DFX Intelligence
Advisor moves
Departures from Raymond James Financial Services Advisors, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Olivia Herzog | Raymond James Financial Services Advisors, Inc BD affiliated | Corient independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 17, 2024 | Jan 10, 2024 |
| Nancy Lynn Comparetto | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2024 | Sep 6, 2024 (234 d) |
| Richard Albert Gagne | Raymond James Financial Services Advisors, Inc BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jan 12, 2024 | Jan 8, 2024 |
| Lisa Ann Hanvey | Raymond James Financial Services Advisors, Inc BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2024 | Feb 27, 2024 (46 d) |
| Matthew Joseph O'Hara | Raymond James Financial Services Advisors, Inc BD affiliated | Everhart Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 12, 2024 | Feb 26, 2024 (45 d) |
| Sharon Ann Kaylor | Raymond James Financial Services Advisors, Inc BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jan 9, 2024 | Jan 8, 2024 |
| Shane Eugene Merritt | Raymond James Financial Services Advisors, Inc BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 9, 2024 | Jan 8, 2024 |
| Karen Lynn Padgett | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2024 | Jan 2, 2024 |
| Evan Watzka | Raymond James Financial Services Advisors, Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 8, 2024 | Oct 29, 2025 (660 d) |
| Jonathan Chase Petty | Raymond James Financial Services Advisors, Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 4, 2024 | Jan 10, 2024 |
| Christopher Michael Marlow | Raymond James Financial Services Advisors, Inc BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jan 3, 2024 | Jan 3, 2024 |
| James Parker Lumpkin | Raymond James Financial Services Advisors, Inc BD affiliated | Tar River Wealth Planning, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2023 | Jan 11, 2024 |
| Jonathan Ongcuangco Reyes | Raymond James Financial Services Advisors, Inc BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Jan 19, 2024 |
| John Joseph Cusimano | Raymond James Financial Services Advisors, Inc BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Jan 2, 2024 |
| James "Tripp" Parker Lumpkin | Raymond James Financial Services Advisors, Inc BD affiliated | Tar River Wealth Planning, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2023 | Feb 16, 2024 (47 d) |
| Robert James Waite | Raymond James Financial Services Advisors, Inc BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Jan 2, 2024 |
| Arturo Ynocencio Casanova Lumpkin | Raymond James Financial Services Advisors, Inc BD affiliated | Tar River Wealth Planning, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2023 | Jan 11, 2024 |
| Jeffrey David Delarme | Raymond James Financial Services Advisors, Inc BD affiliated | Delarme Wealth Management, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2023 | Jan 2, 2024 |
| Michelle Kathleen Miller | Raymond James Financial Services Advisors, Inc BD affiliated | Delarme Wealth Management, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2023 | Jan 5, 2024 |
| Eric Alexander Johnson | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 26, 2023 | Jan 3, 2024 |
| David Thomas Shaw | Raymond James Financial Services Advisors, Inc BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 26, 2023 | Nov 20, 2023 |
| Richard H Eckell | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2023 | Mar 11, 2024 (81 d) |
| John Edward Cassandra | Raymond James Financial Services Advisors, Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 14, 2023 | Dec 7, 2023 |
| Travis Lee Kikuchi | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 14, 2023 | Mar 22, 2024 (99 d) |
| Timothy P Maher | Raymond James Financial Services Advisors, Inc BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 12, 2023 | Nov 2, 2023 |
| Luis Alberto Rivera | Raymond James Financial Services Advisors, Inc BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 12, 2023 | Feb 1, 2024 (51 d) |
| Lydia E. Kerr | Raymond James Financial Services Advisors, Inc BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 11, 2023 | Jan 6, 2024 |
| Todd Gregory Roberts | Raymond James Financial Services Advisors, Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 11, 2023 | Dec 7, 2023 |
| Andrew Christopher Gregory | Raymond James Financial Services Advisors, Inc BD affiliated | Elan Wealth Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 7, 2023 | Dec 8, 2023 |
| James Arthur Hayett | Raymond James Financial Services Advisors, Inc BD affiliated | Morgan-Aly Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2023 | Apr 12, 2024 (129 d) |
| Nicole Lauren Angelo | Raymond James Financial Services Advisors, Inc BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 5, 2023 | Dec 8, 2023 |
| Jason L Behr | Raymond James Financial Services Advisors, Inc BD affiliated | Morgan-Aly Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2023 | Dec 1, 2023 |
| Christopher Andrea Merlo | Raymond James Financial Services Advisors, Inc BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 29, 2023 | Nov 27, 2023 |
| Brian Clark Wilber | Raymond James Financial Services Advisors, Inc BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2023 | Dec 7, 2023 |
| Julianna Robinson Peeples | Raymond James Financial Services Advisors, Inc BD affiliated | Belpointe Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 29, 2023 | Mar 7, 2024 (99 d) |
| Jesse Sterling Burchill | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 28, 2023 | Dec 18, 2023 |
| Anya Antonavich | Raymond James Financial Services Advisors, Inc BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Nov 28, 2023 | Aug 29, 2024 (275 d) |
| Maria H Caston | Raymond James Financial Services Advisors, Inc BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 20, 2023 | Nov 17, 2023 |
| Nathan Dean Moser | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2023 | Nov 16, 2023 |
| Andrew Michael Palmasano | Raymond James Financial Services Advisors, Inc BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 16, 2023 | Nov 13, 2023 |
| Stephen Martin Hansen | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2023 | Nov 13, 2023 |
| Scott Kyle Swander | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2023 | Nov 9, 2023 |
| Sean Michael Morton | Raymond James Financial Services Advisors, Inc BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 15, 2023 | Nov 13, 2023 |
| Lucas Ferster | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 15, 2023 | Aug 28, 2024 (287 d) |
| Caleb James Warren | Raymond James Financial Services Advisors, Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 15, 2023 | Nov 15, 2023 |
| Alex K Sebastian | Raymond James Financial Services Advisors, Inc BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 14, 2023 | Nov 10, 2023 |
| Nathan Joseph Schwab | Raymond James Financial Services Advisors, Inc BD affiliated | Prime Capital Financial mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 14, 2023 | Nov 14, 2023 |
| James May | Raymond James Financial Services Advisors, Inc BD affiliated | Prime Capital Financial mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2023 | Nov 14, 2023 |
| Warren Flynt | Raymond James Financial Services Advisors, Inc BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Nov 10, 2023 | Nov 6, 2023 |
| David Alan Hayes | Raymond James Financial Services Advisors, Inc BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Nov 10, 2023 | Nov 6, 2023 |
| Alexander Robert Salton | Raymond James Financial Services Advisors, Inc BD affiliated | Rmr Wealth Builders, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 8, 2023 | Nov 8, 2023 |
| Brandon Xavier Sperling | Raymond James Financial Services Advisors, Inc BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 8, 2023 | Nov 2, 2023 |
| Matthew P Voelker | Raymond James Financial Services Advisors, Inc BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 8, 2023 | Jan 23, 2024 (76 d) |
| Patrick Haught Long | Raymond James Financial Services Advisors, Inc BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Nov 7, 2023 | Nov 9, 2023 |
| Kelly Allen Angell | Raymond James Financial Services Advisors, Inc BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2023 | Mar 12, 2024 (126 d) |
| Carl Charles Lanza | Raymond James Financial Services Advisors, Inc BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 6, 2023 | Nov 2, 2023 |
| Jeffrey Michael Goyette | Raymond James Financial Services Advisors, Inc BD affiliated | Dakota Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 6, 2023 | Nov 1, 2023 |
| Damon Guy Marra | Raymond James Financial Services Advisors, Inc BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 6, 2023 | Nov 2, 2023 |
| Jessica Lorraine Elscheid | Raymond James Financial Services Advisors, Inc BD affiliated | Dakota Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 6, 2023 | Nov 1, 2023 |
| Jeffrey Michael Goyette | Raymond James Financial Services Advisors, Inc BD affiliated | Dakota Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 6, 2023 | Nov 1, 2023 |
3,741 moves match.