DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Truist Advisory Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nathan Glenn BradhamTruist Advisory Services, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAOct 19, 2022Oct 19, 2022
James Burton TaylorTruist Advisory Services, Inc. BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseOct 13, 2022Sep 30, 2022
Charles Rex ScottTruist Advisory Services, Inc. BD affiliatedCharles Schwab & Co., Inc. national BDAffiliated broker-dealer or bank to anotherOct 11, 2022Nov 22, 2022 (42 d)
Linda M. SwainTruist Advisory Services, Inc. BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseOct 11, 2022Nov 14, 2022 (34 d)
Tracey Alden DevineTruist Advisory Services, Inc. BD affiliatedSaratoga Research & Investment Management independent RIAAffiliated broker-dealer or bank to independent RIAOct 6, 2022Nov 2, 2022
Shawn Christopher MercerTruist Advisory Services, Inc. BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherOct 5, 2022Oct 3, 2022
Hugh G AndersonTruist Advisory Services, Inc. BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseSep 30, 2022Sep 30, 2022
Nisha MusaniTruist Advisory Services, Inc. BD affiliatedAdvice And Planning Services BD affiliatedAffiliated broker-dealer or bank to anotherSep 30, 2022Dec 9, 2022 (70 d)
Larry Christopher ParkinTruist Advisory Services, Inc. BD affiliatedBb&T Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 29, 2022Dec 26, 2019
Charles Evan DaughertyTruist Advisory Services, Inc. BD affiliatedSage Mountain Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 26, 2022Nov 20, 2025 (1151 d)
Stephen Douglas SextonTruist Advisory Services, Inc. BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 23, 2022Sep 22, 2022
Benjamin E Everette LinkTruist Advisory Services, Inc. BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 23, 2022Sep 22, 2022
Shirley V SohmerTruist Advisory Services, Inc. BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 22, 2022Sep 22, 2022
Saher KhanTruist Advisory Services, Inc. BD affiliatedCharles Schwab & Co., Inc. national BDAffiliated broker-dealer or bank to anotherSep 14, 2022Feb 25, 2026 (1260 d)
Michael Eugene PearsonTruist Advisory Services, Inc. BD affiliatedBb&T Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 6, 2022Dec 10, 2019
Leslie Carleen CockingTruist Advisory Services, Inc. BD affiliatedRaymond James & Associates, Inc. national BDAffiliated broker-dealer or bank to anotherSep 6, 2022Dec 21, 2022 (106 d)
Stefan R MayerschoffTruist Advisory Services, Inc. BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseAug 26, 2022Sep 26, 2022 (31 d)
Tenley Corday Davenport DixonTruist Advisory Services, Inc. BD affiliatedEdward Jones national BDAffiliated broker-dealer or bank to anotherAug 26, 2022Aug 29, 2022
Justin PeterkinTruist Advisory Services, Inc. BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseAug 25, 2022Jan 24, 2023 (152 d)
Jonas Hughey ReidTruist Advisory Services, Inc. BD affiliatedEdward Jones national BDAffiliated broker-dealer or bank to anotherAug 19, 2022Sep 2, 2022
Katherine Mckinney SchiefelbeinTruist Advisory Services, Inc. BD affiliatedJanney Montgomery Scott LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 18, 2022Aug 11, 2022
Charles Edward BledsoeTruist Advisory Services, Inc. BD affiliatedRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherAug 12, 2022Aug 18, 2022
Michael Newport CreamerTruist Advisory Services, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAAug 10, 2022Aug 10, 2022
Heidi Lynne HawesTruist Advisory Services, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAAug 10, 2022Aug 10, 2022
Nicole Koren ClarkTruist Advisory Services, Inc. BD affiliatedU.S. Bancorp Investments, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 5, 2022Dec 12, 2022 (129 d)
Britney Page Kelly AnglinTruist Advisory Services, Inc. BD affiliatedInvesco Advisers, Inc. asset managerOtherAug 4, 2022Dec 2, 2022 (120 d)
Andrew Charles BlackmanTruist Advisory Services, Inc. BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseAug 3, 2022Aug 9, 2022
Tina Michele BryantTruist Advisory Services, Inc. BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseAug 2, 2022Aug 2, 2022
Jason M. KelleyTruist Advisory Services, Inc. BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseAug 2, 2022Aug 5, 2022
Julie Lynne Williamson-BressetTruist Advisory Services, Inc. BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseJul 29, 2022Dec 1, 2022 (125 d)
Tanya Marion CutroneTruist Advisory Services, Inc. BD affiliatedUBS Financial Services Inc. wirehouseAffiliated broker-dealer or bank to wirehouseJul 28, 2022Aug 30, 2022 (33 d)
Michael Cole OwenTruist Advisory Services, Inc. BD affiliatedJanney Montgomery Scott LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 19, 2022Jul 19, 2022
Maria Henline CraytonTruist Advisory Services, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAJul 19, 2022Jul 21, 2022
Amy Elizabeth WestTruist Advisory Services, Inc. BD affiliatedBb&T Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 19, 2022Dec 26, 2019
Don Randall CarterTruist Advisory Services, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAJul 18, 2022Jul 13, 2022
Michael John GlennonTruist Advisory Services, Inc. BD affiliatedRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherJul 14, 2022Jul 18, 2022
Chelsea Nichole VogtTruist Advisory Services, Inc. BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIAJul 14, 2022Jul 13, 2022
Mojoyeoluwa OniTruist Advisory Services, Inc. BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseJul 13, 2022Oct 10, 2022 (89 d)
Kendall WellerTruist Advisory Services, Inc. BD affiliatedEdward Jones national BDAffiliated broker-dealer or bank to anotherJul 7, 2022Jul 22, 2022
Nelson Shigeo LutzTruist Advisory Services, Inc. BD affiliatedKestra Private Wealth Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 5, 2022Jul 6, 2022
Anthony Brent OwenTruist Advisory Services, Inc. BD affiliatedInvesco Advisers, Inc. asset managerOtherJun 30, 2022Jul 11, 2022
Karen Marie DulaneyTruist Advisory Services, Inc. BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseJun 29, 2022Sep 28, 2022 (91 d)
Jeffrey Charles BrownTruist Advisory Services, Inc. BD affiliatedFirst Citizens Investor Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 28, 2022Jul 11, 2022
Jordan Mark WilsonTruist Advisory Services, Inc. BD affiliatedRobert W. Baird & Co. Incorporated mixed wealthAffiliated broker-dealer or bank to independent RIAJun 24, 2022Jul 29, 2022 (35 d)
Oliver SurprenantTruist Advisory Services, Inc. BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseJun 21, 2022Aug 15, 2022 (55 d)
Beth Ann ToneyTruist Advisory Services, Inc. BD affiliatedRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherJun 17, 2022Aug 31, 2023 (440 d)
Eli WeissmanTruist Advisory Services, Inc. BD affiliatedSpire Wealth Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 17, 2022Jun 16, 2022
Rongxia ZhuTruist Advisory Services, Inc. BD affiliatedTransglobal Advisory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 9, 2022Aug 17, 2022 (69 d)
Joey Rimmer JohnsonTruist Advisory Services, Inc. BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 8, 2022Jan 27, 2023 (233 d)
Emily Blair DunstanTruist Advisory Services, Inc. BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJun 8, 2022Oct 6, 2022 (120 d)
Christopher MarshTruist Advisory Services, Inc. BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseJun 7, 2022Jul 14, 2022 (37 d)
Lindsey RiderTruist Advisory Services, Inc. BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseJun 7, 2022Jul 13, 2022 (36 d)
Michael Dale FarishTruist Advisory Services, Inc. BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseJun 6, 2022Jun 6, 2022
Michal KovacTruist Advisory Services, Inc. BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseJun 6, 2022Jun 6, 2022
Martin Wayne PyleTruist Advisory Services, Inc. BD affiliatedPrincipal Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 6, 2022Jul 20, 2022 (44 d)
Christel DjossinouTruist Advisory Services, Inc. BD affiliatedMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAffiliated broker-dealer or bank to wirehouseMay 31, 2022Jul 11, 2022 (41 d)
Dylan R KepesTruist Advisory Services, Inc. BD affiliatedJ.P. Morgan Securities LLC wirehouseAffiliated broker-dealer or bank to wirehouseMay 26, 2022Jun 10, 2022
Ashli Alisa LuseTruist Advisory Services, Inc. BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherMay 24, 2022Jun 7, 2022
Thura Kyaw AungTruist Advisory Services, Inc. BD affiliatedRockefeller Capital Management BD affiliatedAffiliated broker-dealer or bank to anotherMay 23, 2022May 23, 2022
Tina Marie MunroeTruist Advisory Services, Inc. BD affiliatedKey Investment Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 18, 2022Apr 11, 2024 (694 d)
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1,377 moves match.