DFX Intelligence
Advisor moves
Departures from Fidelity Personal And Workplace Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kathleen Cimonetti | Fidelity Personal And Workplace Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2024 | Mar 8, 2024 |
| Shikha Midha | Fidelity Personal And Workplace Advisors BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2024 | Jul 2, 2024 (116 d) |
| Richard Hicks | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 8, 2024 | May 8, 2024 (61 d) |
| Ann Marie Muck | Fidelity Personal And Workplace Advisors BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2024 | Apr 23, 2024 (46 d) |
| Gregory Mcneill Carnes | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Mar 7, 2024 | Mar 14, 2024 |
| Jacob Zander | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 7, 2024 | Jan 16, 2025 (315 d) |
| Phyllis Marjorie Lowe | Fidelity Personal And Workplace Advisors BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2024 | Mar 3, 2026 (727 d) |
| Jason Eric Stepanik | Fidelity Personal And Workplace Advisors BD affiliated | Sf Planning Group LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 6, 2024 | Jun 3, 2024 (89 d) |
| William Blair Goheen | Fidelity Personal And Workplace Advisors BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2024 | Mar 8, 2024 |
| Wei Ye | Fidelity Personal And Workplace Advisors BD affiliated | Caskwise Capital Inc state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 6, 2024 | Jun 26, 2026 (842 d) |
| Adam Kyle Dorman | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 6, 2024 | Mar 11, 2024 |
| Damien Lindor | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2024 | Apr 25, 2024 (50 d) |
| Elias Bashour | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 6, 2024 | Apr 12, 2024 (37 d) |
| Stephen Montez | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 6, 2024 | Aug 14, 2024 (161 d) |
| Brock Montgomery Bennison | Fidelity Personal And Workplace Advisors BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 6, 2024 | Mar 12, 2024 |
| Jeffery William Zemp | Fidelity Personal And Workplace Advisors BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2024 | Mar 6, 2024 |
| Scott Olson | Fidelity Personal And Workplace Advisors BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2024 | Mar 20, 2024 |
| Jonathan Carl Costa | Fidelity Personal And Workplace Advisors BD affiliated | Drake & Associates, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2024 | Apr 30, 2024 (60 d) |
| Hatem Raafat Mohamed Aly Elshimy | Fidelity Personal And Workplace Advisors BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2024 | Jun 21, 2024 (112 d) |
| Diana Leticia Andersen | Fidelity Personal And Workplace Advisors BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 29, 2024 | Oct 5, 2024 (219 d) |
| Manuel Alejandro Carranza | Fidelity Personal And Workplace Advisors BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 29, 2024 | Mar 12, 2024 |
| Adam Dibernardo | Fidelity Personal And Workplace Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 29, 2024 | Dec 26, 2024 (301 d) |
| Andrew Gomes | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 29, 2024 | Jun 11, 2024 (103 d) |
| Sharamaurice Thomas | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Feb 29, 2024 | Mar 1, 2024 |
| John Nelson Duncan | Fidelity Personal And Workplace Advisors BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 29, 2024 | Apr 26, 2024 (57 d) |
| Geoffrey Hunt Hardaway | Fidelity Personal And Workplace Advisors BD affiliated | John Hancock Personal Financial Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 29, 2024 | Jun 18, 2024 (110 d) |
| Dennis Johnson | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Feb 28, 2024 | Mar 1, 2024 |
| Kathrine Wunderli-Bastian | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 27, 2024 | Apr 4, 2024 (37 d) |
| Kenneth Juan Ray | Fidelity Personal And Workplace Advisors BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2024 | Mar 6, 2024 |
| Claire Marie Love | Fidelity Personal And Workplace Advisors BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2024 | Jun 5, 2024 (100 d) |
| Dana L Palmer | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Feb 21, 2024 | Feb 28, 2024 |
| Inna Rivilis | Fidelity Personal And Workplace Advisors BD affiliated | Sunflower Financial Planning, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 21, 2024 | Mar 4, 2024 |
| Istrael Diego | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2024 | Dec 11, 2024 (294 d) |
| Bradley Matthew Peavler | Fidelity Personal And Workplace Advisors BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2024 | Feb 12, 2024 |
| Thomas Lee Morris Jr | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Feb 21, 2024 | Feb 16, 2024 |
| Christopher Brian Buckley | Fidelity Personal And Workplace Advisors BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Feb 21, 2024 | Mar 19, 2024 |
| Anne Laube | Fidelity Personal And Workplace Advisors BD affiliated | Poehling Capital Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 21, 2024 | Jul 1, 2025 (496 d) |
| Azure Lynn Bradger | Fidelity Personal And Workplace Advisors BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2024 | Mar 14, 2024 |
| David Matthew Frings | Fidelity Personal And Workplace Advisors BD affiliated | Onedigital institutional | Other | Feb 20, 2024 | Sep 5, 2024 (198 d) |
| Dylon May | Fidelity Personal And Workplace Advisors BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 20, 2024 | Jul 8, 2024 (139 d) |
| Kayla Rae Alexander | Fidelity Personal And Workplace Advisors BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2024 | Feb 27, 2025 (373 d) |
| Michael Thomas Denton | Fidelity Personal And Workplace Advisors BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 19, 2024 | Apr 3, 2024 (44 d) |
| Calum Moats Bashford | Fidelity Personal And Workplace Advisors BD affiliated | Excelsior Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 19, 2024 | May 21, 2024 (92 d) |
| Torrey Kane Magaard | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Feb 14, 2024 | Mar 7, 2024 |
| Robert Girgis | Fidelity Personal And Workplace Advisors BD affiliated | Calamos Advisors LLC asset manager | Other | Feb 14, 2024 | Mar 7, 2024 |
| Andrew Blake Janni | Fidelity Personal And Workplace Advisors BD affiliated | Strategic Wealth Investment Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 14, 2024 | Feb 29, 2024 |
| Artemio R Lopez | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Feb 9, 2024 | Mar 14, 2024 (34 d) |
| Jesse M Joffray | Fidelity Personal And Workplace Advisors BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2024 | Aug 4, 2025 (542 d) |
| Elaina Marie Evans | Fidelity Personal And Workplace Advisors BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 9, 2024 | Jun 25, 2024 (137 d) |
| Tyler Vaughn Baskin | Fidelity Personal And Workplace Advisors BD affiliated | Applied Capital LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 8, 2024 | Feb 23, 2024 |
| Roger Hobby | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2024 | Jan 27, 2026 (720 d) |
| Jorge Cardenas | Fidelity Personal And Workplace Advisors BD affiliated | Downtown Wealth Studios, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 7, 2024 | Feb 13, 2024 |
| Nathan R Anglin | Fidelity Personal And Workplace Advisors BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Feb 7, 2024 | Apr 10, 2024 (63 d) |
| Marcus Suman | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 7, 2024 | Jun 18, 2026 (862 d) |
| Jordan Mikal Hall | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 7, 2024 | Feb 12, 2024 |
| Matthew John Mcdonnell | Fidelity Personal And Workplace Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2024 | Jun 6, 2024 (120 d) |
| Jun Chen | Fidelity Personal And Workplace Advisors BD affiliated | Fidare Wealth Solutions LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 6, 2024 | May 17, 2024 (101 d) |
| Daniel Munger | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 5, 2024 | Jun 6, 2024 (122 d) |
| Brandon James Krone | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Feb 2, 2024 | Mar 4, 2024 (31 d) |
| Lamont Taylor | Fidelity Personal And Workplace Advisors BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2024 | Jul 31, 2024 (180 d) |
2,542 moves match.