DFX Intelligence
RIA Intelligence
Advisor moves
Departures from Osaic Wealth, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joel E Salazar | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2026 | Feb 25, 2026 |
| Ronald Mark Chakler | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2026 | Feb 27, 2026 |
| Natalia Alishia Naylor | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2026 | Feb 19, 2026 |
| Mandy Colleen Savage | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2026 | Feb 19, 2026 |
| Ethan Vincent Gilbert | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2026 | Feb 19, 2026 |
| Maylene Dawn Poulsen | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2026 | Feb 19, 2026 |
| Paul David Brown | Osaic Wealth, Inc. BD affiliated | Faithward Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 20, 2026 | Feb 12, 2026 |
| Jason Devere Bays | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 18, 2026 | Feb 25, 2026 |
| Benjamin Marshall Gardner | Osaic Wealth, Inc. BD affiliated | Captrust institutional | Other | Feb 18, 2026 | Mar 9, 2026 |
| Christopher Fono | Osaic Wealth, Inc. BD affiliated | Braypark Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 17, 2026 | Mar 12, 2026 |
| Noah Davidson Gayhart | Osaic Wealth, Inc. BD affiliated | Bannerman Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 17, 2026 | Jun 2, 2026 (105 d) |
| Luke Thomas Mokma | Osaic Wealth, Inc. BD affiliated | Stratos Wealth Partners, Ltd BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2026 | Mar 16, 2026 (31 d) |
| Christopher J Kemp | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2026 | Feb 10, 2026 |
| Judy Margaret Rubin | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2026 | Feb 9, 2026 |
| Kim Erik Qvistorff | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2026 | Feb 9, 2026 |
| Jamie Hodges Taber | Osaic Wealth, Inc. BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2026 | Feb 9, 2026 |
| Dallas Wade Fagen | Osaic Wealth, Inc. BD affiliated | Echelon Group mixed wealth | Affiliated broker-dealer or bank to independent RIA | Feb 10, 2026 | Feb 18, 2026 |
| Adam Wade Weibel | Osaic Wealth, Inc. BD affiliated | Fbl Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2026 | Mar 13, 2026 (32 d) |
| Greg Shane Lavin | Osaic Wealth, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2026 | Feb 2, 2026 |
| Andrew Martin Parrish | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2026 | Feb 3, 2026 |
| Madeline R Cook | Osaic Wealth, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 5, 2026 | Apr 10, 2026 (64 d) |
| Jimmy Sherrod Holland | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2026 | Feb 5, 2026 |
| Adam Edward Bray | Osaic Wealth, Inc. BD affiliated | Ysb Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 4, 2026 | Mar 13, 2026 (37 d) |
| Cody J Schnipke | Osaic Wealth, Inc. BD affiliated | Ysb Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 4, 2026 | Mar 13, 2026 (37 d) |
| Connor Frederick Heck | Osaic Wealth, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2026 | Feb 2, 2026 |
| Jacob Thomas Norlander | Osaic Wealth, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2026 | Feb 2, 2026 |
| Kristen Anne Crass | Osaic Wealth, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2026 | Feb 2, 2026 |
| Howard Jeffrey Douglas | Osaic Wealth, Inc. BD affiliated | Consolidated Portfolio Review Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 3, 2026 | Jan 30, 2026 |
| Jeffrey Allen Edwards | Osaic Wealth, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2026 | Mar 4, 2026 |
| Robert Anthony Bolebruch | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2026 | Jan 27, 2026 |
| Ryan Jennestad Lovell | Osaic Wealth, Inc. BD affiliated | Simplicity Wealth mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2026 | May 27, 2026 (117 d) |
| Gary Anthony Kostowski | Osaic Wealth, Inc. BD affiliated | Primerica Advisors national BD | Affiliated broker-dealer or bank to another | Jan 30, 2026 | Apr 8, 2026 (68 d) |
| Jim Cooper | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2026 | Jan 29, 2026 |
| Martin Garrett Wheeler | Osaic Wealth, Inc. BD affiliated | Sea Financial Hawaii state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 30, 2026 | Apr 27, 2026 (87 d) |
| Lawrence Earl Springer | Osaic Wealth, Inc. BD affiliated | Sherpa Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2026 | Jan 27, 2026 |
| Steven Arthur Sherman | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2026 | Jan 28, 2026 |
| Jason P Rainier | Osaic Wealth, Inc. BD affiliated | Rainier Wealth Planning, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 28, 2026 | Jan 26, 2026 |
| Laura Anne Lackie Rainier | Osaic Wealth, Inc. BD affiliated | Rainier Wealth Planning, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 28, 2026 | Jan 26, 2026 |
| Cristina Isabel Hethmon | Osaic Wealth, Inc. BD affiliated | Rainier Wealth Planning, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 28, 2026 | Jan 26, 2026 |
| Kevin James Smith | Osaic Wealth, Inc. BD affiliated | Discipline Wealth Solutions, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 27, 2026 | Jan 23, 2026 |
| Kelsey Ann Curtis | Osaic Wealth, Inc. BD affiliated | Robinswood Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 27, 2026 | Jan 22, 2026 |
| Heidi Ericksen Knight | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 26, 2026 | Jan 21, 2026 |
| Louis Sidney Wilson | Osaic Wealth, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 22, 2026 | Feb 13, 2026 |
| Kevin Emanuel Kelly | Osaic Wealth, Inc. BD affiliated | Realta Investment Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 20, 2026 | Jan 22, 2026 |
| Gary James Oie | Osaic Wealth, Inc. BD affiliated | Creative Financial Designs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 20, 2026 | Jan 22, 2026 |
| Michael Thomas Petersen | Osaic Wealth, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2026 | Jan 12, 2026 |
| James Stephen Williams | Osaic Wealth, Inc. BD affiliated | Impact Partnership Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 15, 2026 | Jan 23, 2026 |
| Emmanuel D Harris | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2026 | Jan 13, 2026 |
| Antoine R Harris | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2026 | Jan 12, 2026 |
| Matthew Douglas Ham | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2026 | Jan 14, 2026 |
| Scott Edward Wucherpfennig | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2026 | Jan 8, 2026 |
| Marisa Ann Steinbach | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2026 | Jan 8, 2026 |
| Nathan James Bilodeau | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2026 | Jan 8, 2026 |
| Angela Marie Denk | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2026 | Jan 8, 2026 |
| Aaron Keith Schneider | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2026 | Jan 8, 2026 |
| Madelyn Wanke | Osaic Wealth, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2026 | Jan 8, 2026 |
| Louis Martin Wargo | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2026 | Jan 7, 2026 |
| Peter C. Tague | Osaic Wealth, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jan 9, 2026 | Jan 5, 2026 |
| Walter Carl Meyers | Osaic Wealth, Inc. BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2026 | Jan 8, 2026 |
| Jacob M Demharter | Osaic Wealth, Inc. BD affiliated | Threadline Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 9, 2026 | Feb 5, 2026 |
2,262 moves match.