DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Triad Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Randolph Bernard AutreyTriad Advisors, LLC BD affiliatedArkadios Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAMay 21, 2020May 21, 2020
Matthew Dunning PrattTriad Advisors, LLC BD affiliatedArkadios Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAMay 21, 2020May 21, 2020
William Louis HerfordTriad Advisors, LLC BD affiliatedArkadios Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAMay 1, 2020May 13, 2020
Frederick Edwin HublerTriad Advisors, LLC BD affiliatedCreative Capital Wealth Management Group state registeredAffiliated broker-dealer or bank to a state-registered adviserDec 31, 2019Sep 10, 2019
James Andrew FerrinTriad Advisors, LLC BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 3, 2019Dec 2, 2019
Robert William BrudermanTriad Advisors, LLC BD affiliatedGary Goldberg Planning Services independent RIAAffiliated broker-dealer or bank to independent RIANov 21, 2019Jan 30, 2020 (70 d)
Jeffrey Douglas ThomasTriad Advisors, LLC BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 31, 2019Nov 1, 2019
Kevin Stuart HallamTriad Advisors, LLC BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 31, 2019Nov 1, 2019
Ke Minh DaoTriad Advisors, LLC BD affiliatedArkadios Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIASep 16, 2019Sep 18, 2019
James Anthony ParryTriad Advisors, LLC BD affiliatedArkadios Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJul 22, 2019Jul 23, 2019
Jonathan Michael RotzTriad Advisors, LLC BD affiliatedArkadios Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJul 22, 2019Jul 22, 2019
Christopher L TynerTriad Advisors, LLC BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseMay 28, 2019Jun 20, 2019
Robert Thatcher TudorTriad Advisors, LLC BD affiliatedConcorde Asset Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 16, 2019May 28, 2019
Janet Santa SherryTriad Advisors, LLC BD affiliatedArkadios Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAApr 30, 2019May 6, 2019
Ronald Norman YorkTriad Advisors, LLC BD affiliatedArkadios Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAApr 30, 2019Apr 30, 2019
Alan Stuart BergerTriad Advisors, LLC BD affiliatedArkadios Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAApr 30, 2019May 6, 2019
Patrick Warren SimpkinsTriad Advisors, LLC BD affiliatedArkadios Wealth Advisors no RAUMOtherMar 4, 2019Mar 4, 2019
Diane Mcdonald StaplesTriad Advisors, LLC BD affiliatedArkadios Wealth Advisors no RAUMOtherMar 4, 2019Mar 4, 2019
Paul Edward LewisTriad Advisors, LLC BD affiliatedBelpointe Asset Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 22, 2018Aug 22, 2018
Nathan Caleb LewisTriad Advisors, LLC BD affiliatedBelpointe Asset Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 22, 2018Aug 27, 2018
David BelotteTriad Advisors, LLC BD affiliatedOsaic Advisory Services, LLC no RAUMOtherJul 10, 2018Oct 15, 2014
Shannon Dale WareTriad Advisors, LLC BD affiliatedAcorn Financial Advisory Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJun 4, 2018Jun 6, 2018
Gregg S LentzTriad Advisors, LLC BD affiliatedArkadios Wealth Advisors no RAUMAffiliated broker-dealer or bank to a newly registered adviserMay 29, 2018Jun 1, 2018
Matt PorterTriad Advisors, LLC BD affiliatedArkadios Wealth Advisors no RAUMAffiliated broker-dealer or bank to a newly registered adviserMay 29, 2018Jun 1, 2018
Dale Clayton FarmerTriad Advisors, LLC BD affiliatedArkadios Wealth Advisors no RAUMAffiliated broker-dealer or bank to a newly registered adviserMay 7, 2018May 15, 2018
Thomas Joseph OuelletteTriad Advisors, LLC BD affiliatedOuellette Wealth Advisory LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 2, 2018Sep 21, 2017
Jason Corey GriggsTriad Advisors, LLC BD affiliatedAcg Wealth Inc. otherOtherMar 21, 2018Mar 22, 2018
Michael Joseph SievertTriad Advisors, LLC BD affiliatedArkadios Wealth Advisors no RAUMAffiliated broker-dealer or bank to a newly registered adviserMar 8, 2018Feb 28, 2018
Stanley LewandoskiTriad Advisors, LLC BD affiliatedAcg Wealth Inc. otherOtherMar 8, 2018Mar 21, 2018
Brian William RagenTriad Advisors, LLC BD affiliatedConcorde Asset Management, LLC otherOtherMar 6, 2018Mar 19, 2018
Donald HannahsTriad Advisors, LLC BD affiliatedWealth Enhancement Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 28, 2018Jul 25, 2019 (512 d)
Robert Hayes CarsonTriad Advisors, LLC BD affiliatedWealth Enhancement Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 28, 2018Jul 23, 2019 (510 d)
Christopher Tyler ThomasTriad Advisors, LLC BD affiliatedMacroview Investment Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 6, 2018Dec 4, 2023 (2127 d)
Daniel I ForbesTriad Advisors, LLC otherPnc Wealth Management BD affiliatedOtherDec 18, 2017Jan 11, 2018
Vincenzo FragomeniTriad Advisors, LLC otherCommonwealth Financial Network national BDOtherOct 13, 2017Oct 27, 2017
Beverly Addington McbrideTriad Advisors, LLC otherCommonwealth Financial Network national BDOtherOct 4, 2017Oct 2, 2017
David James LloydTriad Advisors, LLC otherGrace Capital Management, LLC otherOtherSep 11, 2017Mar 27, 2017
Timothy J RigsbyTriad Advisors, LLC otherGrace Capital Management, LLC otherOtherSep 11, 2017Mar 27, 2017
Duane Earl GoodellTriad Advisors, LLC otherOptimum Wealth LLC state registeredOtherSep 1, 2017Jan 13, 2017
Konrad KarwowskiTriad Advisors, LLC otherE*Trade Capital Management, LLC independent RIAOtherAug 21, 2017Sep 13, 2018 (388 d)
James Edward HundmanTriad Advisors, LLC otherLion Street Advisors, LLC otherOtherMay 3, 2017Mar 27, 2017
Gregory Keith RichardsTriad Advisors, LLC otherMerit Financial Advisors independent RIAOtherFeb 1, 2017Feb 7, 2025 (2928 d)
Timothy John KlingTriad Advisors, LLC otherRaymond James Financial Services Advisors, Inc otherOtherJan 20, 2017Feb 9, 2017
Henry Martin KlausmanTriad Advisors, LLC otherThe Klausman Group state registeredOtherJan 5, 2017Jan 30, 2017
Richard David SchechterTriad Advisors, LLC otherMML Investors Services, LLC BD affiliatedOtherDec 31, 2016Aug 27, 2025 (3161 d)
Steven Ray MillerTriad Advisors, LLC otherJames River Advisors unclassifiedOtherDec 31, 2016Aug 4, 2016
Richard Wayne BalhoffTriad Advisors, LLC otherRvr Wealth Advisors, LLC unclassifiedOtherNov 4, 2016May 1, 2007
James Bradley TeegardenTriad Advisors, LLC otherLion Street Advisors, LLC otherOtherOct 7, 2016Oct 6, 2016
Hugh Joseph BreslinTriad Advisors, LLC otherArmstrong Dixon otherOtherAug 2, 2016Aug 1, 2016
Chad WinchesterTriad Advisors, LLC otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherJul 1, 2016Jun 30, 2016
Sandra Marie KerrTriad Advisors, LLC otherBaron Wealth Management, LLC otherOtherJun 16, 2016Jun 23, 2016
William Timothy BourneTriad Advisors, LLC otherJames River Advisors unclassifiedOtherApr 18, 2016Apr 19, 2016
Ealon Sidney ThompsonTriad Advisors, LLC otherIfg Russell Advisors Inc otherOtherMar 10, 2016Mar 16, 2016
David Allen PierceTriad Advisors, LLC otherKalos Management otherOtherDec 31, 2015Dec 16, 2015
Christopher David PullaroTriad Advisors, LLC otherKalos Management otherOtherDec 31, 2015Dec 16, 2015
Caleb Will HuftalinTriad Advisors, LLC otherKalos Management otherOtherDec 31, 2015Dec 17, 2015
David Scott MirolliTriad Advisors, LLC otherKalos Management otherOtherDec 31, 2015Dec 16, 2015
Brian Timothy PierceTriad Advisors, LLC otherKalos Management otherOtherDec 31, 2015Dec 16, 2015
Edward Joseph ZywienTriad Advisors, LLC otherCoppertree?, LLC no RAUMOtherDec 2, 2015Jun 9, 2015
Adam Anthony WaitkevichTriad Advisors, LLC otherCoppertree?, LLC no RAUMOtherDec 2, 2015May 4, 2015
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208 moves match.