DFX Intelligence
Advisor moves
Departures from Osaic Wealth, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,282 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Salvatore John Ferrito | Osaic Wealth, Inc. BD affiliated | Planvision, LLC no RAUM | Other | Mar 29, 2024 | Apr 4, 2024 |
| Melissa Ann Jones | Osaic Wealth, Inc. BD affiliated | Packerland Brokerage Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 28, 2024 | Apr 8, 2024 |
| Tracy Alan Rothe | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 27, 2024 | Mar 25, 2024 |
| Joel David Rothe | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 27, 2024 | Mar 25, 2024 |
| Erik Peterson | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2024 | Apr 3, 2024 |
| John Olaf Olson | Osaic Wealth, Inc. BD affiliated | Gibbs Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 22, 2024 | Jan 22, 2025 (306 d) |
| Justin Buddy Arce | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2024 | Mar 18, 2024 |
| Cameron Guy Cubberley | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2024 | Mar 18, 2024 |
| Brennan Cade Thornton | Osaic Wealth, Inc. BD affiliated | Onedigital institutional | Other | Mar 20, 2024 | Apr 2, 2024 |
| Nolan David Venable | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2024 | Mar 11, 2024 |
| Zachary Daniel Lucas | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2024 | Mar 12, 2024 |
| Steven Barbosa | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2024 | Mar 11, 2024 |
| Nicholas Rau Fuller | Osaic Wealth, Inc. BD affiliated | Quantum Financial Planning Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 13, 2024 | Mar 22, 2024 |
| Edwin Alan Toth | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2024 | Mar 4, 2024 |
| Guy D Jensen | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2024 | Mar 1, 2024 |
| Stephanie A Shafer | Osaic Wealth, Inc. BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2024 | Jun 30, 2025 (479 d) |
| Darin Allen Peterson | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2024 | Mar 4, 2024 |
| Daniel Paul Mccarthy | Osaic Wealth, Inc. BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 6, 2024 | Feb 23, 2024 |
| John Taylor Worden | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2024 | Jan 1, 2025 (301 d) |
| Todd Thomas Rechenbach | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2024 | Mar 1, 2024 |
| David Gwin Brooke | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2024 | Mar 1, 2024 |
| Jacob T Rechenbach | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2024 | Jan 1, 2025 (301 d) |
| Daniel Cody Wagner | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2024 | Mar 1, 2024 |
| Jeremiah John Kauffman | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2024 | Mar 4, 2024 |
| Richard Thaddeus Lincoln | Osaic Wealth, Inc. BD affiliated | Prosperity Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 5, 2024 | Mar 8, 2024 |
| Ryan Nicholas Noto | Osaic Wealth, Inc. BD affiliated | Voya Retirement Advisors, LLC other | Other | Mar 5, 2024 | Jul 14, 2025 (496 d) |
| Rodney William Amicone | Osaic Wealth, Inc. BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2024 | Feb 14, 2024 |
| Fredric Eugene Goodman | Osaic Wealth, Inc. BD affiliated | Creativeone Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2024 | Mar 1, 2024 |
| Harold H. Hartmann | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2024 | Feb 29, 2024 |
| Joseph John Haas | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2024 | Feb 27, 2024 |
| Daniel Albert Marnik | Osaic Wealth, Inc. BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2024 | Mar 6, 2024 |
| James Robert Almquist | Osaic Wealth, Inc. BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2024 | Mar 6, 2024 |
| Michael Edward Gonzalez | Osaic Wealth, Inc. BD affiliated | Insigneo Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2024 | Aug 21, 2024 (176 d) |
| Philip Salvatore Blancato | Osaic Wealth, Inc. BD affiliated | Black Diamond Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 22, 2024 | Apr 12, 2023 |
| Austin Jacob Dunithan | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2024 | Mar 4, 2024 |
| Joseph Cappello Santomieri | Osaic Wealth, Inc. BD affiliated | Stratos Wealth Partners, Ltd BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2024 | Feb 14, 2024 |
| Jon Nicholas Pettinelli | Osaic Wealth, Inc. BD affiliated | Stratos Wealth Partners, Ltd BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2024 | Feb 12, 2024 |
| Janice Leung Fong | Osaic Wealth, Inc. BD affiliated | Stratos Wealth Partners, Ltd BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2024 | Feb 12, 2024 |
| Richard Manuel Rodriguez | Osaic Wealth, Inc. BD affiliated | Stratos Wealth Partners, Ltd BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2024 | Feb 12, 2024 |
| Renata Karin Carico | Osaic Wealth, Inc. BD affiliated | Stratos Wealth Partners, Ltd BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2024 | Feb 12, 2024 |
| Fred Debow Rice | Osaic Wealth, Inc. BD affiliated | Stratos Wealth Partners, Ltd BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2024 | Feb 14, 2024 |
| Ryan John Callan | Osaic Wealth, Inc. BD affiliated | Stratos Wealth Partners, Ltd BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2024 | Jan 1, 2025 (321 d) |
| Diana Pastrana | Osaic Wealth, Inc. BD affiliated | Stratos Wealth Partners, Ltd BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2024 | Feb 13, 2024 |
| Nora Khachatrya Gasparyan | Osaic Wealth, Inc. BD affiliated | Stratos Wealth Partners, Ltd BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2024 | Feb 12, 2024 |
| Abigail Courtney Lundquist | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 14, 2024 | Apr 17, 2024 (63 d) |
| Joshua Adam Parke | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2024 | Jan 31, 2024 |
| Samuel Johnathan Bennett | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2024 | Feb 8, 2024 |
| Spencer Georgetti | Osaic Wealth, Inc. BD affiliated | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 12, 2024 | Jun 20, 2025 (494 d) |
| Jason Warren Hedstrand | Osaic Wealth, Inc. BD affiliated | Redwood Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 11, 2024 | Feb 7, 2024 |
| Janet T Doherty | Osaic Wealth, Inc. BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 8, 2024 | Feb 9, 2024 |
| Connor Todd Ruth | Osaic Wealth, Inc. BD affiliated | Dew Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 8, 2024 | Feb 28, 2024 |
| James Franklin Davenport | Osaic Wealth, Inc. BD affiliated | Crewe Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 6, 2024 | Feb 7, 2024 |
| David Parker Dowden | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 6, 2024 | Feb 2, 2024 |
| Gabriel Joseph Pollock | Osaic Wealth, Inc. BD affiliated | &Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 6, 2024 | Feb 2, 2024 |
| Tanner James Mcquiston | Osaic Wealth, Inc. BD affiliated | Crewe Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 6, 2024 | Feb 7, 2024 |
| Brian T Spatola | Osaic Wealth, Inc. BD affiliated | Heron Equity Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 5, 2024 | Mar 12, 2024 (36 d) |
| Catherine L Lantz | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2024 | Apr 18, 2024 (73 d) |
| John Harrigan | Osaic Wealth, Inc. BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 4, 2024 | Sep 23, 2024 (232 d) |
| Taylor Ostien | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2024 | Jan 30, 2024 |
| Paul Raymond Lyon | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2024 | Jan 30, 2024 |