DFX Intelligence
Advisor moves
Departures from Thrivent Investment Management Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,857 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Angela Etscheidt | Thrivent Investment Management Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 29, 2019 | Nov 19, 2019 |
| Robert L Conaway | Thrivent Investment Management Inc. BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2019 | Jan 23, 2020 (94 d) |
| Fritjof Stei | Thrivent Investment Management Inc. BD affiliated | Gwn Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2019 | Jan 10, 2020 (81 d) |
| James C Blake | Thrivent Investment Management Inc. BD affiliated | Brand Asset Management Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 9, 2019 | Oct 18, 2019 |
| Kevin Jeffrey Christensen | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2019 | Oct 3, 2019 |
| Timothy James Demuth | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2019 | Oct 3, 2019 |
| Benjamin Akiro Laws | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 26, 2019 | Sep 25, 2019 |
| Daniel Stephen Sinnen | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 26, 2019 | Oct 7, 2019 |
| John M. Kurcz | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 26, 2019 | Sep 25, 2019 |
| Jeremy James Gardner | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 25, 2019 | Sep 25, 2019 |
| Jesse Allen Niederbaumer | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 25, 2019 | Sep 25, 2019 |
| Jeremy Phillip Keil | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 25, 2019 | Sep 25, 2019 |
| Jenna Rose Laws | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 25, 2019 | Sep 25, 2019 |
| Andrew Allen Meyer | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 25, 2019 | Sep 25, 2019 |
| Lukas Hubers | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 25, 2019 | Sep 26, 2019 |
| Benjamin Uphoff | Thrivent Investment Management Inc. BD affiliated | Thrivent Advisor Network, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 25, 2019 | Sep 25, 2019 |
| Hilary J Sweeney | Thrivent Investment Management Inc. BD affiliated | Orgel Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 24, 2019 | Oct 3, 2019 |
| Eric Perich | Thrivent Investment Management Inc. BD affiliated | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2019 | Oct 1, 2019 |
| Kellen S Birdsall | Thrivent Investment Management Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 24, 2019 | Dec 23, 2019 (90 d) |
| Kevin Allen Hammer | Thrivent Investment Management Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 13, 2019 | Jan 1, 2026 (2302 d) |
| Brent Joseph Robinson | Thrivent Investment Management Inc. BD affiliated | Aegis Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 11, 2019 | Sep 9, 2019 |
| David Henrik Brandt | Thrivent Investment Management Inc. BD affiliated | Clear Creek Financial Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 27, 2019 | Jan 15, 2021 (507 d) |
| Joel Thomas Sauer | Thrivent Investment Management Inc. BD affiliated | Milestone Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 15, 2019 | Aug 14, 2019 |
| William Harris Evans | Thrivent Investment Management Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Aug 15, 2019 | Sep 21, 2021 (768 d) |
| Eric James Leonhardt | Thrivent Investment Management Inc. BD affiliated | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2019 | Aug 20, 2019 |
| Chevalier Roland Homan | Thrivent Investment Management Inc. BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2019 | Aug 14, 2019 |
| Nicholas Glen Daniels | Thrivent Investment Management Inc. BD affiliated | Creative Financial Designs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2019 | Aug 12, 2019 |
| Douglas David Hanson | Thrivent Investment Management Inc. BD affiliated | Creative Financial Designs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2019 | Aug 5, 2019 |
| Dean Merlin Neuharth | Thrivent Investment Management Inc. BD affiliated | Fbl Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2019 | Apr 2, 2021 (604 d) |
| Gregory Dane Mantz | Thrivent Investment Management Inc. BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2019 | Oct 4, 2019 (58 d) |
| Keenan Thomas James Meitner | Thrivent Investment Management Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2019 | Aug 6, 2019 |
| Bernardo Fidel Lozano | Thrivent Investment Management Inc. BD affiliated | Participant Capital asset manager | Other | Aug 7, 2019 | Oct 31, 2019 (85 d) |
| Timothy D Salm | Thrivent Investment Management Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 2, 2019 | Aug 22, 2019 |
| Lori Ann Reinke | Thrivent Investment Management Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2019 | Aug 15, 2019 |
| Skye Elizabeth Manning | Thrivent Investment Management Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 22, 2019 | Jul 19, 2019 |
| Aaron Lee Robinson | Thrivent Investment Management Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 22, 2019 | Jul 22, 2019 |
| Jennifer Michelle Hipkiss | Thrivent Investment Management Inc. BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 18, 2019 | Aug 6, 2019 |
| Keith Allyn Sowada | Thrivent Investment Management Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2019 | Jul 30, 2019 |
| Cameron Richardson | Thrivent Investment Management Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 10, 2019 | Jul 9, 2019 |
| Matthew Narlinger | Thrivent Investment Management Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 9, 2019 | Jul 9, 2019 |
| Joseph R Volpi | Thrivent Investment Management Inc. BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2019 | Aug 7, 2019 (40 d) |
| Benjamin W Witcher | Thrivent Investment Management Inc. BD affiliated | Td Ameritrade Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 28, 2019 | Jun 28, 2019 |
| Henry Carl Angelucci | Thrivent Investment Management Inc. BD affiliated | Knights Of Columbus Asset Advisors LLC institutional | Other | Jun 28, 2019 | Oct 14, 2021 (839 d) |
| Zachary Israel | Thrivent Investment Management Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 26, 2019 | Jun 27, 2019 |
| Jason Lee Kramar | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 19, 2019 | Jul 5, 2019 |
| Christopher Andrew Hart | Thrivent Investment Management Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2019 | Jun 17, 2019 |
| Blaine Robert Gundershaug | Thrivent Investment Management Inc. BD affiliated | Thrivent Asset Management, LLC asset manager | Other | Jun 13, 2019 | Jul 8, 2019 |
| Daniel Robert Chouanard | Thrivent Investment Management Inc. BD affiliated | Thrivent Asset Management, LLC asset manager | Other | Jun 13, 2019 | Jun 25, 2019 |
| Heather Love Longlais | Thrivent Investment Management Inc. BD affiliated | Thrivent Asset Management, LLC asset manager | Other | Jun 13, 2019 | Jul 8, 2019 |
| Steven Jared Zimmerman | Thrivent Investment Management Inc. BD affiliated | Thrivent Asset Management, LLC asset manager | Other | Jun 13, 2019 | Jul 8, 2019 |
| John Carter Weiler | Thrivent Investment Management Inc. BD affiliated | Thrivent Asset Management, LLC asset manager | Other | Jun 13, 2019 | Jul 8, 2019 |
| James John Czubek | Thrivent Investment Management Inc. BD affiliated | Associated Investment Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 13, 2019 | Jun 26, 2019 |
| Philip E Ardelean | Thrivent Investment Management Inc. BD affiliated | Thrivent Asset Management, LLC asset manager | Other | Jun 13, 2019 | Jul 8, 2019 |
| Maxime Killian Shaughnessy | Thrivent Investment Management Inc. BD affiliated | Thrivent Asset Management, LLC asset manager | Other | Jun 13, 2019 | Jul 8, 2019 |
| Christopher Andrew Vaughn | Thrivent Investment Management Inc. BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2019 | Jun 7, 2019 |
| Jason Christopher Woodruff | Thrivent Investment Management Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | May 31, 2019 | Aug 13, 2019 (74 d) |
| Jason Raymond Jacobson | Thrivent Investment Management Inc. BD affiliated | Associated Investment Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 24, 2019 | Jun 20, 2019 |
| Scott Robert Armey | Thrivent Investment Management Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 24, 2019 | Aug 27, 2019 (95 d) |
| Jennifer Wilson Walley | Thrivent Investment Management Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 24, 2019 | Aug 6, 2019 (74 d) |
| Anthony Michael Manasseri | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2019 | Jun 7, 2019 |