DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Transamerica Financial Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

1,166 moves
AdvisorFromToTypeLeftRegistered
Luis Adolfo RicardoTransamerica Financial Advisors, LLC otherAllstate Financial Advisors, LLC no RAUMOtherFeb 24, 2017Mar 7, 2017
Aimee Francoeur TesoroTransamerica Financial Advisors, LLC otherTransamerica Retirement Advisors, LLC otherOtherJan 25, 2017Feb 27, 2017 (33 d)
Stacey Lynn MullinTransamerica Financial Advisors, LLC otherTransamerica Retirement Advisors, LLC otherOtherJan 17, 2017Jan 27, 2017
Paula AllenTransamerica Financial Advisors, LLC otherLPL Financial LLC independent RIAOtherDec 31, 2016Nov 13, 2018 (682 d)
Charles Jerome MopsikTransamerica Financial Advisors, LLC otherContinuum Wealth Advisors, LLC independent RIAOtherDec 31, 2016Dec 13, 2018 (712 d)
Romonia Bradford LeeTransamerica Financial Advisors, LLC otherEsi Financial Advisors BD affiliatedOtherDec 31, 2016Jan 2, 2019 (732 d)
Rory CarneyTransamerica Financial Advisors, LLC otherJ. W. Cole Advisors, Inc. otherOtherDec 27, 2016Jan 10, 2017
Eric Saxon FreehlingTransamerica Financial Advisors, LLC otherClear Creek Advisors independent RIAOtherDec 21, 2016Oct 31, 2017 (314 d)
Shawnee G AndersonTransamerica Financial Advisors, LLC otherValic Financial Advisors, Inc. otherOtherDec 16, 2016Dec 22, 2016
Suzanne Christiansen De GrawTransamerica Financial Advisors, LLC otherIndependent Financial Group, LLC otherOtherDec 6, 2016Dec 1, 2016
Thach Q NguyenTransamerica Financial Advisors, LLC otherRBC Capital Markets, LLC national BDOtherDec 6, 2016Aug 11, 2017 (248 d)
Thomas Lawrence CampbellTransamerica Financial Advisors, LLC otherStf Management LP no RAUMOtherDec 5, 2016Jan 12, 2015
Terrie MartinezTransamerica Financial Advisors, LLC otherPrincipal Securities, Inc. otherOtherNov 22, 2016Apr 21, 2017 (150 d)
Lucas Daniel DipietroTransamerica Financial Advisors, LLC otherCentaurus Financial, Inc. otherOtherNov 15, 2016Oct 19, 2016
Adam P FernanceTransamerica Financial Advisors, LLC otherCuso Financial Services, L.P. otherOtherOct 27, 2016Nov 4, 2016
Gary Joseph PreisserTransamerica Financial Advisors, LLC otherUSA Financial Securities LLC otherOtherOct 17, 2016Jan 12, 2017 (87 d)
Michael Lee WolbersTransamerica Financial Advisors, LLC otherAmeriprise Financial Services, LLC national BDOtherOct 12, 2016Oct 7, 2016
Maximos BehnanTransamerica Financial Advisors, LLC otherAvantax Advisory Services otherOtherOct 10, 2016Apr 25, 2017 (197 d)
Theodore BennettTransamerica Financial Advisors, LLC otherTruist Advisory Services, Inc. no RAUMOtherSep 27, 2016Nov 28, 2016 (62 d)
Edward KesisianTransamerica Financial Advisors, LLC otherTd Ameritrade, Inc. no RAUMOtherSep 27, 2016Oct 25, 2016
Terry Alan WhiteTransamerica Financial Advisors, LLC otherBlue Duck Wealth Management no RAUMOtherSep 23, 2016Mar 29, 2017 (187 d)
Christine Young BoweTransamerica Financial Advisors, LLC otherEmpirical Wealth Management independent RIAOtherSep 14, 2016Feb 19, 2024 (2714 d)
Robert John AhearnTransamerica Financial Advisors, LLC otherEagle Strategies LLC otherOtherSep 6, 2016Jan 9, 2017 (125 d)
Claire Roberts DurandTransamerica Financial Advisors, LLC otherStrategic Advisers LLC national BDOtherSep 1, 2016Oct 4, 2017 (398 d)
Wenwen DongTransamerica Financial Advisors, LLC otherEmpower Advisory Group, LLC institutionalOtherSep 1, 2016Mar 7, 2019 (917 d)
Lehelle L YanceyTransamerica Financial Advisors, LLC otherPrimerica Advisors national BDOtherAug 20, 2016May 24, 2017 (277 d)
Phillip J AdamsTransamerica Financial Advisors, LLC otherMathis Wealth Management independent RIAOtherAug 20, 2016Aug 25, 2016
John Samuel ScottTransamerica Financial Advisors, LLC otherOn Investment Management Co otherOtherAug 1, 2016Aug 1, 2016
Lucinda D AlcottTransamerica Financial Advisors, LLC otherSignator Investors, Inc. otherOtherJul 11, 2016Aug 29, 2016 (49 d)
Nathaniel Paul BartonTransamerica Financial Advisors, LLC otherBrookstone Capital Management LLC otherOtherJul 11, 2016Jun 7, 2017 (331 d)
Andrew Lee BunchTransamerica Financial Advisors, LLC otherSignator Investors, Inc. otherOtherJun 16, 2016Aug 2, 2016 (47 d)
Anna M. ManningTransamerica Financial Advisors, LLC otherRaymond James & Associates, Inc. national BDOtherJun 3, 2016Jun 8, 2016
Steven Thomas DumTransamerica Financial Advisors, LLC otherSomerset Cpas, P.C. unclassifiedOtherMay 13, 2016Sep 23, 2003
Wendell Wayne CaytonTransamerica Financial Advisors, LLC otherWealth Management Advisors, LLC unclassifiedOtherMay 13, 2016May 15, 2013
Scott Gilliam RussellTransamerica Financial Advisors, LLC otherTransamerica Financial Advisors, Inc. unclassifiedOtherMay 13, 2016May 1, 2009
Carl Malmrose HansonTransamerica Financial Advisors, LLC otherUS Advisory Group Inc otherOtherMay 13, 2016Jul 14, 2011
Stan Russell HallTransamerica Financial Advisors, LLC otherOsaic Wealth, Inc. otherOtherMay 13, 2016Jun 10, 2016
Robin Lynn CarmichaelTransamerica Financial Advisors, LLC otherCambridge Investment Research Advisors, Inc. otherOtherMay 13, 2016Jun 24, 2016 (42 d)
Rhandy ArzagaTransamerica Financial Advisors, LLC otherCuso Financial Services, L.P. otherOtherMay 13, 2016Jan 12, 2012
Michael Andrew KellyTransamerica Financial Advisors, LLC otherContinuum Advisory, LLC no RAUMOtherMay 13, 2016Apr 5, 2016
Brian James DamianiTransamerica Financial Advisors, LLC otherContinuum Advisory, LLC no RAUMOtherMay 13, 2016Apr 4, 2016
Timothy Shea KerriganTransamerica Financial Advisors, LLC otherContinuum Advisory, LLC no RAUMOtherMay 13, 2016Apr 4, 2016
Matthew Alan HayesTransamerica Financial Advisors, LLC otherOverridge Wealth Advisors otherOtherMay 13, 2016Oct 19, 2007
Jonathan Craig SullivanTransamerica Financial Advisors, LLC otherContinuum Advisory, LLC no RAUMOtherMay 13, 2016Apr 6, 2016
Michael Andrew KellyTransamerica Financial Advisors, LLC otherContinuum Advisory, LLC no RAUMOtherMay 13, 2016Apr 5, 2016
Curtis William HowardTransamerica Financial Advisors, LLC otherIntegrity Wealth Advisors, Inc. independent RIAOtherMay 12, 2016May 16, 2016
Shareef Anthony DoumetTransamerica Financial Advisors, LLC otherTransamerica Retirement Advisors, LLC otherOtherMay 12, 2016May 31, 2016
Lisa Sappenfield BoyerTransamerica Financial Advisors, LLC otherCambridge Investment Research Advisors, Inc. otherOtherMay 11, 2016May 2, 2016
Casey Lane PinckardTransamerica Financial Advisors, LLC otherCambridge Investment Research Advisors, Inc. otherOtherMay 11, 2016May 6, 2016
Burt Allen SnoverTransamerica Financial Advisors, LLC otherCabana Advisors, LLC otherOtherMay 11, 2016Dec 10, 2007
Jill Harris SlaytonTransamerica Financial Advisors, LLC otherWoodbury Financial Services, Inc. otherOtherMay 11, 2016Apr 28, 2016
John Jairo QuinteroTransamerica Financial Advisors, LLC otherCambridge Investment Research Advisors, Inc. otherOtherMay 11, 2016May 19, 2016
David B BrantleyTransamerica Financial Advisors, LLC otherCambridge Investment Research Advisors, Inc. otherOtherMay 11, 2016May 3, 2016
Patrick Blake MitchellTransamerica Financial Advisors, LLC otherCambridge Investment Research Advisors, Inc. otherOtherMay 11, 2016Apr 22, 2016
Eric Scott CoxTransamerica Financial Advisors, LLC otherMaryland Financial Group, Inc. otherOtherMay 11, 2016May 4, 2016
Michael Edward MaderTransamerica Financial Advisors, LLC otherCambridge Investment Research Advisors, Inc. otherOtherMay 11, 2016May 2, 2016
Michael Edward SullivanTransamerica Financial Advisors, LLC otherCambridge Investment Research Advisors, Inc. otherOtherMay 11, 2016Apr 21, 2016
Jeffery Paul WallemTransamerica Financial Advisors, LLC otherCambridge Investment Research Advisors, Inc. otherOtherMay 11, 2016Apr 21, 2016
David Robert PettitTransamerica Financial Advisors, LLC otherCambridge Investment Research Advisors, Inc. otherOtherMay 11, 2016Apr 19, 2016
Stephen Paul HuttonTransamerica Financial Advisors, LLC otherWoodbury Financial Services, Inc. otherOtherMay 11, 2016Apr 28, 2016
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