DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from United Planners' Financial Services Of America A Limited Partner

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Alexandra Michelle StantonUnited Planners' Financial Services Of America A Limited Partner independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 2, 2024Feb 7, 2024
Mark Joseph GiraudUnited Planners' Financial Services Of America A Limited Partner independent RIAValmark Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 23, 2024Jan 9, 2024
Cary Edward UrichUnited Planners' Financial Services Of America A Limited Partner independent RIAVanderbilt Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2023Jan 2, 2024
Elisabet Ana RamosUnited Planners' Financial Services Of America A Limited Partner independent RIAAmida Wealth Advisors, LLC state registeredRIA to a state-registered adviserDec 31, 2023Feb 24, 2023
Kunal Bharatkumar PatelUnited Planners' Financial Services Of America A Limited Partner independent RIAMerit Financial Advisors independent RIARIA to RIADec 21, 2023Dec 21, 2023
Michael Daniel SaenzUnited Planners' Financial Services Of America A Limited Partner independent RIAStirlingshire Investments no RAUMRIA to a newly registered adviserDec 21, 2023Dec 8, 2023
James Patton WebbUnited Planners' Financial Services Of America A Limited Partner independent RIAStirlingshire Investments no RAUMRIA to a newly registered adviserDec 21, 2023Dec 11, 2023
Amy Lynne RiddellUnited Planners' Financial Services Of America A Limited Partner independent RIAAft Financial Planning state registeredRIA to a state-registered adviserNov 15, 2023Oct 3, 2023
Brooke Natalie BastiaansUnited Planners' Financial Services Of America A Limited Partner independent RIAProxy Freedom unclassifiedOtherNov 6, 2023Aug 16, 2023
Steven Michael SingerUnited Planners' Financial Services Of America A Limited Partner independent RIARetirement Solutions LLC state registeredRIA to a state-registered adviserOct 4, 2023Aug 22, 2023
Guenter Michael WeschUnited Planners' Financial Services Of America A Limited Partner independent RIARck Wealth Advisory LLC state registeredRIA to a state-registered adviserSep 29, 2023Sep 29, 2023
George Edwin RallUnited Planners' Financial Services Of America A Limited Partner independent RIALoftin Wealth Partners no RAUMOtherAug 16, 2023Oct 28, 2019
Kelly Briana HammerUnited Planners' Financial Services Of America A Limited Partner independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 10, 2023Apr 4, 2024 (269 d)
Kristin Markell OlsonUnited Planners' Financial Services Of America A Limited Partner independent RIATransamerica Retirement Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 8, 2023Aug 16, 2023 (69 d)
Sharon StarkUnited Planners' Financial Services Of America A Limited Partner independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMay 30, 2023May 24, 2023
Thet H MyothweUnited Planners' Financial Services Of America A Limited Partner independent RIAMorgan Stanley wirehouseRIA to wirehouseMay 2, 2023May 9, 2023
Marvin Wayne FarrarUnited Planners' Financial Services Of America A Limited Partner independent RIATrilogy Wealth Management, LLC state registeredRIA to a state-registered adviserApr 28, 2023Jul 24, 2023 (87 d)
Terry Richard FarrarUnited Planners' Financial Services Of America A Limited Partner independent RIATrilogy Wealth Management, LLC state registeredRIA to a state-registered adviserApr 28, 2023Jul 17, 2023 (80 d)
Andrew James StraubUnited Planners' Financial Services Of America A Limited Partner independent RIATrilogy Wealth Management, LLC state registeredRIA to a state-registered adviserApr 28, 2023Jul 18, 2023 (81 d)
Garret Mark QuillenUnited Planners' Financial Services Of America A Limited Partner independent RIAPallas Capital Advisors, LLC independent RIARIA to RIAApr 5, 2023Mar 8, 2023
Jeffrey Gordon KluveUnited Planners' Financial Services Of America A Limited Partner independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankMar 31, 2023Apr 6, 2023
Matthew Richard BensonUnited Planners' Financial Services Of America A Limited Partner independent RIAFocus Financial independent RIARIA to RIAMar 31, 2023Apr 12, 2023
Karen Elizabeth BlissUnited Planners' Financial Services Of America A Limited Partner independent RIAMML Investors Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 29, 2023Mar 30, 2023
Steven Joseph SchoederUnited Planners' Financial Services Of America A Limited Partner independent RIAAssociated Investment Services, Inc. independent RIARIA to RIAMar 13, 2023Mar 6, 2023
Mary HeitzmanUnited Planners' Financial Services Of America A Limited Partner independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 13, 2023Jan 1, 2025 (660 d)
Christopher James DavidsonUnited Planners' Financial Services Of America A Limited Partner independent RIAProxy Freedom unclassifiedOtherJan 25, 2023Jun 30, 2023 (156 d)
Julianne Lorraine CallUnited Planners' Financial Services Of America A Limited Partner independent RIATcp Asset Management, LLC independent RIARIA to RIADec 31, 2022Mar 25, 2020
Shawn Kristian SchuylerUnited Planners' Financial Services Of America A Limited Partner independent RIABfc Planning, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2022Jan 13, 2023
Michael John EmserUnited Planners' Financial Services Of America A Limited Partner independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankOct 6, 2022Sep 26, 2022
Emily Diane ArnoldUnited Planners' Financial Services Of America A Limited Partner independent RIABuck Wealth Strategies, LLC no RAUMRIA to a newly registered adviserOct 5, 2022Sep 26, 2022
Kindsey Brooke ElyUnited Planners' Financial Services Of America A Limited Partner independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 1, 2022Jan 1, 2025 (853 d)
Whitney Dawn GumUnited Planners' Financial Services Of America A Limited Partner independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 1, 2022Sep 1, 2022
Nicholas LobergUnited Planners' Financial Services Of America A Limited Partner independent RIASpectrum Financial Resources independent RIARIA to RIAMay 24, 2022Sep 21, 2022 (120 d)
Kory CloseUnited Planners' Financial Services Of America A Limited Partner independent RIAFisher Investments independent RIARIA to RIAMay 10, 2022May 12, 2022
Andrew Charles RothUnited Planners' Financial Services Of America A Limited Partner independent RIASei Investments Management Corp otherOtherMay 4, 2022Jun 1, 2022
Michael Stanley MarionUnited Planners' Financial Services Of America A Limited Partner independent RIAMarion Wealth Management no RAUMRIA to a newly registered adviserApr 19, 2022Sep 7, 2021
Jeffrey Donald LottUnited Planners' Financial Services Of America A Limited Partner independent RIAMarion Wealth Management no RAUMRIA to a newly registered adviserApr 19, 2022Sep 7, 2021
Michael Anthony BallUnited Planners' Financial Services Of America A Limited Partner independent RIACross State Financial Group LLC independent RIARIA to RIAApr 12, 2022Apr 6, 2022
Michael A JungwirthUnited Planners' Financial Services Of America A Limited Partner independent RIAThe Capital Advisory Group Advisory Services, LLC independent RIARIA to RIAApr 11, 2022Jul 20, 2022 (100 d)
Michael J SteinebachUnited Planners' Financial Services Of America A Limited Partner independent RIAHungerford Financial LLC independent RIARIA to RIAApr 1, 2022Jun 1, 2016
Stephen StahlUnited Planners' Financial Services Of America A Limited Partner independent RIAPrimerica Advisors national BDRIA to affiliated broker-dealer or bankJan 25, 2022Dec 13, 2023 (687 d)
Michael John GoyartsUnited Planners' Financial Services Of America A Limited Partner independent RIACs Planning Corp independent RIARIA to RIADec 31, 2021Feb 10, 2022 (41 d)
Amy RuschUnited Planners' Financial Services Of America A Limited Partner independent RIACs Planning Corp independent RIARIA to RIADec 20, 2021May 10, 2022 (141 d)
Michael P LoftusUnited Planners' Financial Services Of America A Limited Partner independent RIALoftus Wealth Strategies state registeredRIA to a state-registered adviserDec 15, 2021Nov 17, 2021
Thomas Frank CommanderUnited Planners' Financial Services Of America A Limited Partner independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 15, 2021Dec 8, 2021
Evan D HineUnited Planners' Financial Services Of America A Limited Partner independent RIALoftus Wealth Strategies state registeredRIA to a state-registered adviserDec 15, 2021Jan 10, 2022
James D LoftinUnited Planners' Financial Services Of America A Limited Partner independent RIALoftin Wealth Partners no RAUMOtherNov 23, 2021Oct 28, 2019
Gabriel Lewis MedinaUnited Planners' Financial Services Of America A Limited Partner independent RIABridge Capital Consulting, LLC state registeredRIA to a state-registered adviserJul 15, 2021Jul 9, 2021
Daniel Burke BeltranUnited Planners' Financial Services Of America A Limited Partner independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 5, 2021Apr 1, 2021
Joseph Frank KroleskiUnited Planners' Financial Services Of America A Limited Partner independent RIAFintron Advisors, LLC no RAUMRIA to a newly registered adviserApr 5, 2021Jul 24, 2023 (840 d)
Lucas Scott GrayUnited Planners' Financial Services Of America A Limited Partner independent RIANations Financial Group, Inc. independent RIARIA to RIADec 22, 2020Feb 6, 2024 (1141 d)
Damon David GeorgeUnited Planners' Financial Services Of America A Limited Partner independent RIARetirement Strategies state registeredRIA to a state-registered adviserSep 29, 2020Aug 17, 2021 (322 d)
Joseph Charles BarreiroUnited Planners' Financial Services Of America A Limited Partner independent RIAWealth Creation Management Group LLC no RAUMOtherAug 5, 2020Mar 14, 2019
Marilyn Louise Vander PlaatUnited Planners' Financial Services Of America A Limited Partner independent RIAWealth Creation Management Group LLC no RAUMOtherAug 5, 2020Mar 15, 2019
Robert Barrett SchillingUnited Planners' Financial Services Of America A Limited Partner independent RIARealta Investment Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankMay 7, 2020Jan 9, 2025 (1708 d)
Brandon Kyle CatrettUnited Planners' Financial Services Of America A Limited Partner independent RIAStewardship Advisory Group, LLC independent RIARIA to RIAJan 21, 2020Feb 5, 2020
Wendy Ellen FleischmannUnited Planners' Financial Services Of America A Limited Partner independent RIACrown Capital Securities, L.P. independent RIARIA to RIADec 31, 2019Jan 2, 2020
Martin Earl BrooksUnited Planners' Financial Services Of America A Limited Partner independent RIAFreedom Wealth Advisors, LLC state registeredRIA to a state-registered adviserDec 23, 2019Jan 16, 2020
Tassie Sonya MedlinUnited Planners' Financial Services Of America A Limited Partner independent RIAEmpirical Wealth Management independent RIARIA to RIADec 23, 2019Feb 12, 2020 (51 d)
Christine Renae BurkhartUnited Planners' Financial Services Of America A Limited Partner independent RIACutler Investment Group mixed wealthRIA to RIASep 19, 2019Sep 24, 2019
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274 moves match.