DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from U.S. Bancorp Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jason Oliver Will | U.S. Bancorp Advisors, LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2026 | Sep 14, 2026 |
| Zachary Alan Karason | U.S. Bancorp Advisors, LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2026 | Aug 10, 2026 |
| Charles Philip Staples | U.S. Bancorp Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2026 | Aug 13, 2026 |
| Teresa Lynn De La Torre | U.S. Bancorp Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2026 | Aug 5, 2026 |
| Erich Stabelfeldt | U.S. Bancorp Advisors, LLC BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2026 | Aug 20, 2026 |
| Esperanza Martinez | U.S. Bancorp Advisors, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 30, 2026 | Aug 18, 2026 |
| Jose Nelson Cuellar | U.S. Bancorp Advisors, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 23, 2026 | Aug 11, 2026 |
| Ross Bentley Hansen | U.S. Bancorp Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2026 | Jul 13, 2026 |
| Roy Chia Jen Lin | U.S. Bancorp Advisors, LLC BD affiliated | RBC Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2026 | Jul 9, 2026 |
| Sara Marie Ruby | U.S. Bancorp Advisors, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 29, 2026 | Jul 14, 2026 |
| Kevin Michael Fitzpatrick | U.S. Bancorp Advisors, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2026 | Jul 28, 2026 (36 d) |
| Donald Rex Calvert | U.S. Bancorp Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2026 | Jun 15, 2026 |
| Stephen Robert Spence | U.S. Bancorp Advisors, LLC BD affiliated | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2026 | Jul 23, 2026 (43 d) |
| Degar Ro | U.S. Bancorp Advisors, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 8, 2026 | Jun 16, 2026 |
| Owen Keith Farnsworth | U.S. Bancorp Advisors, LLC BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 5, 2026 | Jun 10, 2026 |
| Ashley Lauren Mleczko | U.S. Bancorp Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2026 | Jun 22, 2026 |
| Parand R Baillie | U.S. Bancorp Advisors, LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2026 | Jun 25, 2026 |
| John Matthew Pugsley | U.S. Bancorp Advisors, LLC BD affiliated | State Farm Investment Management Corp. asset manager | Other | May 22, 2026 | Jul 31, 2026 (70 d) |
| Dillon Miller | U.S. Bancorp Advisors, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 20, 2026 | Apr 22, 2026 |
| Cynthia Alexandra Jackson | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2026 | Mar 9, 2026 |
| Trenton Paul Thelen | U.S. Bancorp Advisors, LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 16, 2026 | Apr 10, 2026 |
| Vartges Mark Markarian | U.S. Bancorp Advisors, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 15, 2026 | Apr 20, 2026 |
| Kristian Carr Forster | U.S. Bancorp Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2026 | Apr 15, 2026 |
| Justin John Mueller | U.S. Bancorp Advisors, LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Mar 31, 2026 | Apr 6, 2026 |
| Elizabeth Kelly Schlitter | U.S. Bancorp Advisors, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 23, 2026 | Apr 16, 2026 |
| Traci Allysan Carrion | U.S. Bancorp Advisors, LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2026 | Mar 30, 2026 |
| Matthew Brian Danaher | U.S. Bancorp Advisors, LLC BD affiliated | Varra Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 20, 2026 | May 7, 2026 (48 d) |
| Preston David Watts | U.S. Bancorp Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 16, 2026 | Mar 13, 2026 |
| Mirian Vianey Trejo | U.S. Bancorp Advisors, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 16, 2026 | Mar 25, 2026 |
| Jacob Harry Rose | U.S. Bancorp Advisors, LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Mar 9, 2026 | Jun 10, 2026 (93 d) |
| Amy Spiker | U.S. Bancorp Advisors, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 16, 2026 | Jan 29, 2026 |
| Gerard William William Lee Pablo | U.S. Bancorp Advisors, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 6, 2026 | Feb 27, 2026 (52 d) |
| Danial Luis Lopez | U.S. Bancorp Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 25, 2025 | Feb 19, 2026 (86 d) |
| Lauren Griggs | U.S. Bancorp Advisors, LLC BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Aug 29, 2025 | Sep 15, 2025 |
| Nassif Dow | U.S. Bancorp Advisors, LLC BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2025 | Jul 9, 2025 |
| Bradley Wayne Larson | U.S. Bancorp Advisors, LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2025 | Jun 6, 2025 |
| Germon Earl Mosley | U.S. Bancorp Advisors, LLC BD affiliated | RBC Securities, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 28, 2025 | May 9, 2025 |
| Jeremy Wallen | U.S. Bancorp Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2025 | May 2, 2025 |
| Jennifer N Broemeling | U.S. Bancorp Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2025 | Jan 17, 2025 |
| Rochelle Deanne Sanchez | U.S. Bancorp Advisors, LLC BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2025 | Feb 17, 2025 (46 d) |
| George L. Yanez | U.S. Bancorp Advisors, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Nov 18, 2024 | Feb 28, 2025 (102 d) |
| Leonel Alexander Aceituno | U.S. Bancorp Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2024 | Oct 31, 2024 |
| Brian Ray Pond | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2024 | Nov 5, 2024 |
| Michael Christopher Alvarez | U.S. Bancorp Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2024 | Oct 30, 2024 |
| Ryan Evans Kirby | U.S. Bancorp Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2024 | Oct 30, 2024 |
| Michael John Hanewinkel | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2024 | Nov 5, 2024 |
| Torr Joshua Campitelli | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2024 | Nov 5, 2024 |
| William Scott Freedman | U.S. Bancorp Advisors, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 7, 2024 | Oct 3, 2024 |
| Alex Imer Lopez | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2024 | Jul 18, 2024 |
| Christian Hyde | U.S. Bancorp Advisors, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 18, 2024 | Jul 5, 2024 |
| Arthur James Johnson | U.S. Bancorp Advisors, LLC BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2024 | Apr 20, 2026 (725 d) |
| Allison Rose Osgood | U.S. Bancorp Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2024 | May 7, 2024 |
| Dominick Lawrence Deangelis | U.S. Bancorp Advisors, LLC BD affiliated | First Advisors National, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 19, 2024 | Mar 22, 2024 |
| Patricia Louise Hirata | U.S. Bancorp Advisors, LLC BD affiliated | Wedbush Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2024 | Jan 17, 2024 |
| Vera Jalilla Feldbusch | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2023 | Jul 20, 2023 |
| Melissa Beth Greenwood | U.S. Bancorp Advisors, LLC BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 16, 2023 | Mar 26, 2024 (162 d) |
| Henry Giovany Narvaez | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2023 | Oct 4, 2023 |
| Teresa Marie Tabel | U.S. Bancorp Advisors, LLC BD affiliated | Comerica Securities independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 18, 2023 | Oct 11, 2023 (54 d) |
| Matthew James Holbrook | U.S. Bancorp Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2023 | Aug 10, 2023 |
| Keliikai Seto Ah Mook Castillo | U.S. Bancorp Advisors, LLC BD affiliated | Horter Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 9, 2023 | Oct 18, 2023 (70 d) |
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489 moves match.