DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Ally Invest Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sharon Elizabeth Morrow | Ally Invest Advisors independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Sep 8, 2026 | Sep 2, 2026 |
| Johnny Arthur Williams | Ally Invest Advisors independent RIA | Present Day Financial Planning, LLC state registered | RIA to a state-registered adviser | Aug 31, 2026 | Aug 31, 2026 |
| Melissa Johns | Ally Invest Advisors independent RIA | Empower Advisory Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 26, 2026 | Sep 4, 2026 |
| Michael Matzner | Ally Invest Advisors independent RIA | Public Advisors LLC independent RIA | RIA to RIA | Aug 5, 2026 | Jul 27, 2026 |
| Justin Jinhyun Tak | Ally Invest Advisors independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 5, 2026 | Sep 9, 2026 (35 d) |
| Benjamin Regalado Schottenfels | Ally Invest Advisors independent RIA | Empower Advisory Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 27, 2026 | Aug 19, 2026 |
| Paxton Wood | Ally Invest Advisors independent RIA | Usaa Investment Services Company no RAUM | Other | Apr 22, 2026 | Jul 15, 2026 (84 d) |
| Anthony Steven Bonvissuto | Ally Invest Advisors independent RIA | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 22, 2026 | Apr 28, 2026 |
| Michael Merk | Ally Invest Advisors independent RIA | Wesbanco Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 26, 2026 | Jun 10, 2026 (76 d) |
| Jacob Mitchell | Ally Invest Advisors independent RIA | Missionsquare Retirement BD affiliated | RIA to affiliated broker-dealer or bank | Feb 5, 2026 | Feb 6, 2026 |
| Lansen E-Long Pan | Ally Invest Advisors independent RIA | Schwab Wealth Advisory, Inc. no RAUM | Other | Jan 6, 2026 | Feb 19, 2026 (44 d) |
| Aaron Fayzulayev | Ally Invest Advisors independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Nov 21, 2025 | Dec 1, 2025 |
| Zoey Dangol | Ally Invest Advisors independent RIA | Schwab Wealth Advisory, Inc. no RAUM | Other | Oct 24, 2025 | Nov 19, 2025 |
| Paula M Parrish | Ally Invest Advisors independent RIA | Blueline Advisors independent RIA | RIA to RIA | Aug 25, 2025 | Aug 7, 2026 (347 d) |
| Alexander Mitchell Murphy | Ally Invest Advisors independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Jul 7, 2025 | Jul 9, 2025 |
| Lillian R Stinson | Ally Invest Advisors independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 9, 2025 | Jun 18, 2025 |
| Thomas Eugene Wall | Ally Invest Advisors independent RIA | Uwharrie Investment Advisors, Inc. independent RIA | RIA to RIA | Jun 9, 2025 | Nov 4, 2025 (148 d) |
| Abigail Wheeler | Ally Invest Advisors independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 20, 2025 | May 16, 2025 |
| Robert Stirling Tinker | Ally Invest Advisors independent RIA | Fisher Investments independent RIA | RIA to RIA | May 12, 2025 | May 14, 2025 |
| Lucas Pozzetta | Ally Invest Advisors independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 8, 2025 | May 13, 2025 |
| Ralph Eugene Hughes | Ally Invest Advisors independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Mar 7, 2025 | Apr 30, 2025 (54 d) |
| Samuel Curtis | Ally Invest Advisors independent RIA | Empower Advisory Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 25, 2025 | Mar 12, 2025 |
| Royce Guerrero | Ally Invest Advisors independent RIA | Sofi Wealth LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 9, 2024 | Oct 23, 2024 |
| Cherie Chen | Ally Invest Advisors independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 2, 2024 | Mar 20, 2025 (169 d) |
| Nicole Cope | Ally Invest Advisors independent RIA | Schwab Wealth Advisory, Inc. no RAUM | Other | Sep 30, 2024 | Dec 15, 2025 (441 d) |
| Rebecca Teresa Chazen | Ally Invest Advisors independent RIA | Usaa Investment Services Company no RAUM | Other | Aug 26, 2024 | Aug 4, 2026 (708 d) |
| Aaron Charles Litman | Ally Invest Advisors independent RIA | Northern Trust Securities, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jul 31, 2024 | Aug 16, 2024 |
| Jorge Mario Espinoza | Ally Invest Advisors independent RIA | Advice And Planning Services BD affiliated | RIA to affiliated broker-dealer or bank | Jun 26, 2024 | Sep 20, 2024 (86 d) |
| Brett Richard Billenstein | Ally Invest Advisors independent RIA | Schwab Wealth Advisory, Inc. no RAUM | Other | Jun 3, 2024 | Aug 29, 2025 (452 d) |
| Tashikko Jabril Heningburg | Ally Invest Advisors independent RIA | Nationwide Investment Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 24, 2024 | Jun 11, 2024 |
| Maibi Ben-Horsfall | Ally Invest Advisors independent RIA | Principal Asset Management other | Other | May 6, 2024 | Feb 13, 2025 (283 d) |
| Cemental Lovey Grayson Rountree | Ally Invest Advisors independent RIA | Allstate Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 4, 2024 | Feb 4, 2026 (702 d) |
| Eduardo J Gelpi | Ally Invest Advisors independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 15, 2023 | Jan 5, 2024 |
| Daniel James Storment | Ally Invest Advisors independent RIA | T. Rowe Price Advisory Services, Inc. independent RIA | RIA to RIA | Oct 17, 2023 | Jan 26, 2024 (101 d) |
| Daniel Gardner | Ally Invest Advisors independent RIA | Citigroup Global Markets Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 25, 2023 | Jan 22, 2024 (119 d) |
| Jason Daniel May | Ally Invest Advisors independent RIA | Advice And Planning Services BD affiliated | RIA to affiliated broker-dealer or bank | Aug 15, 2023 | Aug 24, 2023 |
| Homer Clifton Reed | Ally Invest Advisors independent RIA | Wealthfront Advisers LLC independent RIA | RIA to RIA | Jul 26, 2023 | Aug 4, 2023 |
| Adria Lee Schmidtke | Ally Invest Advisors independent RIA | Wintrust Investments mixed wealth | RIA to RIA | Jun 7, 2023 | Jun 8, 2023 |
| Brittani Lynn Dilliard | Ally Invest Advisors independent RIA | Wealth Enhancement Advisory Services, LLC independent RIA | RIA to RIA | Jun 6, 2023 | Jun 20, 2023 |
| Gretchen Elizabeth Adams | Ally Invest Advisors independent RIA | Td Private Client Wealth LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 9, 2023 | Sep 13, 2023 (127 d) |
| Ivan Brendan Surmik | Ally Invest Advisors independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 16, 2022 | May 16, 2023 (151 d) |
| Mahendra Singh Rathore | Ally Invest Advisors independent RIA | Omega Wealth Management, LLC state registered | RIA to a state-registered adviser | Nov 4, 2022 | Apr 2, 2024 (515 d) |
| Razan Ghatani | Ally Invest Advisors independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Oct 12, 2022 | Oct 25, 2022 |
| Hugo Raynaldo Silva | Ally Invest Advisors independent RIA | Wedbush Securities Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 6, 2022 | Oct 6, 2022 |
| Mark Daniel Vance | Ally Invest Advisors independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Aug 9, 2022 | Mar 6, 2023 (209 d) |
| Adam Dinkins | Ally Invest Advisors independent RIA | First Citizens Investor Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 2, 2022 | Jun 17, 2022 |
| Kelly Parham | Ally Invest Advisors independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Apr 20, 2022 | May 26, 2022 (36 d) |
| Douglas Marlow | Ally Invest Advisors independent RIA | Stephens Consulting, LLC independent RIA | RIA to RIA | Apr 11, 2022 | Apr 29, 2022 |
| Laura Siragusa | Ally Invest Advisors independent RIA | Eagle Strategies LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 7, 2022 | Aug 4, 2022 (119 d) |
| Claudia Clare Donnelly | Ally Invest Advisors independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Mar 8, 2022 | Mar 21, 2022 |
| Jonathan Beck Schooley | Ally Invest Advisors independent RIA | Polaris Wealth Advisory Group independent RIA | RIA to RIA | Mar 8, 2022 | Feb 25, 2022 |
| Quentin Pinner | Ally Invest Advisors independent RIA | Pks Advisory Services, LLC independent RIA | RIA to RIA | Dec 23, 2021 | Sep 27, 2023 (643 d) |
| Alex Paschael Cavallo | Ally Invest Advisors independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | May 19, 2020 | Aug 12, 2026 (2276 d) |
| Brian Dennen | Ally Invest Advisors independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 23, 2020 | Jun 9, 2020 (78 d) |
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54 moves match.