 (73 d) |
| Jon Michael Pawlowski | Key Investment Services LLC BD affiliated | Stratos Wealth Partners, Ltd BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2021 | Aug 18, 2021 |
| Shane Patrick Riley | Key Investment Services LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2021 | Aug 30, 2021 |
| Samuel Albert Mancuso | Key Investment Services LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2021 | Aug 19, 2021 |
| Michael A Perry | Key Investment Services LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 19, 2021 | Jul 16, 2021 |
| Joshua Smail | Key Investment Services LLC BD affiliated | Ally Invest Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2021 | Oct 7, 2021 (84 d) |
| Latricia Peck | Key Investment Services LLC BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2021 | Jul 20, 2021 |
| Sean Michael Jones | Key Investment Services LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2021 | Jun 30, 2021 |
| Claens Bon | Key Investment Services LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jun 25, 2021 | Aug 6, 2021 (42 d) |
| George Matthew Greenert | Key Investment Services LLC BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2021 | Jul 1, 2021 |
| Nathan Louis Fulkman | Key Investment Services LLC BD affiliated | Mfa Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 8, 2021 | Jun 16, 2021 |
| Benjamin Duggan | Key Investment Services LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2021 | Jul 9, 2024 (1133 d) |
| Kevin Gerard Smith | Key Investment Services LLC BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2021 | Jun 28, 2021 |
| Debra Diane Starkey | Key Investment Services LLC BD affiliated | Verity Asset Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 1, 2021 | Sep 20, 2021 (111 d) |
| Jason Joseph Tarr | Key Investment Services LLC BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2021 | Jul 20, 2021 (63 d) |
| Kenneth Simon | Key Investment Services LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 7, 2021 | Jan 10, 2022 (248 d) |
| Lori W Meter | Key Investment Services LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2021 | Sep 23, 2021 (150 d) |
| Kristen Marie Parrow | Key Investment Services LLC BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2021 | May 6, 2021 |
| Jean Lynette Prawel | Key Investment Services LLC BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2021 | Jun 9, 2021 (64 d) |
| Edward E Carlson | Key Investment Services LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2021 | Apr 14, 2021 |
| Douglas Alan Burns | Key Investment Services LLC BD affiliated | Stratos Wealth Partners, Ltd BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2021 | Oct 29, 2021 (212 d) |
| Catherine Ann Irizarry | Key Investment Services LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 19, 2021 | Mar 31, 2021 |
| Tyler Preston Eliason | Key Investment Services LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2021 | Mar 16, 2021 |
| Stephen Shuman | Key Investment Services LLC BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 16, 2021 | Feb 25, 2021 |
| John Patrick Milo | Key Investment Services LLC BD affiliated | Waddell & Reed BD affiliated | Affiliated broker-dealer or bank to another | Jan 15, 2021 | Jan 8, 2021 |
| Jennifer Sue Ramsey | Key Investment Services LLC BD affiliated | Stratos Wealth Partners, Ltd BD affiliated | Affiliated broker-dealer or bank to another | Jan 15, 2021 | Apr 6, 2021 (81 d) |
| Shannon Marie Wilkin | Key Investment Services LLC BD affiliated | Waddell & Reed BD affiliated | Affiliated broker-dealer or bank to another | Jan 15, 2021 | Jan 8, 2021 |
| Elizabeth Jane Meyer | Key Investment Services LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 11, 2021 | Jan 5, 2021 |
| Bradley Michael Dolhi | Key Investment Services LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2020 | Dec 23, 2020 |
| Timothy A French | Key Investment Services LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 9, 2020 | Nov 17, 2020 |
| Jeffrey Michael Yokiel | Key Investment Services LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2020 | Nov 2, 2020 |
| Jared Moser | Key Investment Services LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 2, 2020 | Nov 16, 2020 |
| Gina Marie Bert-Zatto | Key Investment Services LLC BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2020 | Sep 14, 2022 (698 d) |
| Rachel Lee Torres | Key Investment Services LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 25, 2020 | Oct 26, 2020 (31 d) |
| Hyon Yong Kim | Key Investment Services LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2020 | Sep 11, 2020 |
| Scott Wayne Milam | Key Investment Services LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2020 | Sep 10, 2020 |
| John Ryan O'Donnell | Key Investment Services LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2020 | Sep 9, 2020 |
| Hannah May Ellis | Key Investment Services LLC BD affiliated | Letter Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 24, 2020 | Aug 31, 2021 (372 d) |
| Caleb Richard Frankart | Key Investment Services LLC BD affiliated | Blue Jay Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 21, 2020 | Aug 14, 2020 |
| Jeffrey Scott Beasley | Key Investment Services LLC BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2020 | Aug 11, 2020 |
| Michael Lawrence Martin | Key Investment Services LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 5, 2020 | Jul 31, 2020 |
| William Mcpherson Browning | Key Investment Services LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 5, 2020 | Jul 31, 2020 |
| Kelly L. Uber | Key Investment Services LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2020 | Jul 2, 2020 |
| Bradley Venables | Key Investment Services LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 2, 2020 | May 22, 2020 |
| Kenneth Paul Hughie | Key Investment Services LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2020 | May 7, 2020 |
| Eva Jurate Comaduran | Key Investment Services LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2020 | May 4, 2020 |
| Christian R Moore | Key Investment Services LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 20, 2020 | May 11, 2020 |
| John Phillip Nehrig | Key Investment Services LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2020 | May 1, 2020 |
| Trevor Justin Hurley | Key Investment Services LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Feb 24, 2020 | Feb 3, 2020 |
599 moves match.