DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Sequent Planning, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nathan Zale Dowlen | Sequent Planning, LLC independent RIA | Hornor, Townsend & Kent, LLC independent RIA | RIA to RIA | Jul 24, 2026 | Jul 24, 2026 |
| Kyle J Gerber | Sequent Planning, LLC independent RIA | Hornor, Townsend & Kent, LLC independent RIA | RIA to RIA | Jul 9, 2026 | Jul 2, 2026 |
| Marvin L Musick | Sequent Planning, LLC independent RIA | Enlightnu Wealth LLC state registered | RIA to a state-registered adviser | Apr 8, 2026 | Jul 1, 2026 (84 d) |
| Christopher James Debeikes | Sequent Planning, LLC independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Mar 3, 2026 | Aug 28, 2026 (178 d) |
| John Conrad Buser | Sequent Planning, LLC independent RIA | The Pinnacle Financial Group independent RIA | RIA to RIA | Dec 26, 2025 | Apr 17, 2026 (112 d) |
| Randy Tennant | Sequent Planning, LLC independent RIA | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 11, 2025 | Nov 20, 2025 |
| Norman Patrick Mcevoy | Sequent Planning, LLC independent RIA | Integrity Wealth Management state registered | RIA to a state-registered adviser | Nov 4, 2025 | Jan 1, 2026 (58 d) |
| Michael Douglas Chochon | Sequent Planning, LLC independent RIA | Adaptive Advice, LLC state registered | RIA to a state-registered adviser | Aug 6, 2025 | Dec 5, 2025 (121 d) |
| Lorena Yvonne Kanani | Sequent Planning, LLC independent RIA | Truist Advisory Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 10, 2025 | Jul 9, 2025 |
| Richard Bert Reed | Sequent Planning, LLC independent RIA | Forthright Capital independent RIA | RIA to RIA | Jun 10, 2025 | Aug 20, 2025 (71 d) |
| Jack Martin Taylor | Sequent Planning, LLC independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 12, 2025 | Jul 28, 2025 (77 d) |
| Renee Celeste Radtke | Sequent Planning, LLC independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Feb 13, 2025 | Mar 18, 2025 (33 d) |
| Matthew Tyler Bowling | Sequent Planning, LLC independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 14, 2024 | Nov 14, 2024 |
| Michael Patrick Nolan | Sequent Planning, LLC independent RIA | Advisor Share Wealth Management, LLC independent RIA | RIA to RIA | Oct 30, 2024 | Oct 16, 2024 |
| Andrew Joseph Kathol | Sequent Planning, LLC independent RIA | Advisor Share Wealth Management, LLC independent RIA | RIA to RIA | Oct 22, 2024 | Oct 30, 2024 |
| Benjamin Patrick Sellenraad | Sequent Planning, LLC independent RIA | Foguth Wealth Management, LLC. independent RIA | RIA to RIA | Sep 17, 2024 | Oct 16, 2024 |
| John Andrew White | Sequent Planning, LLC independent RIA | Advisor Share Wealth Management, LLC independent RIA | RIA to RIA | Sep 10, 2024 | Oct 1, 2024 |
| Christopher John Winspear | Sequent Planning, LLC independent RIA | Planmember Securities Corporation independent RIA | RIA to RIA | Aug 21, 2024 | Aug 21, 2024 |
| Jeffrey Paul Riesberg | Sequent Planning, LLC independent RIA | Advisor Share Wealth Management, LLC independent RIA | RIA to RIA | Aug 16, 2024 | Aug 5, 2024 |
| Larry Wayne Dykes | Sequent Planning, LLC independent RIA | Advisor Share Wealth Management, LLC independent RIA | RIA to RIA | Jul 25, 2024 | Jul 25, 2024 |
| Rexford Kent Cattanach | Sequent Planning, LLC independent RIA | Advisor Share Wealth Management, LLC independent RIA | RIA to RIA | Apr 2, 2024 | Jan 2, 2026 (640 d) |
| Leon Martez Grove | Sequent Planning, LLC independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Apr 1, 2024 | May 22, 2024 (51 d) |
| Andre Muhammad | Sequent Planning, LLC independent RIA | Transamerica Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 4, 2024 | Apr 10, 2024 (37 d) |
| Todd Joseph Glime | Sequent Planning, LLC independent RIA | Borger Capital Management LLC state registered | RIA to a state-registered adviser | Feb 20, 2024 | Mar 12, 2024 |
| Michael V Ronan | Sequent Planning, LLC independent RIA | Park Avenue Securities LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 31, 2024 | Oct 30, 2024 (273 d) |
| Brian Joseph Godfrey | Sequent Planning, LLC independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Dec 8, 2023 | Dec 7, 2023 |
| Blake Thomas Moore | Sequent Planning, LLC independent RIA | Regal Investment Advisors LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 5, 2023 | Dec 5, 2023 |
| Emilio Francisco Solernou | Sequent Planning, LLC independent RIA | First Advisors National, LLC independent RIA | RIA to RIA | Oct 31, 2023 | Oct 30, 2025 (730 d) |
| Jesus Gerardo Sifuentes | Sequent Planning, LLC independent RIA | Dominion Capital LLC unclassified | Other | Oct 25, 2023 | Nov 21, 2023 |
| Sergio Jimenez-Gudino | Sequent Planning, LLC independent RIA | Dominion Capital LLC unclassified | Other | Oct 24, 2023 | Nov 21, 2023 |
| Tracey Lynn Spikes | Sequent Planning, LLC independent RIA | Brookstone Wealth Advisors, LLC no RAUM | Other | Oct 17, 2023 | Feb 21, 2024 (127 d) |
| Joseph John Battaglia | Sequent Planning, LLC independent RIA | Gladstone Wealth Partners BD affiliated | RIA to affiliated broker-dealer or bank | Jun 30, 2023 | Jun 30, 2023 |
| Andrew Nathan Rojas | Sequent Planning, LLC independent RIA | Securities America Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 30, 2023 | Jul 12, 2023 |
| Howard Jay Rappaport | Sequent Planning, LLC independent RIA | Cornermen Financial, LLC no RAUM | RIA to a newly registered adviser | Jan 9, 2023 | Sep 23, 2022 |
| Logan William Dietel | Sequent Planning, LLC independent RIA | Cornermen Financial, LLC no RAUM | RIA to a newly registered adviser | Jan 9, 2023 | Sep 19, 2022 |
| Marvin L Musick | Sequent Planning, LLC independent RIA | Wise Wealth, LLC independent RIA | RIA to RIA | Nov 17, 2022 | Mar 9, 2023 (112 d) |
| Matthew Carl Philistine | Sequent Planning, LLC independent RIA | Cpr Investments Inc independent RIA | RIA to RIA | Apr 13, 2022 | Apr 20, 2022 |
| Landon Lee Troyer | Sequent Planning, LLC independent RIA | Wealthplan Investment Management LLC independent RIA | RIA to RIA | Oct 19, 2021 | Aug 16, 2023 (666 d) |
| Christopher James Magnussen | Sequent Planning, LLC independent RIA | Securities America Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 13, 2021 | Jun 17, 2022 (247 d) |
| Melissa Levesque | Sequent Planning, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jun 18, 2021 | Sep 10, 2021 (84 d) |
| Corico Mccray | Sequent Planning, LLC independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Jan 25, 2021 | Jan 26, 2021 |
| Alicia Lynette Stingley | Sequent Planning, LLC independent RIA | Alpha Investment Advisors, LLC unclassified | Other | Dec 21, 2020 | Nov 24, 2020 |
| Joseph Edward Elsasser | Sequent Planning, LLC independent RIA | Adaptive Advice, LLC state registered | RIA to a state-registered adviser | Oct 21, 2020 | Aug 25, 2020 |
| Lauren Ashley Degroot | Sequent Planning, LLC independent RIA | Adaptive Advice, LLC state registered | RIA to a state-registered adviser | Oct 21, 2020 | Aug 27, 2020 |
| Darrell Lynn Saathoff | Sequent Planning, LLC independent RIA | Ameritas Advisory Services independent RIA | RIA to RIA | Oct 19, 2020 | Oct 20, 2020 |
| David Boyers | Sequent Planning, LLC independent RIA | Victory Capital Management Inc. asset manager | Other | May 12, 2020 | Feb 22, 2023 (1016 d) |
| Stephen Patrick Schmitt | Sequent Planning, LLC independent RIA | Florida Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 2, 2020 | Apr 17, 2020 |
| Anthony Louis Ackerman | Sequent Planning, LLC independent RIA | The Broughton Investment Group, Inc. state registered | RIA to a state-registered adviser | Aug 20, 2019 | Oct 11, 2019 (52 d) |
| Gregory Scott Shuman | Sequent Planning, LLC independent RIA | Brookstone Capital Management LLC independent RIA | RIA to RIA | Apr 15, 2019 | Oct 17, 2019 (185 d) |
| Richard Wayne Warner | Sequent Planning, LLC independent RIA | Virtue Wealth Counsel, LLC state registered | RIA to a state-registered adviser | Dec 31, 2018 | Jan 3, 2019 |
| Jeremy David Mandel | Sequent Planning, LLC independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 4, 2018 | Oct 10, 2018 |
| Paxton Jordan Smith | Sequent Planning, LLC independent RIA | MML Investors Services, LLC other | Other | Jan 2, 2018 | Feb 14, 2018 (43 d) |
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52 moves match.