DFX Intelligence
Advisor moves
Departures from Kestra Advisory Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Irene Myriam Gill | Kestra Advisory Services, LLC BD affiliated | Victory Capital Management Inc. asset manager | Other | Dec 18, 2020 | Jan 26, 2022 (404 d) |
| Jeffrey Neil Blaze | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2020 | Dec 8, 2020 |
| Eric Dwain Mathes | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2020 | Dec 8, 2020 |
| Jeremy Alan Schinder | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2020 | Dec 7, 2020 |
| Jason Michael Solodkin | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2020 | Dec 7, 2020 |
| Mayrely Janine Fernandez | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2020 | Dec 8, 2020 |
| Deja Marie Foster | Kestra Advisory Services, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2020 | Sep 13, 2021 (284 d) |
| Alma Pajova | Kestra Advisory Services, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 18, 2020 | Feb 18, 2021 (92 d) |
| Robert Lee Holland | Kestra Advisory Services, LLC BD affiliated | Western Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 6, 2020 | Nov 4, 2020 |
| Matthew James Salcedo | Kestra Advisory Services, LLC BD affiliated | Salcedo Financial Services state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 5, 2020 | May 4, 2022 (545 d) |
| Brian David Drolet | Kestra Advisory Services, LLC BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2020 | Oct 27, 2020 |
| William Stephen Fazekas | Kestra Advisory Services, LLC BD affiliated | Mcdonald Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 30, 2020 | Nov 10, 2020 |
| Jonathon Christopher Schultheiss | Kestra Advisory Services, LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Oct 21, 2020 | Oct 16, 2020 |
| David Willingham Lentz | Kestra Advisory Services, LLC BD affiliated | Wealthcare Advisory Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 20, 2020 | Feb 18, 2026 (1947 d) |
| Sarah Degraw | Kestra Advisory Services, LLC BD affiliated | Kestra Private Wealth Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2020 | Jul 9, 2021 (273 d) |
| Frank Hirsch | Kestra Advisory Services, LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2020 | Sep 23, 2020 |
| John Everette Street | Kestra Advisory Services, LLC BD affiliated | Securian Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 22, 2020 | Sep 25, 2020 |
| Matthew Scott Bagell | Kestra Advisory Services, LLC BD affiliated | Bridge Wealth Advisors unclassified | Other | Sep 17, 2020 | Jun 5, 2017 |
| Nathan Lee Hooker | Kestra Advisory Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2020 | Sep 18, 2020 |
| Brian Neil Tobin | Kestra Advisory Services, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2020 | Oct 7, 2020 (44 d) |
| Lauren Elizabeth Elizabeth Lavelle | Kestra Advisory Services, LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 28, 2020 | Mar 12, 2026 (2053 d) |
| Gabriel O Medina | Kestra Advisory Services, LLC BD affiliated | Thornhill Securities, Inc. other | Other | Jul 27, 2020 | Feb 9, 2022 (562 d) |
| Christina Sun Lee | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2020 | Jul 20, 2020 |
| Matthew David Krows | Kestra Advisory Services, LLC BD affiliated | Scs independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 21, 2020 | Jan 11, 2022 (539 d) |
| Brett Andrew Power | Kestra Advisory Services, LLC BD affiliated | The Money Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 7, 2020 | Jul 30, 2020 |
| Brenda Renee Haas | Kestra Advisory Services, LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 2, 2020 | Jun 29, 2022 (727 d) |
| Richard Peter Cordova | Kestra Advisory Services, LLC BD affiliated | Mma Securities LLC no RAUM | Other | Jul 1, 2020 | Apr 1, 2020 |
| Kimberly Kay Miller | Kestra Advisory Services, LLC BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2020 | Mar 10, 2021 (252 d) |
| Victoria Ann Mercado | Kestra Advisory Services, LLC BD affiliated | Mma Securities LLC no RAUM | Other | Jul 1, 2020 | Sep 23, 2022 (814 d) |
| Moira Margaret Hagy | Kestra Advisory Services, LLC BD affiliated | Mma Securities LLC no RAUM | Other | Jul 1, 2020 | Apr 1, 2020 |
| Philip M Mazurek | Kestra Advisory Services, LLC BD affiliated | Mma Securities LLC no RAUM | Other | Jul 1, 2020 | Apr 1, 2020 |
| Zachary Morris Scott | Kestra Advisory Services, LLC BD affiliated | Securian Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2020 | Jul 29, 2020 (35 d) |
| Raymond Mccormack | Kestra Advisory Services, LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2020 | Aug 4, 2020 (41 d) |
| Michael Stuart Rankin | Kestra Advisory Services, LLC BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2020 | Aug 11, 2020 (55 d) |
| Paul Thomas Murray | Kestra Advisory Services, LLC BD affiliated | Ptm Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 12, 2020 | May 11, 2020 |
| Robert Henry Breslin | Kestra Advisory Services, LLC BD affiliated | Cw Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 8, 2020 | May 11, 2022 (702 d) |
| Michael R Brown | Kestra Advisory Services, LLC BD affiliated | Financial Advocates Investment Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2020 | Jul 20, 2020 (47 d) |
| Benjamin Patrick Otte | Kestra Advisory Services, LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jun 2, 2020 | Jun 20, 2024 (1479 d) |
| Graeme Lee | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2020 | Feb 23, 2021 (287 d) |
| Vanessa M Mason | Kestra Advisory Services, LLC BD affiliated | Comerica Securities bank affiliated | Other | May 7, 2020 | Apr 29, 2020 |
| Kaili Erin Winters | Kestra Advisory Services, LLC BD affiliated | Forta Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 7, 2020 | Apr 20, 2020 |
| Nina Marie Dipalma | Kestra Advisory Services, LLC BD affiliated | Usi Advisors institutional | Other | May 6, 2020 | May 1, 2020 |
| Matthew Joel Kolenich | Kestra Advisory Services, LLC BD affiliated | Usi Advisors institutional | Other | May 4, 2020 | Apr 30, 2020 |
| Daniel Patrick Mulheran | Kestra Advisory Services, LLC BD affiliated | Abbey Street no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 2, 2020 | Oct 16, 2019 |
| Ben A Clymer | Kestra Advisory Services, LLC BD affiliated | Abbey Street no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 2, 2020 | Oct 16, 2019 |
| Herman Laibe Kahn | Kestra Advisory Services, LLC BD affiliated | Wms Wealth Planners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 1, 2020 | Jan 14, 2020 |
| Philip Roderick Maguire | Kestra Advisory Services, LLC BD affiliated | Maguire Stewardship Partners state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 1, 2020 | Aug 7, 2020 (128 d) |
| Aaron Harold Kahn | Kestra Advisory Services, LLC BD affiliated | Wms Wealth Planners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 1, 2020 | Jan 13, 2020 |
| Liana Jean Oneil | Kestra Advisory Services, LLC BD affiliated | Riverfront Investment Group, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2020 | May 19, 2023 (1144 d) |
| Donald Roy Payne | Kestra Advisory Services, LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2020 | Apr 13, 2020 |
| Nathan C Flah | Kestra Advisory Services, LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2020 | Apr 10, 2020 |
| Jennifer Anne Gage | Kestra Advisory Services, LLC BD affiliated | Cbiz Retirement Plan Advisory Services institutional | Other | Mar 27, 2020 | Mar 25, 2020 |
| Brandon Michael Boychuk | Kestra Advisory Services, LLC BD affiliated | Antolino Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 5, 2020 | Sep 28, 2021 (572 d) |
| Paul Joseph Mccolgan | Kestra Advisory Services, LLC BD affiliated | Ivc Wealth Advisors LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 4, 2020 | Apr 26, 2019 |
| Alfred Peter Mataloni | Kestra Advisory Services, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 28, 2020 | Apr 17, 2020 (80 d) |
| Justin Patrick Daley | Kestra Advisory Services, LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 24, 2020 | Mar 2, 2020 (38 d) |
| Brett N Fry | Kestra Advisory Services, LLC BD affiliated | Forteris Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 24, 2020 | Apr 7, 2020 (74 d) |
| Glen David Amason | Kestra Advisory Services, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2020 | Feb 7, 2020 |
| Georgia Rallis | Kestra Advisory Services, LLC BD affiliated | Northrock Investments, Pllc state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 18, 2019 | Dec 16, 2019 |
| George Richard Brickley | Kestra Advisory Services, LLC BD affiliated | Benefit Fiduciary Group LLC other | Other | Dec 5, 2019 | Nov 18, 2020 (349 d) |
925 moves match.