DFX Intelligence
Advisor moves
Departures from Osaic Wealth, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,282 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Monique Michelle Morrison | Osaic Wealth, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 6, 2023 | Feb 12, 2023 (37 d) |
| Cameron Yusko | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 4, 2023 | Jan 18, 2023 |
| Christopher Baumann | Osaic Wealth, Inc. BD affiliated | Bcg Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 4, 2023 | Jan 6, 2023 |
| Christopher James Lubbers | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 3, 2023 | Dec 9, 2022 |
| Jennifer Savoie Venable | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | Oct 30, 2024 (669 d) |
| Brandon Scott Terkeltaub | Osaic Wealth, Inc. BD affiliated | Buckingham Strategic Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 22, 2022 | Feb 17, 2023 (57 d) |
| Daniel Paul Jagiello | Osaic Wealth, Inc. BD affiliated | Buckingham Strategic Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 19, 2022 | Jan 19, 2023 (31 d) |
| Timothy Dale Reeves | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2022 | Dec 21, 2022 |
| Charles Malcolm Stack | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2022 | Dec 9, 2022 |
| Bryce Anthony Hood | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2022 | Dec 13, 2022 |
| Shane Lane Hughes | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2022 | Dec 13, 2022 |
| Caleb Andrew Hood | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2022 | Dec 9, 2022 |
| Kevin James Pent | Osaic Wealth, Inc. BD affiliated | Esi Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2022 | Dec 5, 2022 |
| Jason Nicholas Rhodes | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2022 | Nov 28, 2022 |
| Donald William Samuels | Osaic Wealth, Inc. BD affiliated | Samuels Financial Services, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 18, 2022 | Nov 17, 1999 |
| Gerard John Nicosia | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 17, 2022 | Jun 29, 2023 (224 d) |
| Thomas Mazzara | Osaic Wealth, Inc. BD affiliated | A.G.P / Alliance Global Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 16, 2022 | Oct 24, 2022 |
| Bryan Wayne Heath | Osaic Wealth, Inc. BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 11, 2022 | Feb 3, 2023 (84 d) |
| Taylor C Parkin | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 8, 2022 | Nov 4, 2022 |
| Gabe Hamideh | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 8, 2022 | Nov 3, 2022 |
| Brandon Marshall Baltzell | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 7, 2022 | Nov 4, 2022 |
| James Mathews Bentley | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2022 | Nov 2, 2022 |
| Andrew Joseph Fiega | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2022 | Nov 3, 2022 |
| Marcus Terrell Henderson | Osaic Wealth, Inc. BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2022 | Oct 31, 2022 |
| Laurence Vincent Plummer, Jr | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 2, 2022 | Oct 31, 2022 |
| Mitchell Alban Kotheimer | Osaic Wealth, Inc. BD affiliated | Nca Financial Planners independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 2, 2022 | Mar 9, 2021 |
| Todd Anthony Turner | Osaic Wealth, Inc. BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2022 | Oct 28, 2022 |
| Meshan Antoinette Smith | Osaic Wealth, Inc. BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2022 | Oct 28, 2022 |
| Andrew Stanford Rogers | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2022 | Oct 31, 2022 |
| Bradley David Roberts | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2022 | Oct 28, 2022 |
| Jacob Millen | Osaic Wealth, Inc. BD affiliated | Valor Investments And Planning LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 27, 2022 | Oct 25, 2022 |
| Thomas Ashely Blachek | Osaic Wealth, Inc. BD affiliated | Valor Investments And Planning LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 27, 2022 | Oct 25, 2022 |
| Tobin Dennis Wills | Osaic Wealth, Inc. BD affiliated | Optima Capital LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 26, 2022 | Oct 21, 2022 |
| John R Martin | Osaic Wealth, Inc. BD affiliated | Dai Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 26, 2022 | Oct 10, 2022 |
| Jessica Ann Paretta | Osaic Wealth, Inc. BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 26, 2022 | Feb 9, 2023 (106 d) |
| Jehu Francois | Osaic Wealth, Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2022 | Dec 12, 2022 (52 d) |
| Conor R Macphee | Osaic Wealth, Inc. BD affiliated | Eaton Vance Management asset manager | Other | Oct 19, 2022 | Jan 20, 2023 (93 d) |
| Chantal Balcom | Osaic Wealth, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2022 | Sep 26, 2022 |
| Allison Anne Armitage | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2022 | Jul 1, 2024 (635 d) |
| Matthew Paul Wilcox | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2022 | Sep 29, 2022 |
| Andrew Nicholas Turner | Osaic Wealth, Inc. BD affiliated | Hidden Cove Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2022 | Sep 30, 2022 |
| Brandon Chiappetta | Osaic Wealth, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 30, 2022 | Aug 14, 2023 (318 d) |
| Jordan Johnson | Osaic Wealth, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 29, 2022 | Nov 18, 2022 (50 d) |
| Timothy Tyler Jones | Osaic Wealth, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 21, 2022 | Oct 24, 2022 (33 d) |
| Travis J Neal | Osaic Wealth, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 21, 2022 | Jun 12, 2024 (630 d) |
| Michael Finn | Osaic Wealth, Inc. BD affiliated | Journey Wealth Partners unclassified | Other | Sep 20, 2022 | Jan 3, 2023 (105 d) |
| Brian Arnold Hickox | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2022 | Oct 27, 2022 (38 d) |
| Benjamin Ian Stein | Osaic Wealth, Inc. BD affiliated | Ima Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 2, 2022 | Sep 19, 2022 |
| Brian Joseph Quinn | Osaic Wealth, Inc. BD affiliated | Global Retirement Partners LLC institutional | Other | Aug 29, 2022 | Aug 26, 2022 |
| Dawn Kami Charmatz | Osaic Wealth, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 26, 2022 | Sep 19, 2022 |
| Randall Scholl | Osaic Wealth, Inc. BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2022 | Aug 22, 2022 |
| Robert Wayne Larsen | Osaic Wealth, Inc. BD affiliated | Optima Capital LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 18, 2022 | Aug 16, 2022 |
| David Christian Booker | Osaic Wealth, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 4, 2022 | Aug 5, 2022 |
| Ajay Ramesh Anand | Osaic Wealth, Inc. BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2022 | Jul 28, 2022 |
| David A Lemar | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2022 | Nov 4, 2022 (98 d) |
| James David Hertzler | Osaic Wealth, Inc. BD affiliated | Financial Legacy Associates other | Other | Jul 29, 2022 | Apr 8, 2019 |
| Connie M Hertzler | Osaic Wealth, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2022 | Jul 27, 2022 |
| Robert Jervis Stark | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 28, 2022 | Jul 26, 2022 |
| Charles Maurice Thurman | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 28, 2022 | Aug 15, 2022 |
| Robert Jeffrey Stark | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 28, 2022 | Jul 26, 2022 |